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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+6.79%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$2.84B
AUM Growth
+$258M
Cap. Flow
+$123M
Cap. Flow %
4.33%
Top 10 Hldgs %
11.44%
Holding
1,459
New
194
Increased
553
Reduced
456
Closed
145

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10.3M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$5.05M
3
JPM icon
JPMorgan Chase
JPM
+$4.53M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$4.27M
5
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$4.2M

Top Sells

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$9.93M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.05M
3
UNH icon
UnitedHealth
UNH
+$8.5M
4
CST
CST Brands, Inc.
CST
+$5.28M
5
ETN icon
Eaton
ETN
+$2.41M

Sector Composition

Rank Sector Weight
1 Energy 12.58%
2 Healthcare 10.39%
3 Financials 9.54%
4 Technology 9.08%
5 Industrials 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVAX
1226
DELISTED
Dynavax Technologies
DVAX
$125K ﹤0.01%
10,500
+4,000
+62% +$50.3K
NPBC
1227
DELISTED
NATL PENN BANCSHARES INC
NPBC
$125K ﹤0.01%
12,432
– –
PDS
1228
Precision Drilling
PDS
$979M
$122K ﹤0.01%
+615
New +$122K
PLUR icon
1229
Pluri
PLUR
$16.8M
$120K ﹤0.01%
443
– –
UCFC
1230
DELISTED
United Community Financial Corp
UCFC
$117K ﹤0.01%
30,000
– –
JBLU icon
1231
JetBlue
JBLU
$2.29B
$116K ﹤0.01%
17,425
+3,300
+23% +$21.3K
BNSO
1232
DELISTED
Bonso Electronic International
BNSO
$116K ﹤0.01%
86,000
– –
C.WS.A
1233
DELISTED
Citigroup Inc
C.WS.A
$116K ﹤0.01%
154,780
+14,400
+10% +$11.2K
RFMD
1234
DELISTED
RF MICRO DEVICES INC
RFMD
$116K ﹤0.01%
20,474
+5,716
+39% +$30K
MDR
1235
DELISTED
McDermott International
MDR
$115K ﹤0.01%
5,197
-2,700
-34% -$64.1K
GAB icon
1236
Gabelli Equity Trust
GAB
$1.76B
$114K ﹤0.01%
17,823
+350
+2% +$2.25K
EJ
1237
DELISTED
E HOUSE (CHINA) HOLDINGS LIMITED
EJ
$111K ﹤0.01%
13,032
-16,155
-55% -$93.6K
HYF
1238
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$111K ﹤0.01%
55,662
+20,003
+56% +$39.3K
BDJ icon
1239
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
$109K ﹤0.01%
14,546
– –
FST
1240
DELISTED
FOREST OIL CORPORATION
FST
$107K ﹤0.01%
17,500
– –
NSL
1241
DELISTED
NUVEEN SENIOR INCM FD
NSL
$106K ﹤0.01%
14,845
+3,645
+33% +$26.4K
DNP icon
1242
DNP Select Income Fund
DNP
$4.12B
$105K ﹤0.01%
+10,934
New +$108K
MWA icon
1243
Mueller Water Products
MWA
$3.9B
$104K ﹤0.01%
13,000
– –
LF
1244
DELISTED
LEAPFROG ENTERPRISES INC.
LF
$104K ﹤0.01%
11,000
-40,001
-78% -$414K
NYNY
1245
DELISTED
Empire Resorts, Inc.
NYNY
$103K ﹤0.01%
5,520
– –
MEA
1246
DELISTED
METALICO INC
MEA
$99K ﹤0.01%
70,600
-5,000
-7% -$6.92K
MHY
1247
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$99K ﹤0.01%
17,331
-14,946
-46% -$83.8K
ARK
1248
DELISTED
BLACKROCK SR HIGH INCM FD INC
ARK
$98K ﹤0.01%
+24,752
New +$98.4K
PACR
1249
DELISTED
PACER INTL INC TENN
PACR
$93K ﹤0.01%
+14,989
New +$93.8K
BTG icon
1250
B2Gold
BTG
$5.13B
$92K ﹤0.01%
37,000
– –
48 49
50
51 52

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CCM
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CL
Choreo LLC Rockford, Illinois $8.15B AUM 20.12% 1-Year Est. Return
WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Oppenheimer & Co held 1,459 positions worth $2.84B, up 10% from $2.59B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Oppenheimer & Co deployed $123M of net new capital in Q3 2013, opening 194 new positions and adding to 553 existing holdings. Its largest new stake was Perrigo: 25,555 shares worth $3.15M.

By sector, the portfolio is most concentrated in Energy at 13% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Russell 2000 Value ETF, an estimated $9.93M trimmed.

  • Oppenheimer & Co's largest Q3 2013 buy was Perrigo: 25,555 shares worth $3.15M.
  • Oppenheimer & Co added most to State Street SPDR S&P 500 ETF Trust in Q3 2013, an estimated $10.3M increase.
  • Oppenheimer & Co's biggest Q3 2013 reduction was iShares Russell 2000 Value ETF, cutting an estimated $9.93M.
  • Oppenheimer & Co fully exited Reynolds American Inc in Q3 2013, selling an estimated $2.28M.
  • Oppenheimer & Co's ten largest holdings make up 11% of its $2.84B portfolio in Q3 2013.
  • Oppenheimer & Co opened 194 new positions and closed 145 in Q3 2013.
  • Oppenheimer & Co's portfolio value rose 10% quarter-over-quarter to $2.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2013, filed 1 Nov 2013.