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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$3.44B
AUM Growth
+$5.13M
Cap. Flow
-$60.9M
Cap. Flow %
-1.77%
Top 10 Hldgs %
13.68%
Holding
1,403
New
134
Increased
468
Reduced
577
Closed
124

Top Buys

Rank Stock Value
1
LUMN icon
Lumen
LUMN
+$7.38M
2
TJX icon
TJX Companies
TJX
+$5.41M
3
TEVA icon
Teva Pharmaceuticals
TEVA
+$4.59M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$4.09M
5
LVS icon
Las Vegas Sands
LVS
+$3.92M

Top Sells

Rank Stock Value
1
BAC icon
Bank of America
BAC
+$7.91M
2
SBUX icon
Starbucks
SBUX
+$6.48M
3
CVS icon
CVS Health
CVS
+$6M
4
MDT icon
Medtronic
MDT
+$5.54M
5
WMT icon
Walmart Inc
WMT
+$5.12M

Sector Composition

Rank Sector Weight
1 Healthcare 12.56%
2 Financials 11.38%
3 Technology 10.34%
4 Industrials 9.82%
5 Consumer Discretionary 8.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKEP
1226
DELISTED
Blueknight Energy Partners L.P.
BKEP
$103K ﹤0.01%
15,000
– –
SAN icon
1227
Banco Santander
SAN
$202B
$98K ﹤0.01%
19,893
-837
-4% -$3.81K
BDJ icon
1228
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
$95K ﹤0.01%
11,568
-2,000
-15% -$15.8K
PHK
1229
PIMCO High Income Fund
PHK
$867M
$94K ﹤0.01%
+10,290
New +$94.6K
RMGN
1230
DELISTED
RMG Networks Holding Corporation
RMGN
$93K ﹤0.01%
+32,624
New +$94.7K
BAC.WS.B
1231
DELISTED
Bank Of America Corporation Ws B
BAC.WS.B
$92K ﹤0.01%
96,300
-5,000
-5% -$2.48K
STON
1232
DELISTED
StoneMor Inc.
STON
$90K ﹤0.01%
10,111
+1,376
+16% +$19.3K
ALLT icon
1233
Allot
ALLT
$367M
$89K ﹤0.01%
18,600
-800
-4% -$4K
AXAS
1234
DELISTED
Abraxas Petroleum Corp
AXAS
$84K ﹤0.01%
1,625
+175
+12% +$6.89K
GEG icon
1235
Great Elm Group
GEG
$68.4M
$82K ﹤0.01%
21,746
-800
-4% -$3.4K
GRPN icon
1236
Groupon
GRPN
$1.06B
$81K ﹤0.01%
+1,222
New +$103K
OCSL icon
1237
Oaktree Specialty Lending
OCSL
$1.03B
$80K ﹤0.01%
4,983
-84
-2% -$1.4K
NMBL
1238
DELISTED
Nimble Storage, Inc.
NMBL
$80K ﹤0.01%
10,040
-8,219
-45% -$67K
OIG
1239
DELISTED
Orbital Infrastructure Group, Inc. Common Stock
OIG
$78K ﹤0.01%
282
– –
LYG icon
1240
Lloyds Banking Group
LYG
$90.7B
$77K ﹤0.01%
24,982
– –
GNT
1241
GAMCO Natural Resources, Gold & Income Trust
GNT
$137M
$75K ﹤0.01%
+11,300
New +$81.7K
SDLP
1242
DELISTED
SEADRILL PARTNERS LLC
SDLP
$67K ﹤0.01%
1,585
+76
+5% +$2.77K
TPST icon
1243
Tempest Therapeutics
TPST
$13.8M
$66K ﹤0.01%
15
-4
-21% -$49.8K
KURA icon
1244
Kura Oncology
KURA
$826M
$64K ﹤0.01%
+10,900
New +$58.4K
EVEP
1245
DELISTED
EV Energy Partners, L.P.
EVEP
$55K ﹤0.01%
26,285
-10,813
-29% -$22.4K
XNET
1246
Xunlei
XNET
$360M
$54K ﹤0.01%
14,000
– –
ABIL
1247
DELISTED
Ability Inc
ABIL
$54K ﹤0.01%
1,951
– –
SCU
1248
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$53K ﹤0.01%
1,600
– –
GGB icon
1249
Gerdau
GGB
$9.74B
$44K ﹤0.01%
17,640
– –
BNSO
1250
DELISTED
Bonso Electronic International
BNSO
$44K ﹤0.01%
20,000
– –
48 49
50
51 52

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CCM
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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q4 2016 Portfolio in Review

As of Q4 2016, Oppenheimer & Co held 1,403 positions worth $3.44B, up 0.15% from $3.43B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Oppenheimer & Co's Q4 2016 filing shows 134 new, 468 increased, 577 reduced and 124 closed positions. Its largest new stake was Yum China: 126,647 shares worth $3.31M. The largest sale was Bank of America, an estimated $7.91M.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Financials and Technology.

  • Oppenheimer & Co's largest Q4 2016 buy was Yum China: 126,647 shares worth $3.31M.
  • Oppenheimer & Co added most to Lumen in Q4 2016, an estimated $7.38M increase.
  • Oppenheimer & Co's biggest Q4 2016 reduction was Bank of America, cutting an estimated $7.91M.
  • Oppenheimer & Co fully exited iShares MBS ETF in Q4 2016, selling an estimated $3.35M.
  • Oppenheimer & Co's ten largest holdings make up 14% of its $3.44B portfolio in Q4 2016.
  • Oppenheimer & Co opened 134 new positions and closed 124 in Q4 2016.
  • Oppenheimer & Co's portfolio value rose 0.15% quarter-over-quarter to $3.44B.

Based on Oppenheimer & Co's 13F filing for Q4 2016, filed 2 Feb 2017.