We are live on ! Find out more
OC

Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+2.6%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$3.34B
AUM Growth
+$209M
Cap. Flow
+$157M
Cap. Flow %
4.72%
Top 10 Hldgs %
12.01%
Holding
1,564
New
189
Increased
576
Reduced
529
Closed
163

Top Buys

Rank Stock Value
1
MON
Monsanto Co
MON
+$30M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$16.2M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$10.6M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$7.95M
5
IBM icon
IBM
IBM
+$5.84M

Top Sells

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$10.2M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$8.32M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$7.79M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$5.38M
5
KMB icon
Kimberly-Clark
KMB
+$5.23M

Sector Composition

Rank Sector Weight
1 Energy 11.94%
2 Healthcare 10.62%
3 Industrials 9.8%
4 Technology 9.43%
5 Financials 9.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QNST icon
1226
QuinStreet
QNST
$877M
$206K 0.01%
31,000
– –
AIF
1227
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$205K 0.01%
11,500
– –
GAM
1228
General American Investors Company
GAM
$1.55B
$204K 0.01%
5,803
– –
SPPP
1229
Sprott Physical Platinum and Palladium Trust
SPPP
$575M
$204K 0.01%
21,238
+8,020
+61% +$74.4K
AGC
1230
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$204K 0.01%
26,983
-100
-0.4% -$759
BGH
1231
Barings Global Short Duration High Yield Fund
BGH
$282M
$202K 0.01%
8,419
-300
-3% -$7.16K
BKE icon
1232
Buckle
BKE
$2.23B
$202K 0.01%
+4,421
New +$202K
NBR icon
1233
Nabors Industries
NBR
$1.23B
$202K 0.01%
164
-708
-81% -$707K
PAYX icon
1234
Paychex
PAYX
$41.3B
$202K 0.01%
4,738
-861
-15% -$36.5K
SZMK
1235
DELISTED
SIZMEK INC COM STK (DE)
SZMK
$202K 0.01%
+19,000
New +$209K
FDUS icon
1236
Fidus Investment
FDUS
$754M
$201K 0.01%
10,400
– –
PPA icon
1237
Invesco Aerospace & Defense ETF
PPA
$8.12B
$201K 0.01%
+6,206
New +$197K
SAIA icon
1238
Saia
SAIA
$9.22B
$201K 0.01%
+5,250
New +$181K
WOR icon
1239
Worthington Enterprises
WOR
$2.71B
$201K 0.01%
+8,533
New +$213K
NICE icon
1240
Nice
NICE
$5.86B
$200K 0.01%
+4,479
New +$181K
NMFC icon
1241
New Mountain Finance
NMFC
$650M
$200K 0.01%
13,759
-12,698
-48% -$188K
NRG icon
1242
NRG Energy
NRG
$28B
$200K 0.01%
+6,314
New +$181K
EMD
1243
Western Asset Emerging Markets Debt Fund
EMD
$613M
$198K 0.01%
11,403
– –
INGN icon
1244
Inogen
INGN
$167M
$198K 0.01%
+12,000
New +$213K
KOS icon
1245
Kosmos Energy
KOS
$1.55B
$198K 0.01%
18,000
+4,500
+33% +$48.3K
HTY
1246
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$198K 0.01%
15,350
– –
BSL
1247
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$169M
$197K 0.01%
10,500
-954
-8% -$18.1K
BHK icon
1248
BlackRock Core Bond Trust
BHK
$649M
$196K 0.01%
14,620
+620
+4% +$8.16K
OCSL icon
1249
Oaktree Specialty Lending
OCSL
$1.02B
$196K 0.01%
6,888
-645
-9% -$18.4K
NYNY
1250
DELISTED
Empire Resorts, Inc.
NYNY
$195K 0.01%
5,520
– –
48 49
50
51 52

Similar funds

LGF
LGT Group Foundation Vaduz, Liechtenstein $8.19B AUM 27.7% 1-Year Est. Return
CCM
Causeway Capital Management Los Angeles, California $8.15B AUM 29.28% 1-Year Est. Return
CL
Choreo LLC Rockford, Illinois $8.15B AUM 20.12% 1-Year Est. Return
WJWM
Williams Jones Wealth Management New York $8.14B AUM 19.32% 1-Year Est. Return
WA
Whitebox Advisors Minneapolis, Minnesota $8.12B AUM 15.85% 1-Year Est. Return
CCM
Coldstream Capital Management Bellevue, Washington $8.12B AUM 17.95% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return
GGHC
Gilder Gagnon Howe & Co New York $8.34B AUM 46.58% 1-Year Est. Return

Oppenheimer & Co's Q1 2014 Portfolio in Review

As of Q1 2014, Oppenheimer & Co held 1,564 positions worth $3.34B, up 6.7% from $3.13B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co deployed $157M of net new capital in Q1 2014, opening 189 new positions and adding to 576 existing holdings. Its largest new stake was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Vanguard Dividend Appreciation ETF, an estimated $7.79M trimmed.

  • Oppenheimer & Co's largest Q1 2014 buy was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.
  • Oppenheimer & Co added most to Monsanto Co in Q1 2014, an estimated $30M increase.
  • Oppenheimer & Co's biggest Q1 2014 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $7.79M.
  • Oppenheimer & Co fully exited TetraLogic Pharmaceuticals Corporation in Q1 2014, selling an estimated $10.2M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.34B portfolio in Q1 2014.
  • Oppenheimer & Co opened 189 new positions and closed 163 in Q1 2014.
  • Oppenheimer & Co's portfolio value rose 6.7% quarter-over-quarter to $3.34B.

Based on Oppenheimer & Co's 13F filing for Q1 2014, filed 9 May 2014.