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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
-0.18%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$5.34B
AUM Growth
-$237M
Cap. Flow
-$130M
Cap. Flow %
-2.43%
Top 10 Hldgs %
17.36%
Holding
1,615
New
114
Increased
629
Reduced
604
Closed
130

Top Buys

Rank Stock Value
1
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$49.5M
2
GXO icon
GXO Logistics
GXO
+$10.2M
3
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$9.29M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.06M
5
C icon
Citigroup
C
+$6.92M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$17.6M
2
AAPL icon
Apple
AAPL
+$16.6M
3
NVDA icon
NVIDIA
NVDA
+$14.2M
4
IDXX icon
Idexx Laboratories
IDXX
+$13.7M
5
XPO icon
XPO
XPO
+$13.2M

Sector Composition

Rank Sector Weight
1 Technology 18.05%
2 Financials 11.09%
3 Healthcare 10.47%
4 Consumer Discretionary 9.45%
5 Industrials 8.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCBI icon
1301
Texas Capital Bancshares
TCBI
$4.29B
$249K ﹤0.01%
+4,155
New +$259K
HDV
1302
iShares Core High Dividend ETF
HDV
$14.5B
$248K ﹤0.01%
13,150
-1,925
-13% -$37.3K
HRI icon
1303
Herc Holdings
HRI
$4.88B
$248K ﹤0.01%
+1,520
New +$193K
HEI.A icon
1304
HEICO Corp Class A
HEI.A
$35.8B
$247K ﹤0.01%
2,084
– –
IVZ icon
1305
Invesco
IVZ
$13B
$246K ﹤0.01%
10,199
+30
+0.3% +$750
NTLA icon
1306
Intellia Therapeutics
NTLA
$1.55B
$245K ﹤0.01%
1,824
-447
-20% -$67.7K
SMB icon
1307
VanEck Short Muni ETF
SMB
$312M
$245K ﹤0.01%
13,596
– –
SURF
1308
DELISTED
Surface Oncology, Inc. Common Stock
SURF
$245K ﹤0.01%
32,397
-2,437
-7% -$15.6K
FCVT icon
1309
First Trust SSI Strategic Convertible Securities ETF
FCVT
$113M
$244K ﹤0.01%
4,806
– –
SAP icon
1310
SAP
SAP
$209B
$244K ﹤0.01%
+1,807
New +$262K
PODD icon
1311
Insulet
PODD
$11.5B
$242K ﹤0.01%
+850
New +$242K
CCD
1312
Calamos Dynamic Convertible & Income Fund
CCD
$698M
$241K ﹤0.01%
7,913
-7,218
-48% -$224K
IPG
1313
DELISTED
Interpublic Group of Companies
IPG
$241K ﹤0.01%
+6,570
New +$235K
BKNG icon
1314
Booking.com
BKNG
$150B
$240K ﹤0.01%
2,525
-650
-20% -$58.3K
TU icon
1315
Telus
TU
$16.8B
$240K ﹤0.01%
10,927
-93
-0.8% -$2.1K
HIG icon
1316
Hartford Financial Services
HIG
$39.2B
$239K ﹤0.01%
3,391
-33
-1% -$2.18K
PPLT
1317
abrdn Physical Platinum Shares ETF
PPLT
$1.89B
$239K ﹤0.01%
26,460
– –
NVG icon
1318
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.69B
$238K ﹤0.01%
13,850
-1,461
-10% -$26K
VOOG icon
1319
Vanguard S&P 500 Growth ETF
VOOG
$25.5B
$237K ﹤0.01%
5,328
– –
HES
1320
DELISTED
Hess
HES
$236K ﹤0.01%
3,016
– –
NTRS icon
1321
Northern Trust
NTRS
$22.4B
$236K ﹤0.01%
2,189
+59
+3% +$6.7K
ZEN
1322
DELISTED
ZENDESK INC
ZEN
$236K ﹤0.01%
+2,026
New +$262K
CSQ icon
1323
Calamos Strategic Total Return Fund
CSQ
$3.21B
$235K ﹤0.01%
13,274
-218
-2% -$4.01K
PNQI icon
1324
Invesco NASDAQ Internet ETF
PNQI
$525M
$235K ﹤0.01%
4,930
– –
SHAK icon
1325
Shake Shack
SHAK
$2.54B
$234K ﹤0.01%
2,985
-1,928
-39% -$175K
51 52
53
54 55

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CCM
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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q3 2021 Portfolio in Review

As of Q3 2021, Oppenheimer & Co held 1,615 positions worth $5.34B, down 4.2% from $5.58B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2021 filing shows 114 new, 629 increased, 604 reduced and 130 closed positions. Its largest new stake was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K. The largest sale was Microsoft, an estimated $17.6M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2021 buy was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K.
  • Oppenheimer & Co added most to Invesco Ultra Short Duration ETF in Q3 2021, an estimated $9.29M increase.
  • Oppenheimer & Co's biggest Q3 2021 reduction was Microsoft, cutting an estimated $17.6M.
  • Oppenheimer & Co fully exited Pricesmart in Q3 2021, selling an estimated $6.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $5.34B portfolio in Q3 2021.
  • Oppenheimer & Co opened 114 new positions and closed 130 in Q3 2021.
  • Oppenheimer & Co's portfolio value fell 4.2% quarter-over-quarter to $5.34B.

Based on Oppenheimer & Co's 13F filing for Q3 2021, filed 12 Nov 2021.