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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+7.45%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$4.72B
AUM Growth
+$323M
Cap. Flow
+$92.3M
Cap. Flow %
1.96%
Top 10 Hldgs %
16.89%
Holding
1,475
New
127
Increased
594
Reduced
562
Closed
97

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$18.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.92M
3
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$9.63M
4
CVX icon
Chevron
CVX
+$5.67M
5
MSFT icon
Microsoft
MSFT
+$5.45M

Top Sells

Rank Stock Value
1
OKE icon
Oneok
OKE
+$9.41M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.79M
3
AAPL icon
Apple
AAPL
+$6.29M
4
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$5.21M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.18M

Sector Composition

Rank Sector Weight
1 Technology 17.88%
2 Financials 10.44%
3 Healthcare 10.37%
4 Industrials 8.75%
5 Consumer Discretionary 7.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGM icon
1226
iShares Expanded Tech Sector ETF
IGM
$10B
$223K ﹤0.01%
3,942
-948
-19% -$49.4K
CCD
1227
Calamos Dynamic Convertible & Income Fund
CCD
$698M
$222K ﹤0.01%
+10,423
New +$232K
AYX
1228
DELISTED
Alteryx Inc
AYX
$221K ﹤0.01%
3,760
-212
-5% -$12.4K
VAW icon
1229
Vanguard Materials ETF
VAW
$3.02B
$219K ﹤0.01%
+1,230
New +$220K
FTF
1230
Franklin Limited Duration Income Trust
FTF
$232M
$218K ﹤0.01%
35,232
-144
-0.4% -$916
BSY icon
1231
Bentley Systems
BSY
$10.7B
$218K ﹤0.01%
+5,061
New +$201K
TTMI icon
1232
TTM Technologies
TTMI
$12B
$217K ﹤0.01%
16,100
-1,000
-6% -$14.5K
EVA
1233
DELISTED
Enviva Inc.
EVA
$217K ﹤0.01%
7,513
– –
SPTS icon
1234
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.1B
$216K ﹤0.01%
+7,400
New +$215K
JRO
1235
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$215K ﹤0.01%
26,805
+2,811
+12% +$23.1K
NVG icon
1236
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.69B
$214K ﹤0.01%
18,208
+1,843
+11% +$22.1K
CGW icon
1237
Invesco S&P Global Water Index ETF
CGW
$1.05B
$214K ﹤0.01%
4,300
– –
GSLC icon
1238
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15B
$214K ﹤0.01%
+2,636
New +$209K
AVDL
1239
DELISTED
Avadel Pharmaceuticals
AVDL
$214K ﹤0.01%
+23,358
New +$192K
CULP icon
1240
Culp Inc
CULP
$44.8M
$214K ﹤0.01%
41,117
-2,300
-5% -$12.3K
IPAR icon
1241
Interparfums
IPAR
$4.02B
$213K ﹤0.01%
+1,500
New +$185K
ATXS
1242
DELISTED
Astria Therapeutics
ATXS
$213K ﹤0.01%
16,027
+11
+0.1% +$149
BKR icon
1243
Baker Hughes
BKR
$59.5B
$213K ﹤0.01%
+7,380
New +$223K
MTRN icon
1244
Materion
MTRN
$4.33B
$212K ﹤0.01%
+1,830
New +$183K
DMLP icon
1245
Dorchester Minerals
DMLP
$1.3B
$212K ﹤0.01%
7,000
– –
VTEB icon
1246
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
$212K ﹤0.01%
4,179
-84
-2% -$4.22K
ESGU icon
1247
iShares ESG Aware MSCI USA ETF
ESGU
$17.8B
$211K ﹤0.01%
2,333
-612
-21% -$54.1K
RRGB icon
1248
Red Robin
RRGB
$144M
$211K ﹤0.01%
+14,700
New +$149K
MCRB icon
1249
Seres Therapeutics
MCRB
$46.3M
$210K ﹤0.01%
+1,856
New +$201K
LPLA icon
1250
LPL Financial
LPLA
$27.1B
$210K ﹤0.01%
1,036
-77
-7% -$17.6K
48 49
50
51 52

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CCM
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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q1 2023 Portfolio in Review

As of Q1 2023, Oppenheimer & Co held 1,475 positions worth $4.72B, up 7.3% from $4.39B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q1 2023 filing shows 127 new, 594 increased, 562 reduced and 97 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 306,411 shares worth $9.8M. The largest sale was Oneok, an estimated $9.41M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q1 2023 buy was FT Vest US Equity Deep Buffer ETF December: 306,411 shares worth $9.8M.
  • Oppenheimer & Co added most to iShares Treasury Floating Rate Bond ETF in Q1 2023, an estimated $18.3M increase.
  • Oppenheimer & Co's biggest Q1 2023 reduction was Oneok, cutting an estimated $9.41M.
  • Oppenheimer & Co fully exited State Street SPDR Portfolio S&P 500 Value ETF in Q1 2023, selling an estimated $5.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.72B portfolio in Q1 2023.
  • Oppenheimer & Co opened 127 new positions and closed 97 in Q1 2023.
  • Oppenheimer & Co's portfolio value rose 7.3% quarter-over-quarter to $4.72B.

Based on Oppenheimer & Co's 13F filing for Q1 2023, filed 10 May 2023.