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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+2.6%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$3.34B
AUM Growth
+$209M
Cap. Flow
+$157M
Cap. Flow %
4.72%
Top 10 Hldgs %
12.01%
Holding
1,564
New
189
Increased
576
Reduced
529
Closed
163

Top Buys

Rank Stock Value
1
MON
Monsanto Co
MON
+$30M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$16.2M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$10.6M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$7.95M
5
IBM icon
IBM
IBM
+$5.84M

Top Sells

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$10.2M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$8.32M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$7.79M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$5.38M
5
KMB icon
Kimberly-Clark
KMB
+$5.23M

Sector Composition

Rank Sector Weight
1 Energy 11.94%
2 Healthcare 10.62%
3 Industrials 9.8%
4 Technology 9.43%
5 Financials 9.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XCO
1301
DELISTED
Exco Resources
XCO
$137K ﹤0.01%
1,633
– –
EDD
1302
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$376M
$136K ﹤0.01%
10,358
– –
DSM
1303
BNY Mellon Strategic Municipal Bond Fund
DSM
$288M
$135K ﹤0.01%
+17,350
New +$135K
IRIX icon
1304
IRIDEX
IRIX
$14.5M
$134K ﹤0.01%
15,000
-11,455
-43% -$105K
AACG
1305
ATA Creativity
AACG
$39.6M
$133K ﹤0.01%
33,328
– –
PER
1306
DELISTED
SANDRIDGE PERMIAN TRUST
PER
$133K ﹤0.01%
11,080
-5,900
-35% -$74.5K
NPI
1307
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$133K ﹤0.01%
+10,118
New +$132K
MCN
1308
Madison Covered Call & Equity Strategy Fund
MCN
$117M
$131K ﹤0.01%
15,800
-2,500
-14% -$20.6K
WIN
1309
DELISTED
Windstream Holdings Inc
WIN
$131K ﹤0.01%
2,039
-204
-9% -$12.6K
NPBC
1310
DELISTED
NATL PENN BANCSHARES INC
NPBC
$130K ﹤0.01%
12,432
– –
TGA
1311
DELISTED
Transglobe Energy Corp
TGA
$129K ﹤0.01%
17,000
+5,000
+42% +$38.2K
AXAS
1312
DELISTED
Abraxas Petroleum Corp
AXAS
$129K ﹤0.01%
1,630
+805
+98% +$54.2K
ECT
1313
DELISTED
ECA Marcellus Trust 1 Interest
ECT
$127K ﹤0.01%
14,224
– –
ISS
1314
DELISTED
ISOFTSTONE HLDGS LTD ADS EACH REPSTG 10 ORD SHS (CYM)
ISS
$127K ﹤0.01%
+25,000
New +$129K
TAT
1315
DELISTED
TransAtlantic Petroleum LTD.
TAT
$127K ﹤0.01%
14,724
-4
-0% -$32
FU
1316
DELISTED
FAB UNIVERSAL CORP COM
FU
$126K ﹤0.01%
42,000
– –
AUDC icon
1317
AudioCodes
AUDC
$235M
$123K ﹤0.01%
17,000
– –
SREV
1318
DELISTED
ServiceSource International, Inc.
SREV
$123K ﹤0.01%
14,550
-22,700
-61% -$191K
PDLI
1319
DELISTED
PDL BioPharma, Inc.
PDLI
$120K ﹤0.01%
14,400
– –
PKD
1320
DELISTED
Parker Drilling Company
PKD
$119K ﹤0.01%
+1,118
New +$127K
UCFC
1321
DELISTED
United Community Financial Corp
UCFC
$118K ﹤0.01%
30,000
– –
RNA
1322
DELISTED
PROSENSA HLDGS N V ORD SHS (NLD)
RNA
$118K ﹤0.01%
+21,000
New +$130K
VIVS
1323
VivoSim Labs
VIVS
$1.35M
$117K ﹤0.01%
63
+17
+37% +$39.5K
DS
1324
DELISTED
Drive Shack Inc.
DS
$117K ﹤0.01%
23,199
-2,322
-9% -$11.9K
ACH
1325
DELISTED
Alum Corp of China Ltd
ACH
$117K ﹤0.01%
13,500
-500
-4% -$4.42K
51 52
53
54 55

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Oppenheimer & Co's Q1 2014 Portfolio in Review

As of Q1 2014, Oppenheimer & Co held 1,564 positions worth $3.34B, up 6.7% from $3.13B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co deployed $157M of net new capital in Q1 2014, opening 189 new positions and adding to 576 existing holdings. Its largest new stake was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Vanguard Dividend Appreciation ETF, an estimated $7.79M trimmed.

  • Oppenheimer & Co's largest Q1 2014 buy was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.
  • Oppenheimer & Co added most to Monsanto Co in Q1 2014, an estimated $30M increase.
  • Oppenheimer & Co's biggest Q1 2014 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $7.79M.
  • Oppenheimer & Co fully exited TetraLogic Pharmaceuticals Corporation in Q1 2014, selling an estimated $10.2M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.34B portfolio in Q1 2014.
  • Oppenheimer & Co opened 189 new positions and closed 163 in Q1 2014.
  • Oppenheimer & Co's portfolio value rose 6.7% quarter-over-quarter to $3.34B.

Based on Oppenheimer & Co's 13F filing for Q1 2014, filed 9 May 2014.