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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+4.84%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$3.43B
AUM Growth
+$75.3M
Cap. Flow
-$42M
Cap. Flow %
-1.22%
Top 10 Hldgs %
13.83%
Holding
1,352
New
131
Increased
487
Reduced
534
Closed
83

Top Buys

Rank Stock Value
1
BMY icon
Bristol-Myers Squibb
BMY
+$6.72M
2
TXN icon
Texas Instruments
TXN
+$3.82M
3
GLD icon
SPDR Gold Trust
GLD
+$3.57M
4
WYNN icon
Wynn Resorts
WYNN
+$3.5M
5
DKS icon
Dick's Sporting Goods
DKS
+$3.31M

Top Sells

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$9.73M
2
MSFT icon
Microsoft
MSFT
+$6.54M
3
LMT icon
Lockheed Martin
LMT
+$5.54M
4
DD icon
DuPont de Nemours
DD
+$5.19M
5
AAPL icon
Apple
AAPL
+$4.57M

Sector Composition

Rank Sector Weight
1 Healthcare 14.45%
2 Technology 10.24%
3 Financials 10.23%
4 Industrials 9%
5 Consumer Discretionary 8.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PVLA
1251
Palvella Therapeutics
PVLA
$1.98B
$27K ﹤0.01%
188
– –
PWE
1252
DELISTED
Penn West Energy Petroleum Ltd
PWE
$27K ﹤0.01%
14,925
– –
SDRL
1253
DELISTED
Seadrill Limited Common Stock
SDRL
$25K ﹤0.01%
38
-3
-7% -$2.15K
XRA
1254
DELISTED
Exeter Resources Corporation
XRA
$24K ﹤0.01%
19,350
– –
PGH
1255
DELISTED
Pengrowth Energy Corporation
PGH
$24K ﹤0.01%
15,327
– –
NUWE icon
1256
Nuwellis
NUWE
$189K
– –
0
– –
GSAT icon
1257
Globalstar
GSAT
$10.2B
$18K ﹤0.01%
+1,014
New +$19.1K
NEON icon
1258
Neonode
NEON
$13M
$17K ﹤0.01%
1,500
+500
+50% +$6.78K
TAT
1259
DELISTED
TransAtlantic Petroleum LTD.
TAT
$16K ﹤0.01%
13,321
– –
AMPE
1260
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$15K ﹤0.01%
67
– –
TBCH
1261
Turtle Beach Corp
TBCH
$239M
$13K ﹤0.01%
2,500
– –
GRSHW
1262
DELISTED
Gores Holdings, Inc. Warrants
GRSHW
$12K ﹤0.01%
+10,000
New +$10.2K
RXII
1263
DELISTED
GALENA BIOPHARMA INC COM
RXII
$11K ﹤0.01%
29,600
-48,000
-62% -$17.8K
BAC.WS.B
1264
DELISTED
Bank Of America Corporation Ws B
BAC.WS.B
$10K ﹤0.01%
101,300
+20,000
+25% +$1.87K
BXE
1265
DELISTED
Bellatrix Exploration Ltd.
BXE
$9K ﹤0.01%
2,000
– –
AGFSW
1266
DELISTED
AgroFresh Solutions Inc Warrants
AGFSW
$8K ﹤0.01%
10,000
– –
PTX
1267
DELISTED
Pernix Therapeutics Holdings, Inc.
PTX
$8K ﹤0.01%
1,350
-120
-8% -$740
C.WS.A
1268
DELISTED
Citigroup Inc
C.WS.A
$5K ﹤0.01%
94,758
-17,242
-15% -$1.01K
KMI.WS
1269
DELISTED
Kinder Morgan Inc
KMI.WS
$1K ﹤0.01%
47,996
+128
+0.3% +$3
ALV icon
1270
Autoliv
ALV
$8.6B
– –
-4,640
Closed -$359K
AMTX icon
1271
Aemetis
AMTX
$119M
– –
-15,283
Closed -$35K
ANIP icon
1272
ANI Pharmaceuticals
ANIP
$1.77B
– –
-4,225
Closed -$236K
APYX icon
1273
Apyx Medical
APYX
$165M
– –
-10,400
Closed -$17K
BLW icon
1274
BlackRock Limited Duration Income Trust
BLW
$491M
– –
-46,362
Closed -$707K
BOX icon
1275
Box
BOX
$4.02B
– –
-18,555
Closed -$192K
49 50
51
52 53

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Oppenheimer & Co's Q3 2016 Portfolio in Review

As of Q3 2016, Oppenheimer & Co held 1,352 positions worth $3.43B, up 2.2% from $3.35B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Oppenheimer & Co's Q3 2016 filing shows 131 new, 487 increased, 534 reduced and 83 closed positions. Its largest new stake was Brookfield Infrastructure Partners: 168,877 shares worth $3.48M. The largest sale was GE Aerospace, an estimated $9.73M.

By sector, the portfolio is most concentrated in Healthcare at 14% of assets, down from 15% a quarter earlier, followed by Technology and Financials.

  • Oppenheimer & Co's largest Q3 2016 buy was Brookfield Infrastructure Partners: 168,877 shares worth $3.48M.
  • Oppenheimer & Co added most to Bristol-Myers Squibb in Q3 2016, an estimated $6.72M increase.
  • Oppenheimer & Co's biggest Q3 2016 reduction was GE Aerospace, cutting an estimated $9.73M.
  • Oppenheimer & Co fully exited Agrium in Q3 2016, selling an estimated $3.32M.
  • Oppenheimer & Co's ten largest holdings make up 14% of its $3.43B portfolio in Q3 2016.
  • Oppenheimer & Co opened 131 new positions and closed 83 in Q3 2016.
  • Oppenheimer & Co's portfolio value rose 2.2% quarter-over-quarter to $3.43B.

Based on Oppenheimer & Co's 13F filing for Q3 2016, filed 7 Nov 2016.