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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$3.44B
AUM Growth
+$5.13M
Cap. Flow
-$60.9M
Cap. Flow %
-1.77%
Top 10 Hldgs %
13.68%
Holding
1,403
New
134
Increased
468
Reduced
577
Closed
124

Top Buys

Rank Stock Value
1
LUMN icon
Lumen
LUMN
+$7.38M
2
TJX icon
TJX Companies
TJX
+$5.41M
3
TEVA icon
Teva Pharmaceuticals
TEVA
+$4.59M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$4.09M
5
LVS icon
Las Vegas Sands
LVS
+$3.92M

Top Sells

Rank Stock Value
1
BAC icon
Bank of America
BAC
+$7.91M
2
SBUX icon
Starbucks
SBUX
+$6.48M
3
CVS icon
CVS Health
CVS
+$6M
4
MDT icon
Medtronic
MDT
+$5.54M
5
WMT icon
Walmart Inc
WMT
+$5.12M

Sector Composition

Rank Sector Weight
1 Healthcare 12.56%
2 Financials 11.38%
3 Technology 10.34%
4 Industrials 9.82%
5 Consumer Discretionary 8.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZNGA
1251
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$39K ﹤0.01%
14,875
– –
SDRL
1252
DELISTED
Seadrill Limited Common Stock
SDRL
$36K ﹤0.01%
39
+1
+3% +$732
PGH
1253
DELISTED
Pengrowth Energy Corporation
PGH
$36K ﹤0.01%
25,807
+10,480
+68% +$16.1K
ALT icon
1254
Altimmune
ALT
$580M
$35K ﹤0.01%
+36
New +$32.3K
TNXP icon
1255
Tonix Pharmaceuticals
TNXP
$161M
– –
0
– –
CNTF
1256
DELISTED
China TechFaith Wireless Communication Technology Ltd
CNTF
$34K ﹤0.01%
18,499
+1,000
+6% +$2.18K
ARQL
1257
DELISTED
Arqule Inc
ARQL
$33K ﹤0.01%
26,000
– –
PDLI
1258
DELISTED
PDL BioPharma, Inc.
PDLI
$33K ﹤0.01%
15,688
– –
NEON icon
1259
Neonode
NEON
$13.4M
$28K ﹤0.01%
1,500
– –
ENLV icon
1260
Enlivex Ltd
ENLV
$32.8M
$26K ﹤0.01%
41
-30
-42% -$25.4K
VSLR
1261
DELISTED
VIVINT SOLAR, INC.
VSLR
$26K ﹤0.01%
10,000
– –
BNBX
1262
DELISTED
BNB PLUS CORP
BNBX
– –
0
– –
PWE
1263
DELISTED
Penn West Energy Petroleum Ltd
PWE
$25K ﹤0.01%
13,925
-1,000
-7% -$1.72K
GSAT icon
1264
Globalstar
GSAT
$10.3B
$24K ﹤0.01%
1,014
– –
MNKD icon
1265
MannKind Corp
MNKD
$1.27B
$24K ﹤0.01%
7,653
-5,879
-43% -$17K
PVLA
1266
Palvella Therapeutics
PVLA
$2.15B
$23K ﹤0.01%
206
+18
+10% +$2.23K
ENPH icon
1267
Enphase Energy
ENPH
$4.94B
$20K ﹤0.01%
+20,000
New +$22.9K
CGRN
1268
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
$20K ﹤0.01%
2,954
-1,810
-38% -$17.7K
FUEL
1269
DELISTED
Rocket Fuel Inc.
FUEL
$20K ﹤0.01%
11,835
– –
AMPE
1270
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$18K ﹤0.01%
67
– –
TWNKW
1271
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$18K ﹤0.01%
+10,000
New +$17.2K
OPCH icon
1272
Option Care Health
OPCH
$3.36B
$15K ﹤0.01%
3,500
-250
-7% -$1.92K
XRA
1273
DELISTED
Exeter Resources Corporation
XRA
$15K ﹤0.01%
19,350
– –
TBCH
1274
Turtle Beach Corp
TBCH
$243M
$13K ﹤0.01%
2,500
– –
NUWE icon
1275
Nuwellis
NUWE
$410K
– –
0
– –
49 50
51
52 53

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CCM
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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q4 2016 Portfolio in Review

As of Q4 2016, Oppenheimer & Co held 1,403 positions worth $3.44B, up 0.15% from $3.43B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Oppenheimer & Co's Q4 2016 filing shows 134 new, 468 increased, 577 reduced and 124 closed positions. Its largest new stake was Yum China: 126,647 shares worth $3.31M. The largest sale was Bank of America, an estimated $7.91M.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Financials and Technology.

  • Oppenheimer & Co's largest Q4 2016 buy was Yum China: 126,647 shares worth $3.31M.
  • Oppenheimer & Co added most to Lumen in Q4 2016, an estimated $7.38M increase.
  • Oppenheimer & Co's biggest Q4 2016 reduction was Bank of America, cutting an estimated $7.91M.
  • Oppenheimer & Co fully exited iShares MBS ETF in Q4 2016, selling an estimated $3.35M.
  • Oppenheimer & Co's ten largest holdings make up 14% of its $3.44B portfolio in Q4 2016.
  • Oppenheimer & Co opened 134 new positions and closed 124 in Q4 2016.
  • Oppenheimer & Co's portfolio value rose 0.15% quarter-over-quarter to $3.44B.

Based on Oppenheimer & Co's 13F filing for Q4 2016, filed 2 Feb 2017.