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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+2.6%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$3.34B
AUM Growth
+$209M
Cap. Flow
+$157M
Cap. Flow %
4.72%
Top 10 Hldgs %
12.01%
Holding
1,564
New
189
Increased
576
Reduced
529
Closed
163

Top Buys

Rank Stock Value
1
MON
Monsanto Co
MON
+$30M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$16.2M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$10.6M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$7.95M
5
IBM icon
IBM
IBM
+$5.84M

Top Sells

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$10.2M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$8.32M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$7.79M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$5.38M
5
KMB icon
Kimberly-Clark
KMB
+$5.23M

Sector Composition

Rank Sector Weight
1 Energy 11.94%
2 Healthcare 10.62%
3 Industrials 9.8%
4 Technology 9.43%
5 Financials 9.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCF
1276
DELISTED
TCF Financial Corporation
TCF
$169K 0.01%
+10,138
New +$165K
PHK
1277
PIMCO High Income Fund
PHK
$867M
$163K ﹤0.01%
13,008
– –
SQNM
1278
DELISTED
SEQUENOM INC NEW
SQNM
$160K ﹤0.01%
65,382
+4,500
+7% +$10.7K
SBY
1279
DELISTED
Silver Bay Realty Trust Corp.
SBY
$157K ﹤0.01%
10,146
-34
-0.3% -$542
JDD
1280
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$157K ﹤0.01%
+13,400
New +$154K
HYB
1281
DELISTED
New America High Income Fund, Inc.
HYB
$156K ﹤0.01%
15,942
-9,720
-38% -$95.2K
FCEL icon
1282
FuelCell Energy
FCEL
$1.89B
$155K ﹤0.01%
14
-8
-36% -$69.5K
BB icon
1283
BlackBerry
BB
$4.95B
$154K ﹤0.01%
19,000
+4,500
+31% +$42.2K
GFF icon
1284
Griffon
GFF
$4.03B
$153K ﹤0.01%
12,800
-1
-0% -$13
PLUR icon
1285
Pluri
PLUR
$16.8M
$153K ﹤0.01%
516
+60
+13% +$19.3K
JNY
1286
DELISTED
JONES GROUP INC COM STK (PA)
JNY
$153K ﹤0.01%
10,237
-4,763
-32% -$71K
AOD
1287
abrdn Total Dynamic Dividend Fund
AOD
$1.1B
$152K ﹤0.01%
18,100
-250
-1% -$2.08K
MWA icon
1288
Mueller Water Products
MWA
$3.9B
$152K ﹤0.01%
16,000
– –
MEN
1289
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$152K ﹤0.01%
+14,000
New +$151K
SMFG icon
1290
Sumitomo Mitsui Financial
SMFG
$164B
$150K ﹤0.01%
17,312
– –
APTS
1291
DELISTED
Preferred Apartment Communities, Inc.
APTS
$150K ﹤0.01%
+18,700
New +$152K
NMY
1292
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$149K ﹤0.01%
12,000
-65
-0.5% -$797
PDS
1293
Precision Drilling
PDS
$979M
$148K ﹤0.01%
615
– –
BNSO
1294
DELISTED
Bonso Electronic International
BNSO
$146K ﹤0.01%
86,000
– –
HTGC icon
1295
Hercules Capital
HTGC
$2.98B
$145K ﹤0.01%
+10,300
New +$161K
HHY
1296
DELISTED
Brookfield High Income Fund Inc.
HHY
$144K ﹤0.01%
14,268
-6,652
-32% -$65.8K
PCK
1297
DELISTED
Pimco California Municipal Income Fund II
PCK
$141K ﹤0.01%
14,357
+278
+2% +$2.66K
APEX
1298
DELISTED
Apex Global Brands Inc. Common Stock
APEX
$139K ﹤0.01%
+333
New +$141K
NPKI
1299
NPK International
NPKI
$1.06B
$138K ﹤0.01%
+12,073
New +$138K
GAB icon
1300
Gabelli Equity Trust
GAB
$1.76B
$137K ﹤0.01%
18,634
+344
+2% +$2.52K
50 51
52
53 54

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WJWM
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Oppenheimer & Co's Q1 2014 Portfolio in Review

As of Q1 2014, Oppenheimer & Co held 1,564 positions worth $3.34B, up 6.7% from $3.13B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co deployed $157M of net new capital in Q1 2014, opening 189 new positions and adding to 576 existing holdings. Its largest new stake was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Vanguard Dividend Appreciation ETF, an estimated $7.79M trimmed.

  • Oppenheimer & Co's largest Q1 2014 buy was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.
  • Oppenheimer & Co added most to Monsanto Co in Q1 2014, an estimated $30M increase.
  • Oppenheimer & Co's biggest Q1 2014 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $7.79M.
  • Oppenheimer & Co fully exited TetraLogic Pharmaceuticals Corporation in Q1 2014, selling an estimated $10.2M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.34B portfolio in Q1 2014.
  • Oppenheimer & Co opened 189 new positions and closed 163 in Q1 2014.
  • Oppenheimer & Co's portfolio value rose 6.7% quarter-over-quarter to $3.34B.

Based on Oppenheimer & Co's 13F filing for Q1 2014, filed 9 May 2014.