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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
-0.18%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$5.34B
AUM Growth
-$237M
Cap. Flow
-$130M
Cap. Flow %
-2.43%
Top 10 Hldgs %
17.36%
Holding
1,615
New
114
Increased
629
Reduced
604
Closed
130

Top Buys

Rank Stock Value
1
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$49.5M
2
GXO icon
GXO Logistics
GXO
+$10.2M
3
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$9.29M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.06M
5
C icon
Citigroup
C
+$6.92M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$17.6M
2
AAPL icon
Apple
AAPL
+$16.6M
3
NVDA icon
NVIDIA
NVDA
+$14.2M
4
IDXX icon
Idexx Laboratories
IDXX
+$13.7M
5
XPO icon
XPO
XPO
+$13.2M

Sector Composition

Rank Sector Weight
1 Technology 18.05%
2 Financials 11.09%
3 Healthcare 10.47%
4 Consumer Discretionary 9.45%
5 Industrials 8.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VMI icon
101
Valmont Industries
VMI
$9.2B
$11.1M 0.21%
47,178
-130
-0.3% -$30.9K
BLK icon
102
Blackrock
BLK
$170B
$11.1M 0.21%
13,199
-144
-1% -$129K
REGN icon
103
Regeneron Pharmaceuticals
REGN
$77.4B
$10.9M 0.2%
18,016
+2,209
+14% +$1.37M
ORLY icon
104
O'Reilly Automotive
ORLY
$72.4B
$10.8M 0.2%
265,740
-4,365
-2% -$175K
MCD icon
105
McDonald's
MCD
$191B
$10.7M 0.2%
44,529
+2,405
+6% +$574K
KO icon
106
Coca-Cola
KO
$381B
$10.6M 0.2%
201,722
+157
+0.1% +$8.75K
WY icon
107
Weyerhaeuser
WY
$16.9B
$10.6M 0.2%
297,596
+8,363
+3% +$293K
RTX icon
108
RTX Corp
RTX
$289B
$10.5M 0.2%
122,656
-5,581
-4% -$477K
UNP icon
109
Union Pacific
UNP
$172B
$10.5M 0.2%
53,347
-369
-0.7% -$79.7K
RSP icon
110
Invesco S&P 500 Equal Weight ETF
RSP
$97.2B
$10.3M 0.19%
68,934
-594
-0.9% -$90.9K
DOCU
111
DocuSign
DOCU
$10.4B
$10.3M 0.19%
40,116
-6,512
-14% -$1.88M
CWB icon
112
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.58B
$10.3M 0.19%
120,770
-35,093
-23% -$3.03M
GXO icon
113
GXO Logistics
GXO
$5.8B
$10.2M 0.19%
+130,506
New +$10.2M
USB icon
114
US Bancorp
USB
$98B
$10.1M 0.19%
170,546
+9,071
+6% +$517K
VLO icon
115
Valero Energy
VLO
$92.6B
$10M 0.19%
142,129
+8,207
+6% +$546K
SNPS icon
116
Synopsys
SNPS
$71.3B
$9.76M 0.18%
32,599
+214
+0.7% +$65K
XLK icon
117
State Street Technology Select Sector SPDR ETF
XLK
$115B
$9.7M 0.18%
129,960
+36,234
+39% +$2.8M
ABT icon
118
Abbott
ABT
$183B
$9.67M 0.18%
81,832
+938
+1% +$115K
CAT icon
119
Caterpillar
CAT
$373B
$9.63M 0.18%
50,145
+6,642
+15% +$1.38M
JEF icon
120
Jefferies Financial Group
JEF
$12.7B
$9.59M 0.18%
270,227
+18,652
+7% +$624K
VTI icon
121
Vanguard Morningstar Total Stock Market ETF
VTI
$657B
$9.45M 0.18%
42,566
-1,646
-4% -$375K
IDXX icon
122
Idexx Laboratories
IDXX
$44.1B
$9.44M 0.18%
15,183
-20,391
-57% -$13.7M
XLF icon
123
State Street Financial Select Sector SPDR ETF
XLF
$56.8B
$9.43M 0.18%
251,233
-32,447
-11% -$1.21M
GD icon
124
General Dynamics
GD
$103B
$9.36M 0.18%
47,767
-1,054
-2% -$206K
XPO icon
125
XPO
XPO
$23.4B
$9.33M 0.17%
197,322
-263,667
-57% -$13.2M
3 4
5
6 7

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Oppenheimer & Co's Q3 2021 Portfolio in Review

As of Q3 2021, Oppenheimer & Co held 1,615 positions worth $5.34B, down 4.2% from $5.58B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2021 filing shows 114 new, 629 increased, 604 reduced and 130 closed positions. Its largest new stake was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K. The largest sale was Microsoft, an estimated $17.6M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2021 buy was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K.
  • Oppenheimer & Co added most to Invesco Ultra Short Duration ETF in Q3 2021, an estimated $9.29M increase.
  • Oppenheimer & Co's biggest Q3 2021 reduction was Microsoft, cutting an estimated $17.6M.
  • Oppenheimer & Co fully exited Pricesmart in Q3 2021, selling an estimated $6.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $5.34B portfolio in Q3 2021.
  • Oppenheimer & Co opened 114 new positions and closed 130 in Q3 2021.
  • Oppenheimer & Co's portfolio value fell 4.2% quarter-over-quarter to $5.34B.

Based on Oppenheimer & Co's 13F filing for Q3 2021, filed 12 Nov 2021.