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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+7.45%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$4.72B
AUM Growth
+$323M
Cap. Flow
+$92.3M
Cap. Flow %
1.96%
Top 10 Hldgs %
16.89%
Holding
1,475
New
127
Increased
594
Reduced
562
Closed
97

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$18.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.92M
3
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$9.63M
4
CVX icon
Chevron
CVX
+$5.67M
5
MSFT icon
Microsoft
MSFT
+$5.45M

Top Sells

Rank Stock Value
1
OKE icon
Oneok
OKE
+$9.41M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.79M
3
AAPL icon
Apple
AAPL
+$6.29M
4
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$5.21M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.18M

Sector Composition

Rank Sector Weight
1 Technology 17.88%
2 Financials 10.44%
3 Healthcare 10.37%
4 Industrials 8.75%
5 Consumer Discretionary 7.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOBL icon
101
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.7B
$10.1M 0.21%
220,308
+7,524
+4% +$342K
ET icon
102
Energy Transfer Partners
ET
$69.6B
$10M 0.21%
804,568
-69,154
-8% -$874K
MO icon
103
Altria Group
MO
$113B
$10M 0.21%
224,674
+3,908
+2% +$180K
ADI icon
104
Analog Devices
ADI
$179B
$9.86M 0.21%
49,973
-1,369
-3% -$245K
DDEC icon
105
FT Vest US Equity Deep Buffer ETF December
DDEC
$428M
$9.8M 0.21%
+306,411
New +$9.63M
TGT icon
106
Target
TGT
$65.6B
$9.73M 0.21%
58,721
+6,264
+12% +$1.03M
ADBE icon
107
Adobe
ADBE
$98.5B
$9.53M 0.2%
24,728
+4,575
+23% +$1.63M
NOC icon
108
Northrop Grumman
NOC
$76B
$9.44M 0.2%
20,445
+151
+0.7% +$70.1K
CARR icon
109
Carrier Global
CARR
$50.6B
$9.42M 0.2%
205,894
+628
+0.3% +$28.1K
ROK icon
110
Rockwell Automation
ROK
$52.4B
$9.18M 0.19%
31,287
-3,451
-10% -$981K
BLK icon
111
Blackrock
BLK
$170B
$9.11M 0.19%
13,621
+124
+0.9% +$87.3K
UNP icon
112
Union Pacific
UNP
$172B
$9.09M 0.19%
45,165
-346
-0.8% -$70.1K
XLF icon
113
State Street Financial Select Sector SPDR ETF
XLF
$56.8B
$9.08M 0.19%
282,401
-45,023
-14% -$1.56M
NVO
114
Novo Nordisk
NVO
$228B
$9.07M 0.19%
114,042
+826
+0.7% +$58.6K
VO icon
115
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$9.06M 0.19%
171,864
+16,672
+11% +$887K
COP icon
116
ConocoPhillips
COP
$145B
$8.93M 0.19%
89,990
+9,105
+11% +$996K
GD icon
117
General Dynamics
GD
$103B
$8.88M 0.19%
38,916
-627
-2% -$145K
VWO icon
118
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$8.82M 0.19%
218,422
+7,330
+3% +$299K
WY icon
119
Weyerhaeuser
WY
$16.9B
$8.81M 0.19%
292,464
-7,894
-3% -$249K
INTC icon
120
Intel
INTC
$460B
$8.68M 0.18%
265,737
-74,792
-22% -$2.12M
EMR icon
121
Emerson Electric
EMR
$83.3B
$8.64M 0.18%
99,143
+23,757
+32% +$2.08M
OXY icon
122
Occidental Petroleum
OXY
$55.6B
$8.63M 0.18%
138,283
+8,004
+6% +$497K
UPS icon
123
United Parcel Service
UPS
$89.5B
$8.63M 0.18%
44,473
-390
-0.9% -$71.5K
MEOH icon
124
Methanex
MEOH
$4.27B
$8.6M 0.18%
184,912
-22,041
-11% -$1.04M
VCSH icon
125
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.8B
$8.57M 0.18%
112,487
-20,154
-15% -$1.53M
3 4
5
6 7

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CCM
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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q1 2023 Portfolio in Review

As of Q1 2023, Oppenheimer & Co held 1,475 positions worth $4.72B, up 7.3% from $4.39B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q1 2023 filing shows 127 new, 594 increased, 562 reduced and 97 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 306,411 shares worth $9.8M. The largest sale was Oneok, an estimated $9.41M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q1 2023 buy was FT Vest US Equity Deep Buffer ETF December: 306,411 shares worth $9.8M.
  • Oppenheimer & Co added most to iShares Treasury Floating Rate Bond ETF in Q1 2023, an estimated $18.3M increase.
  • Oppenheimer & Co's biggest Q1 2023 reduction was Oneok, cutting an estimated $9.41M.
  • Oppenheimer & Co fully exited State Street SPDR Portfolio S&P 500 Value ETF in Q1 2023, selling an estimated $5.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.72B portfolio in Q1 2023.
  • Oppenheimer & Co opened 127 new positions and closed 97 in Q1 2023.
  • Oppenheimer & Co's portfolio value rose 7.3% quarter-over-quarter to $4.72B.

Based on Oppenheimer & Co's 13F filing for Q1 2023, filed 10 May 2023.