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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$3.44B
AUM Growth
+$5.13M
Cap. Flow
-$60.9M
Cap. Flow %
-1.77%
Top 10 Hldgs %
13.68%
Holding
1,403
New
134
Increased
468
Reduced
577
Closed
124

Top Buys

Rank Stock Value
1
LUMN icon
Lumen
LUMN
+$7.38M
2
TJX icon
TJX Companies
TJX
+$5.41M
3
TEVA icon
Teva Pharmaceuticals
TEVA
+$4.59M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$4.09M
5
LVS icon
Las Vegas Sands
LVS
+$3.92M

Top Sells

Rank Stock Value
1
BAC icon
Bank of America
BAC
+$7.91M
2
SBUX icon
Starbucks
SBUX
+$6.48M
3
CVS icon
CVS Health
CVS
+$6M
4
MDT icon
Medtronic
MDT
+$5.54M
5
WMT icon
Walmart Inc
WMT
+$5.12M

Sector Composition

Rank Sector Weight
1 Healthcare 12.56%
2 Financials 11.38%
3 Technology 10.34%
4 Industrials 9.82%
5 Consumer Discretionary 8.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FPA icon
1301
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
$102M
– –
-7,000
Closed -$212K
FTGC icon
1302
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.97B
– –
-31,545
Closed -$649K
GPN icon
1303
Global Payments
GPN
$23.8B
– –
-7,223
Closed -$554K
GT icon
1304
Goodyear
GT
$2.04B
– –
-16,552
Closed -$534K
HDV
1305
iShares Core High Dividend ETF
HDV
$14.5B
– –
-26,705
Closed -$434K
HYLS icon
1306
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
– –
-5,250
Closed -$255K
HYT icon
1307
BlackRock Corporate High Yield Fund
HYT
$1.36B
– –
-12,300
Closed -$133K
IQI icon
1308
Invesco Quality Municipal Securities
IQI
$528M
– –
-13,000
Closed -$179K
IWC icon
1309
iShares Micro-Cap ETF
IWC
$1.45B
– –
-5,862
Closed -$457K
JPC icon
1310
Nuveen Preferred & Income Opportunities Fund
JPC
$2.88B
– –
-85,124
Closed -$853K
KALU icon
1311
Kaiser Aluminum
KALU
$2.61B
– –
-4,890
Closed -$423K
KSS icon
1312
Kohl's
KSS
$2.21B
– –
-6,558
Closed -$287K
LDP icon
1313
Cohen & Steers Duration Preferred & Income Fund
LDP
$600M
– –
-8,214
Closed -$206K
MBB icon
1314
iShares MBS ETF
MBB
$39.1B
– –
-30,457
Closed -$3.35M
MBI icon
1315
MBIA
MBI
$274M
– –
-30,000
Closed -$233K
MGNI icon
1316
Magnite
MGNI
$2.78B
– –
-17,097
Closed -$142K
MINT icon
1317
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
– –
-2,782
Closed -$282K
MOH icon
1318
Molina Healthcare
MOH
$10.2B
– –
-15,718
Closed -$917K
MOO icon
1319
VanEck Agribusiness ETF
MOO
$994M
– –
-11,380
Closed -$569K
MPWR icon
1320
Monolithic Power Systems
MPWR
$64.7B
– –
-2,480
Closed -$200K
MUC icon
1321
BlackRock MuniHoldings California Quality Fund
MUC
$998M
– –
-15,591
Closed -$250K
NBR icon
1322
Nabors Industries
NBR
$1.22B
– –
-200
Closed -$121K
NWG icon
1323
NatWest
NWG
$73.7B
– –
-102,143
Closed -$513K
OXSQ icon
1324
Oxford Square Capital
OXSQ
$151M
– –
-15,014
Closed -$88K
PBF icon
1325
PBF Energy
PBF
$8.65B
– –
-12,000
Closed -$272K
51 52
53
54 55

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WJWM
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WA
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AIM
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GGHC
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Oppenheimer & Co's Q4 2016 Portfolio in Review

As of Q4 2016, Oppenheimer & Co held 1,403 positions worth $3.44B, up 0.15% from $3.43B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Oppenheimer & Co's Q4 2016 filing shows 134 new, 468 increased, 577 reduced and 124 closed positions. Its largest new stake was Yum China: 126,647 shares worth $3.31M. The largest sale was Bank of America, an estimated $7.91M.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Financials and Technology.

  • Oppenheimer & Co's largest Q4 2016 buy was Yum China: 126,647 shares worth $3.31M.
  • Oppenheimer & Co added most to Lumen in Q4 2016, an estimated $7.38M increase.
  • Oppenheimer & Co's biggest Q4 2016 reduction was Bank of America, cutting an estimated $7.91M.
  • Oppenheimer & Co fully exited iShares MBS ETF in Q4 2016, selling an estimated $3.35M.
  • Oppenheimer & Co's ten largest holdings make up 14% of its $3.44B portfolio in Q4 2016.
  • Oppenheimer & Co opened 134 new positions and closed 124 in Q4 2016.
  • Oppenheimer & Co's portfolio value rose 0.15% quarter-over-quarter to $3.44B.

Based on Oppenheimer & Co's 13F filing for Q4 2016, filed 2 Feb 2017.