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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+2.6%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$3.34B
AUM Growth
+$209M
Cap. Flow
+$157M
Cap. Flow %
4.72%
Top 10 Hldgs %
12.01%
Holding
1,564
New
189
Increased
576
Reduced
529
Closed
163

Top Buys

Rank Stock Value
1
MON
Monsanto Co
MON
+$30M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$16.2M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$10.6M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$7.95M
5
IBM icon
IBM
IBM
+$5.84M

Top Sells

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$10.2M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$8.32M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$7.79M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$5.38M
5
KMB icon
Kimberly-Clark
KMB
+$5.23M

Sector Composition

Rank Sector Weight
1 Energy 11.94%
2 Healthcare 10.62%
3 Industrials 9.8%
4 Technology 9.43%
5 Financials 9.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LCM
1326
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$117K ﹤0.01%
+11,450
New +$118K
DSU icon
1327
BlackRock Debt Strategies Fund
DSU
$591M
$115K ﹤0.01%
9,358
+578
+7% +$7.04K
GIGM icon
1328
GigaMedia
GIGM
$14.5M
$112K ﹤0.01%
16,022
– –
ATTU
1329
DELISTED
Attunity Ltd
ATTU
$112K ﹤0.01%
12,500
– –
GPK icon
1330
Graphic Packaging
GPK
$3.24B
$111K ﹤0.01%
+10,926
New +$108K
BDJ icon
1331
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
$110K ﹤0.01%
13,859
-1,000
-7% -$7.84K
ON icon
1332
ON Semiconductor
ON
$32.6B
$110K ﹤0.01%
+11,726
New +$105K
NSL
1333
DELISTED
NUVEEN SENIOR INCM FD
NSL
$106K ﹤0.01%
14,845
– –
DZSI
1334
DELISTED
DZS Inc. Common Stock
DZSI
$106K ﹤0.01%
5,000
– –
MEA
1335
DELISTED
METALICO INC
MEA
$105K ﹤0.01%
64,600
– –
RFMD
1336
DELISTED
RF MICRO DEVICES INC
RFMD
$105K ﹤0.01%
13,298
-32,476
-71% -$200K
AH
1337
DELISTED
Accretive Health
AH
$105K ﹤0.01%
13,100
-1,000
-7% -$8.86K
AWP
1338
abrdn Global Premier Properties Fund
AWP
$375M
$104K ﹤0.01%
4,923
+862
+21% +$18.3K
RITM icon
1339
Rithm Capital
RITM
$5.51B
$102K ﹤0.01%
7,907
+1,595
+25% +$20.6K
BTG icon
1340
B2Gold
BTG
$5.13B
$100K ﹤0.01%
37,000
– –
MHY
1341
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$100K ﹤0.01%
17,439
+54
+0.3% +$311
ARC
1342
DELISTED
ARC Document Solutions, Inc.
ARC
$97K ﹤0.01%
+13,000
New +$97.6K
C.WS.A
1343
DELISTED
Citigroup Inc
C.WS.A
$96K ﹤0.01%
149,000
-980
-0.7% -$649
VVUS
1344
DELISTED
Vivus Inc
VVUS
$96K ﹤0.01%
+1,620
New +$115K
XRA
1345
DELISTED
Exeter Resources Corporation
XRA
$93K ﹤0.01%
152,525
-8,600
-5% -$5.84K
AKS
1346
DELISTED
AK Steel Holding Corp
AKS
$90K ﹤0.01%
12,500
+500
+4% +$3.39K
MNI
1347
DELISTED
The McClatchy Company Class A Common Stock
MNI
$88K ﹤0.01%
1,370
– –
DLIA
1348
DELISTED
DELIA*S INC
DLIA
$88K ﹤0.01%
104,496
-1,100
-1% -$1K
PSTV icon
1349
Plus Therapeutics
PSTV
$25.1M
– –
0
– –
IRD
1350
Opus Genetics
IRD
$317M
$86K ﹤0.01%
+167
New +$90.3K
52 53
54
55 56

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CCM
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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q1 2014 Portfolio in Review

As of Q1 2014, Oppenheimer & Co held 1,564 positions worth $3.34B, up 6.7% from $3.13B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co deployed $157M of net new capital in Q1 2014, opening 189 new positions and adding to 576 existing holdings. Its largest new stake was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Vanguard Dividend Appreciation ETF, an estimated $7.79M trimmed.

  • Oppenheimer & Co's largest Q1 2014 buy was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.
  • Oppenheimer & Co added most to Monsanto Co in Q1 2014, an estimated $30M increase.
  • Oppenheimer & Co's biggest Q1 2014 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $7.79M.
  • Oppenheimer & Co fully exited TetraLogic Pharmaceuticals Corporation in Q1 2014, selling an estimated $10.2M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.34B portfolio in Q1 2014.
  • Oppenheimer & Co opened 189 new positions and closed 163 in Q1 2014.
  • Oppenheimer & Co's portfolio value rose 6.7% quarter-over-quarter to $3.34B.

Based on Oppenheimer & Co's 13F filing for Q1 2014, filed 9 May 2014.