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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+13.96%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$3.74B
AUM Growth
+$545M
Cap. Flow
+$133M
Cap. Flow %
3.55%
Top 10 Hldgs %
14.02%
Holding
1,413
New
176
Increased
562
Reduced
526
Closed
69

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.78M
2
WMT icon
Walmart Inc
WMT
+$5.34M
3
FDX icon
FedEx
FDX
+$4.93M
4
TWLO icon
Twilio
TWLO
+$4M
5
HD icon
Home Depot
HD
+$3.6M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.91M
2
ABBV icon
AbbVie
ABBV
+$5.07M
3
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$4.93M
4
ILMN icon
Illumina
ILMN
+$4.02M
5
BA icon
Boeing
BA
+$3.8M

Sector Composition

Rank Sector Weight
1 Technology 13.38%
2 Healthcare 12.3%
3 Financials 10.91%
4 Industrials 8.46%
5 Consumer Discretionary 8.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GEG icon
1226
Great Elm Group
GEG
$67.4M
$199K 0.01%
46,922
– –
PSEC icon
1227
Prospect Capital
PSEC
$1.07B
$196K 0.01%
29,993
– –
TTM
1228
DELISTED
Tata Motors Limited
TTM
$196K 0.01%
+15,574
New +$195K
EUM icon
1229
ProShares Trust Short MSCI Emerging Markets
EUM
$9.65M
$195K 0.01%
+5,263
New +$199K
NTGN
1230
DELISTED
Neon Therapeutics, Inc. Common Stock
NTGN
$194K 0.01%
+30,081
New +$157K
RIGL icon
1231
Rigel Pharmaceuticals
RIGL
$681M
$192K 0.01%
7,475
-230
-3% -$5.26K
RLJ icon
1232
RLJ Lodging Trust
RLJ
$1.86B
$191K 0.01%
10,860
– –
SLM icon
1233
SLM Corp
SLM
$4.89B
$191K 0.01%
19,230
+1,048
+6% +$10.8K
UNIT
1234
Uniti Group
UNIT
$2.36B
$190K 0.01%
17,000
– –
TSEM icon
1235
Tower Semiconductor
TSEM
$24.8B
$189K 0.01%
11,400
– –
LGF.A
1236
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$189K 0.01%
12,100
+500
+4% +$8.28K
ARDC
1237
Are Dynamic Credit Allocation Fund
ARDC
$297M
$187K 0.01%
12,600
-2,000
-14% -$29.4K
SCTL
1238
DELISTED
Societal CDMO, Inc. Common Stock
SCTL
$186K 0.01%
35,464
-565
-2% -$4.19K
MFIC icon
1239
MidCap Financial Investment
MFIC
$787M
$183K ﹤0.01%
12,095
-2,732
-18% -$41K
AES icon
1240
AES
AES
$10.5B
$181K ﹤0.01%
10,033
-13,157
-57% -$221K
SLCA
1241
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$181K ﹤0.01%
10,400
-4,700
-31% -$67.4K
CS
1242
DELISTED
Credit Suisse Group
CS
$179K ﹤0.01%
15,300
-8,000
-34% -$95.4K
ACBI
1243
DELISTED
Atlantic Capital Bancshares, Inc. Common Stock
ACBI
$178K ﹤0.01%
10,000
– –
TSLF
1244
DELISTED
THL CREDIT SENIOR LOAN FUND
TSLF
$177K ﹤0.01%
11,500
-5,000
-30% -$77.3K
VVR icon
1245
Invesco Senior Income Trust
VVR
$457M
$176K ﹤0.01%
42,000
+12,000
+40% +$49.5K
SPXX icon
1246
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$332M
$175K ﹤0.01%
+11,300
New +$171K
NNC
1247
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
$175K ﹤0.01%
+13,700
New +$169K
WATT icon
1248
Energous
WATT
$77.6M
$174K ﹤0.01%
46
+6
+15% +$26.1K
AFT
1249
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$174K ﹤0.01%
+11,700
New +$173K
FAX
1250
DELISTED
abrdn Asia-Pacific Income Fund
FAX
$171K ﹤0.01%
6,738
-5,100
-43% -$127K
48 49
50
51 52

Similar funds

LGF
LGT Group Foundation Vaduz, Liechtenstein $8.19B AUM 27.7% 1-Year Est. Return
CCM
Causeway Capital Management Los Angeles, California $8.15B AUM 29.28% 1-Year Est. Return
CL
Choreo LLC Rockford, Illinois $8.15B AUM 20.12% 1-Year Est. Return
WJWM
Williams Jones Wealth Management New York $8.14B AUM 19.32% 1-Year Est. Return
WA
Whitebox Advisors Minneapolis, Minnesota $8.12B AUM 15.85% 1-Year Est. Return
CCM
Coldstream Capital Management Bellevue, Washington $8.12B AUM 17.95% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return
GGHC
Gilder Gagnon Howe & Co New York $8.34B AUM 46.58% 1-Year Est. Return

Oppenheimer & Co's Q1 2019 Portfolio in Review

As of Q1 2019, Oppenheimer & Co held 1,413 positions worth $3.74B, up 17% from $3.2B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Oppenheimer & Co deployed $133M of net new capital in Q1 2019, opening 176 new positions and adding to 562 existing holdings. Its largest new stake was Azenta: 72,570 shares worth $2.13M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $7.91M trimmed.

  • Oppenheimer & Co's largest Q1 2019 buy was Azenta: 72,570 shares worth $2.13M.
  • Oppenheimer & Co added most to State Street SPDR S&P 500 ETF Trust in Q1 2019, an estimated $9.78M increase.
  • Oppenheimer & Co's biggest Q1 2019 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $7.91M.
  • Oppenheimer & Co fully exited Vanguard Long-Term Treasury ETF in Q1 2019, selling an estimated $3.45M.
  • Oppenheimer & Co's ten largest holdings make up 14% of its $3.74B portfolio in Q1 2019.
  • Oppenheimer & Co opened 176 new positions and closed 69 in Q1 2019.
  • Oppenheimer & Co's portfolio value rose 17% quarter-over-quarter to $3.74B.

Based on Oppenheimer & Co's 13F filing for Q1 2019, filed 24 Apr 2019.