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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+6.79%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$2.84B
AUM Growth
+$258M
Cap. Flow
+$123M
Cap. Flow %
4.33%
Top 10 Hldgs %
11.44%
Holding
1,459
New
194
Increased
553
Reduced
456
Closed
145

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10.3M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$5.05M
3
JPM icon
JPMorgan Chase
JPM
+$4.53M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$4.27M
5
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$4.2M

Top Sells

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$9.93M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.05M
3
UNH icon
UnitedHealth
UNH
+$8.5M
4
CST
CST Brands, Inc.
CST
+$5.28M
5
ETN icon
Eaton
ETN
+$2.41M

Sector Composition

Rank Sector Weight
1 Energy 12.58%
2 Healthcare 10.39%
3 Financials 9.54%
4 Technology 9.08%
5 Industrials 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSDM
1276
DELISTED
BSD MEDICAL CORP (DEL)
BSDM
$55K ﹤0.01%
39,984
+5,939
+17% +$8.73K
GCVRZ
1277
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$53K ﹤0.01%
25,981
-361
-1% -$688
MPG
1278
DELISTED
MPG OFFICE TRUST, INC COM
MPG
$52K ﹤0.01%
+16,700
New +$52.1K
PRZM
1279
DELISTED
Prism Technologies Group, Inc
PRZM
$51K ﹤0.01%
16,000
-1,500
-9% -$5.19K
DSS icon
1280
DSS Inc
DSS
$5.02M
$50K ﹤0.01%
+19
New +$63K
NVAX icon
1281
Novavax
NVAX
$1.22B
$50K ﹤0.01%
800
-1,300
-62% -$73.2K
PAL
1282
DELISTED
NORTH AMERICAN PALLADIUM LTD
PAL
$49K ﹤0.01%
51,000
– –
CAMT icon
1283
Camtek
CAMT
$6.4B
$48K ﹤0.01%
28,149
-967
-3% -$1.9K
AXAS
1284
DELISTED
Abraxas Petroleum Corp
AXAS
$42K ﹤0.01%
825
+250
+43% +$12.4K
MNI
1285
DELISTED
The McClatchy Company Class A Common Stock
MNI
$41K ﹤0.01%
1,370
– –
STSI
1286
DELISTED
STAR SCIENTIFIC INC
STSI
$40K ﹤0.01%
21,000
-5,000
-19% -$9.47K
TCRT icon
1287
Alaunos Therapeutics
TCRT
$4.59M
$39K ﹤0.01%
+67
New +$30.2K
PRKR
1288
DELISTED
Parkervision Inc
PRKR
$38K ﹤0.01%
+1,150
New +$46K
VELT
1289
DELISTED
VELTI PLC, ST HELIER ORDINARY SHARES (JERSEY)
VELT
$36K ﹤0.01%
+100,000
New +$79.3K
ERNA icon
1290
Eterna Therapeutics
ERNA
$4.05M
– –
0
– –
COSI
1291
DELISTED
COSI INC NEW COM STK (DE)
COSI
$35K ﹤0.01%
15,000
– –
BAC.WS.B
1292
DELISTED
Bank Of America Corporation Ws B
BAC.WS.B
$33K ﹤0.01%
42,100
+20,120
+92% +$16.6K
DFBG
1293
DELISTED
Differential Brands Group Inc
DFBG
$32K ﹤0.01%
+1,000
New +$39.1K
PSTV icon
1294
Plus Therapeutics
PSTV
$25.1M
– –
0
– –
ESNC
1295
DELISTED
EnSync Inc
ESNC
$27K ﹤0.01%
29,810
– –
MBOT icon
1296
Microbot Medical
MBOT
$117M
$26K ﹤0.01%
+10
New +$27.1K
SDEV
1297
Stablecoin Development Corp
SDEV
$32M
– –
0
– –
NOR
1298
DELISTED
NORANDA ALUM HLDG CORP COM NEW
NOR
$26K ﹤0.01%
+1,500
New +$31.5K
BSIN
1299
Big Sky Industrial
BSIN
$58.6M
$25K ﹤0.01%
+200
New +$24.4K
GIGM icon
1300
GigaMedia
GIGM
$14.5M
$22K ﹤0.01%
4,550
– –
50 51
52
53 54

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CCM
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CL
Choreo LLC Rockford, Illinois $8.15B AUM 20.12% 1-Year Est. Return
WJWM
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WA
Whitebox Advisors Minneapolis, Minnesota $8.12B AUM 15.85% 1-Year Est. Return
CCM
Coldstream Capital Management Bellevue, Washington $8.12B AUM 17.95% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return
GGHC
Gilder Gagnon Howe & Co New York $8.34B AUM 46.58% 1-Year Est. Return

Oppenheimer & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Oppenheimer & Co held 1,459 positions worth $2.84B, up 10% from $2.59B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Oppenheimer & Co deployed $123M of net new capital in Q3 2013, opening 194 new positions and adding to 553 existing holdings. Its largest new stake was Perrigo: 25,555 shares worth $3.15M.

By sector, the portfolio is most concentrated in Energy at 13% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Russell 2000 Value ETF, an estimated $9.93M trimmed.

  • Oppenheimer & Co's largest Q3 2013 buy was Perrigo: 25,555 shares worth $3.15M.
  • Oppenheimer & Co added most to State Street SPDR S&P 500 ETF Trust in Q3 2013, an estimated $10.3M increase.
  • Oppenheimer & Co's biggest Q3 2013 reduction was iShares Russell 2000 Value ETF, cutting an estimated $9.93M.
  • Oppenheimer & Co fully exited Reynolds American Inc in Q3 2013, selling an estimated $2.28M.
  • Oppenheimer & Co's ten largest holdings make up 11% of its $2.84B portfolio in Q3 2013.
  • Oppenheimer & Co opened 194 new positions and closed 145 in Q3 2013.
  • Oppenheimer & Co's portfolio value rose 10% quarter-over-quarter to $2.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2013, filed 1 Nov 2013.