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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+6.79%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$2.84B
AUM Growth
+$258M
Cap. Flow
+$123M
Cap. Flow %
4.33%
Top 10 Hldgs %
11.44%
Holding
1,459
New
194
Increased
553
Reduced
456
Closed
145

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10.3M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$5.05M
3
JPM icon
JPMorgan Chase
JPM
+$4.53M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$4.27M
5
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$4.2M

Top Sells

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$9.93M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.05M
3
UNH icon
UnitedHealth
UNH
+$8.5M
4
CST
CST Brands, Inc.
CST
+$5.28M
5
ETN icon
Eaton
ETN
+$2.41M

Sector Composition

Rank Sector Weight
1 Energy 12.58%
2 Healthcare 10.39%
3 Financials 9.54%
4 Technology 9.08%
5 Industrials 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HL icon
1251
Hecla Mining
HL
$10B
$86K ﹤0.01%
27,500
+2,500
+10% +$8.15K
RITM icon
1252
Rithm Capital
RITM
$5.51B
$85K ﹤0.01%
6,388
-126,662
-95% -$1.66M
EDG
1253
DELISTED
EDGEN GROUP INC CLASS A COM STK
EDG
$84K ﹤0.01%
11,000
-7,500
-41% -$57.2K
FBIO icon
1254
Fortress Biotech
FBIO
$109M
$83K ﹤0.01%
789
+92
+13% +$11.3K
FTEK icon
1255
Fuel Tech
FTEK
$44.9M
$83K ﹤0.01%
19,010
– –
AWP
1256
abrdn Global Premier Properties Fund
AWP
$375M
$82K ﹤0.01%
3,795
+67
+2% +$1.46K
SNV
1257
DELISTED
Synovus
SNV
$79K ﹤0.01%
3,429
– –
SVBI
1258
DELISTED
Severn Bancorp Inc/MD
SVBI
$79K ﹤0.01%
15,000
– –
DZSI
1259
DELISTED
DZS Inc. Common Stock
DZSI
$79K ﹤0.01%
+5,000
New +$62.6K
NRO
1260
Neuberger Real Estate Securities Income Fund Inc
NRO
$193M
$76K ﹤0.01%
17,606
– –
STAB
1261
DELISTED
Statera Biopharma, Inc. Common Stock
STAB
$74K ﹤0.01%
2,357
-74
-3% -$2.45K
DCA
1262
DELISTED
Virtus Total Return Fund
DCA
$74K ﹤0.01%
18,741
– –
SIRI icon
1263
SiriusXM
SIRI
$10.4B
$73K ﹤0.01%
1,883
-20
-1% -$745
RIGL icon
1264
Rigel Pharmaceuticals
RIGL
$704M
$72K ﹤0.01%
2,000
-70
-3% -$2.56K
TGB
1265
Trekor Metals
TGB
$2.59B
$71K ﹤0.01%
35,000
-1,000
-3% -$2.06K
CGRN
1266
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
$70K ﹤0.01%
301
+173
+135% +$43.1K
IRIX icon
1267
IRIDEX
IRIX
$14.5M
$69K ﹤0.01%
11,661
– –
RBBN icon
1268
Ribbon Communications
RBBN
$373M
$66K ﹤0.01%
+3,918
New +$66.6K
RXII
1269
DELISTED
GALENA BIOPHARMA INC COM
RXII
$66K ﹤0.01%
+29,000
New +$66K
CPSS icon
1270
Consumer Portfolio Services
CPSS
$208M
$65K ﹤0.01%
+10,879
New +$69K
MJES
1271
DELISTED
MAJESCO HOLDINGS INC. NEW
MJES
$65K ﹤0.01%
118,045
+26,045
+28% +$14.3K
ALBO
1272
DELISTED
Albireo Pharma Inc
ALBO
$63K ﹤0.01%
+667
New +$86.8K
ESEA icon
1273
Euroseas
ESEA
$560M
$61K ﹤0.01%
+616
New +$49K
AAV
1274
DELISTED
Advantage Oil & Gas Ltd
AAV
$60K ﹤0.01%
15,700
– –
AKS
1275
DELISTED
AK Steel Holding Corp
AKS
$56K ﹤0.01%
+15,000
New +$53.4K
49 50
51
52 53

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Oppenheimer & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Oppenheimer & Co held 1,459 positions worth $2.84B, up 10% from $2.59B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Oppenheimer & Co deployed $123M of net new capital in Q3 2013, opening 194 new positions and adding to 553 existing holdings. Its largest new stake was Perrigo: 25,555 shares worth $3.15M.

By sector, the portfolio is most concentrated in Energy at 13% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Russell 2000 Value ETF, an estimated $9.93M trimmed.

  • Oppenheimer & Co's largest Q3 2013 buy was Perrigo: 25,555 shares worth $3.15M.
  • Oppenheimer & Co added most to State Street SPDR S&P 500 ETF Trust in Q3 2013, an estimated $10.3M increase.
  • Oppenheimer & Co's biggest Q3 2013 reduction was iShares Russell 2000 Value ETF, cutting an estimated $9.93M.
  • Oppenheimer & Co fully exited Reynolds American Inc in Q3 2013, selling an estimated $2.28M.
  • Oppenheimer & Co's ten largest holdings make up 11% of its $2.84B portfolio in Q3 2013.
  • Oppenheimer & Co opened 194 new positions and closed 145 in Q3 2013.
  • Oppenheimer & Co's portfolio value rose 10% quarter-over-quarter to $2.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2013, filed 1 Nov 2013.