We are live on ! Find out more
OC

Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+6.79%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$2.84B
AUM Growth
+$258M
Cap. Flow
+$123M
Cap. Flow %
4.33%
Top 10 Hldgs %
11.44%
Holding
1,459
New
194
Increased
553
Reduced
456
Closed
145

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10.3M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$5.05M
3
JPM icon
JPMorgan Chase
JPM
+$4.53M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$4.27M
5
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$4.2M

Top Sells

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$9.93M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.05M
3
UNH icon
UnitedHealth
UNH
+$8.5M
4
CST
CST Brands, Inc.
CST
+$5.28M
5
ETN icon
Eaton
ETN
+$2.41M

Sector Composition

Rank Sector Weight
1 Energy 12.58%
2 Healthcare 10.39%
3 Financials 9.54%
4 Technology 9.08%
5 Industrials 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALT icon
1301
Altimmune
ALT
$580M
$21K ﹤0.01%
+33
New +$18.9K
ONCT
1302
DELISTED
Oncternal Therapeutics, Inc. Common Stock
ONCT
$20K ﹤0.01%
7
– –
KWK
1303
DELISTED
QUICKSILVER RESOURCES INC
KWK
$20K ﹤0.01%
+10,000
New +$17K
VCEL icon
1304
Vericel Corp
VCEL
$2.43B
$17K ﹤0.01%
+3,000
New +$21.4K
GMO
1305
DELISTED
General Moly, Inc.
GMO
$17K ﹤0.01%
10,000
– –
VGZ icon
1306
Vista Gold
VGZ
$260M
$14K ﹤0.01%
30,000
– –
PLM
1307
DELISTED
PolyMet Mining Corp.
PLM
$14K ﹤0.01%
1,770
+270
+18% +$2.16K
CEI
1308
DELISTED
Camber Energy, Inc
CEI
– –
0
– –
ERN
1309
DELISTED
Erin Energy Corp
ERN
$10K ﹤0.01%
4,868
-1,217
-20% -$2.23K
EGI
1310
DELISTED
Entre Resources Ltd. Common Shares
EGI
$3K ﹤0.01%
10,000
– –
DCTH
1311
DELISTED
Delcath Systems Inc
DCTH
$3K ﹤0.01%
39
– –
AMX icon
1312
America Movil
AMX
$76B
– –
-15,116
Closed -$329K
BGFV
1313
DELISTED
Big 5 Sporting Goods
BGFV
– –
-20,000
Closed -$439K
BIL icon
1314
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$47.1B
– –
-5,767
Closed -$528K
BXP icon
1315
Boston Properties
BXP
$11.4B
– –
-10,387
Closed -$1.1M
CEVA icon
1316
CEVA Inc
CEVA
$916M
– –
-10,300
Closed -$200K
DAN icon
1317
Dana Inc
DAN
$2.91B
– –
-12,000
Closed -$231K
DAR icon
1318
Darling Ingredients
DAR
$9.69B
– –
-40,100
Closed -$748K
DECK icon
1319
Deckers Outdoor
DECK
$13.6B
– –
-27,420
Closed -$231K
DGX icon
1320
Quest Diagnostics
DGX
$25.9B
– –
-4,602
Closed -$279K
DHY
1321
Credit Suisse High Yield Credit Fund
DHY
$242M
– –
-15,000
Closed -$47K
DOG
1322
ProShares Short Dow30
DOG
$110M
– –
-3,739
Closed -$443K
EGO icon
1323
Eldorado Gold
EGO
$8.53B
– –
-2,140
Closed -$67K
EUO icon
1324
ProShares UltraShort Euro
EUO
$34.7M
– –
-19,992
Closed -$386K
EXAS
1325
DELISTED
Exact Sciences
EXAS
– –
-10,000
Closed -$139K
51 52
53
54 55

Similar funds

LGF
LGT Group Foundation Vaduz, Liechtenstein $8.19B AUM 27.7% 1-Year Est. Return
CCM
Causeway Capital Management Los Angeles, California $8.15B AUM 29.28% 1-Year Est. Return
CL
Choreo LLC Rockford, Illinois $8.15B AUM 20.12% 1-Year Est. Return
WJWM
Williams Jones Wealth Management New York $8.14B AUM 19.32% 1-Year Est. Return
WA
Whitebox Advisors Minneapolis, Minnesota $8.12B AUM 15.85% 1-Year Est. Return
CCM
Coldstream Capital Management Bellevue, Washington $8.12B AUM 17.95% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return
GGHC
Gilder Gagnon Howe & Co New York $8.34B AUM 46.58% 1-Year Est. Return

Oppenheimer & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Oppenheimer & Co held 1,459 positions worth $2.84B, up 10% from $2.59B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Oppenheimer & Co deployed $123M of net new capital in Q3 2013, opening 194 new positions and adding to 553 existing holdings. Its largest new stake was Perrigo: 25,555 shares worth $3.15M.

By sector, the portfolio is most concentrated in Energy at 13% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Russell 2000 Value ETF, an estimated $9.93M trimmed.

  • Oppenheimer & Co's largest Q3 2013 buy was Perrigo: 25,555 shares worth $3.15M.
  • Oppenheimer & Co added most to State Street SPDR S&P 500 ETF Trust in Q3 2013, an estimated $10.3M increase.
  • Oppenheimer & Co's biggest Q3 2013 reduction was iShares Russell 2000 Value ETF, cutting an estimated $9.93M.
  • Oppenheimer & Co fully exited Reynolds American Inc in Q3 2013, selling an estimated $2.28M.
  • Oppenheimer & Co's ten largest holdings make up 11% of its $2.84B portfolio in Q3 2013.
  • Oppenheimer & Co opened 194 new positions and closed 145 in Q3 2013.
  • Oppenheimer & Co's portfolio value rose 10% quarter-over-quarter to $2.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2013, filed 1 Nov 2013.