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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+7.45%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$4.72B
AUM Growth
+$323M
Cap. Flow
+$92.3M
Cap. Flow %
1.96%
Top 10 Hldgs %
16.89%
Holding
1,475
New
127
Increased
594
Reduced
562
Closed
97

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$18.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.92M
3
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$9.63M
4
CVX icon
Chevron
CVX
+$5.67M
5
MSFT icon
Microsoft
MSFT
+$5.45M

Top Sells

Rank Stock Value
1
OKE icon
Oneok
OKE
+$9.41M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.79M
3
AAPL icon
Apple
AAPL
+$6.29M
4
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$5.21M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.18M

Sector Composition

Rank Sector Weight
1 Technology 17.88%
2 Financials 10.44%
3 Healthcare 10.37%
4 Industrials 8.75%
5 Consumer Discretionary 7.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHY
1301
Calamos Convertible and High Income Fund
CHY
$999M
$144K ﹤0.01%
13,181
+4
+0% +$47
JPS
1302
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$143K ﹤0.01%
22,091
-14,429
-40% -$102K
CIM
1303
Chimera Investment
CIM
$1.06B
$140K ﹤0.01%
8,250
– –
DB icon
1304
Deutsche Bank
DB
$69.6B
$136K ﹤0.01%
13,350
-13,347
-50% -$160K
ELAN icon
1305
Elanco Animal Health
ELAN
$13.2B
$136K ﹤0.01%
14,453
-1,875
-11% -$22.1K
ISD
1306
PGIM High Yield Bond Fund
ISD
$415M
$134K ﹤0.01%
+10,986
New +$137K
DMTK
1307
DELISTED
DermTech, Inc. Common Stock
DMTK
$130K ﹤0.01%
35,295
+25,295
+253% +$107K
EAD
1308
Allspring Income Opportunities Fund
EAD
$372M
$127K ﹤0.01%
20,100
– –
CD
1309
DELISTED
Chindata Group Holdings Limited American Depositary Shares
CD
$126K ﹤0.01%
18,000
– –
HIO
1310
Western Asset High Income Opportunity Fund
HIO
$334M
$125K ﹤0.01%
32,716
+616
+2% +$2.45K
AMPS
1311
DELISTED
Altus Power
AMPS
$110K ﹤0.01%
20,000
– –
SIRI icon
1312
SiriusXM
SIRI
$10.4B
$110K ﹤0.01%
2,759
– –
RIOT icon
1313
Riot Platforms
RIOT
$8.36B
$106K ﹤0.01%
10,578
-611
-5% -$3.97K
CHW
1314
Calamos Global Dynamic Income Fund
CHW
$523M
$103K ﹤0.01%
17,289
+139
+0.8% +$841
FPL
1315
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$103K ﹤0.01%
17,243
+5,090
+42% +$31.2K
AUY
1316
DELISTED
Yamana Gold, Inc.
AUY
$103K ﹤0.01%
17,569
-14,238
-45% -$81K
KOPN icon
1317
Kopin
KOPN
$663M
$101K ﹤0.01%
93,000
-14,000
-13% -$17.1K
QS icon
1318
QuantumScape Corp
QS
$3.22B
$99.8K ﹤0.01%
12,204
+1,100
+10% +$8.93K
FEI
1319
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$96.4K ﹤0.01%
12,617
-9,091
-42% -$71.6K
MGF
1320
Aberdeen Government Markets Income Fund
MGF
$91.6M
$96.1K ﹤0.01%
29,129
+173
+0.6% +$576
URGN icon
1321
UroGen Pharma
URGN
$2B
$95.2K ﹤0.01%
10,301
-210
-2% -$1.93K
OSCR icon
1322
Oscar Health
OSCR
$9.42B
$94.8K ﹤0.01%
+14,500
New +$59.2K
AEG icon
1323
Aegon
AEG
$14B
$94.5K ﹤0.01%
21,984
– –
ESRT icon
1324
Empire State Realty Trust
ESRT
$862M
$93.2K ﹤0.01%
14,355
– –
TRHC
1325
DELISTED
Tabula Rasa HealthCare, Inc. Common Stock
TRHC
$91.8K ﹤0.01%
16,420
-2,034
-11% -$11.6K
51 52
53
54 55

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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q1 2023 Portfolio in Review

As of Q1 2023, Oppenheimer & Co held 1,475 positions worth $4.72B, up 7.3% from $4.39B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q1 2023 filing shows 127 new, 594 increased, 562 reduced and 97 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 306,411 shares worth $9.8M. The largest sale was Oneok, an estimated $9.41M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q1 2023 buy was FT Vest US Equity Deep Buffer ETF December: 306,411 shares worth $9.8M.
  • Oppenheimer & Co added most to iShares Treasury Floating Rate Bond ETF in Q1 2023, an estimated $18.3M increase.
  • Oppenheimer & Co's biggest Q1 2023 reduction was Oneok, cutting an estimated $9.41M.
  • Oppenheimer & Co fully exited State Street SPDR Portfolio S&P 500 Value ETF in Q1 2023, selling an estimated $5.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.72B portfolio in Q1 2023.
  • Oppenheimer & Co opened 127 new positions and closed 97 in Q1 2023.
  • Oppenheimer & Co's portfolio value rose 7.3% quarter-over-quarter to $4.72B.

Based on Oppenheimer & Co's 13F filing for Q1 2023, filed 10 May 2023.