We are live on ! Find out more
OC

Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+7.45%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$4.72B
AUM Growth
+$323M
Cap. Flow
+$92.3M
Cap. Flow %
1.96%
Top 10 Hldgs %
16.89%
Holding
1,475
New
127
Increased
594
Reduced
562
Closed
97

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$18.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.92M
3
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$9.63M
4
CVX icon
Chevron
CVX
+$5.67M
5
MSFT icon
Microsoft
MSFT
+$5.45M

Top Sells

Rank Stock Value
1
OKE icon
Oneok
OKE
+$9.41M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.79M
3
AAPL icon
Apple
AAPL
+$6.29M
4
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$5.21M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.18M

Sector Composition

Rank Sector Weight
1 Technology 17.88%
2 Financials 10.44%
3 Healthcare 10.37%
4 Industrials 8.75%
5 Consumer Discretionary 7.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HIG icon
1201
Hartford Financial Services
HIG
$39.2B
$236K 0.01%
3,391
-600
-15% -$44.6K
PHG icon
1202
Philips
PHG
$25.8B
$235K 0.01%
14,979
+883
+6% +$12.7K
TTE icon
1203
TotalEnergies
TTE
$193B
$235K 0.01%
3,973
-17,332
-81% -$1.07M
TU icon
1204
Telus
TU
$16.8B
$235K 0.01%
11,810
-108
-0.9% -$2.2K
AUPH icon
1205
Aurinia Pharmaceuticals
AUPH
$1.93B
$235K 0.01%
21,400
+3,000
+16% +$26.4K
HQL
1206
abrdn Life Sciences Investors
HQL
$584M
$234K 0.01%
16,825
+401
+2% +$5.73K
ITT icon
1207
ITT
ITT
$17.3B
$234K 0.01%
2,715
-3,832
-59% -$337K
GOVT icon
1208
iShares US Treasury Bond ETF
GOVT
$43.7B
$234K 0.01%
10,002
-505
-5% -$11.7K
AFG icon
1209
American Financial Group
AFG
$11.8B
$234K 0.01%
1,923
+48
+3% +$6.33K
HIFS icon
1210
Hingham Institution for Saving
HIFS
$622M
$233K 0.01%
1,000
– –
POWI icon
1211
Power Integrations
POWI
$3.39B
$233K ﹤0.01%
+2,756
New +$229K
EWT icon
1212
iShares MSCI Taiwan ETF
EWT
$9.6B
$232K ﹤0.01%
+5,127
New +$227K
HYS icon
1213
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$232K ﹤0.01%
2,544
-527
-17% -$47.8K
GRWG icon
1214
GrowGeneration
GRWG
$87.1M
$232K ﹤0.01%
67,834
-9,615
-12% -$41.1K
TFII icon
1215
TFI International
TFII
$11B
$231K ﹤0.01%
+1,937
New +$226K
WLY icon
1216
John Wiley & Sons Class A
WLY
$2.66B
$230K ﹤0.01%
5,920
-22
-0.4% -$937
VUSB icon
1217
Vanguard Ultra-Short Bond ETF
VUSB
$8.94B
$229K ﹤0.01%
4,659
-12,706
-73% -$624K
FWONK icon
1218
Liberty Media Series C
FWONK
$25.1B
$229K ﹤0.01%
+3,159
New +$214K
FPX icon
1219
First Trust US Equity Opportunities ETF
FPX
$1.49B
$228K ﹤0.01%
2,715
-98
-3% -$8.12K
MRCC
1220
DELISTED
Monroe Capital Corp
MRCC
$227K ﹤0.01%
29,670
-71,166
-71% -$578K
VLUE icon
1221
iShares MSCI USA Value Factor ETF
VLUE
$9.28B
$225K ﹤0.01%
2,431
-387
-14% -$36.4K
IXN icon
1222
iShares Global Tech ETF
IXN
$8.34B
$225K ﹤0.01%
4,135
-877
-17% -$43.7K
BIV icon
1223
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$225K ﹤0.01%
2,928
– –
CLB icon
1224
Core Laboratories
CLB
$477M
$224K ﹤0.01%
10,181
+50
+0.5% +$1.17K
CLLS
1225
Cellectis
CLLS
$287M
$224K ﹤0.01%
116,163
+41,111
+55% +$103K
47 48
49
50 51

Similar funds

LGF
LGT Group Foundation Vaduz, Liechtenstein $8.19B AUM 27.7% 1-Year Est. Return
CCM
Causeway Capital Management Los Angeles, California $8.15B AUM 29.28% 1-Year Est. Return
CL
Choreo LLC Rockford, Illinois $8.15B AUM 20.12% 1-Year Est. Return
WJWM
Williams Jones Wealth Management New York $8.14B AUM 19.32% 1-Year Est. Return
WA
Whitebox Advisors Minneapolis, Minnesota $8.12B AUM 15.85% 1-Year Est. Return
CCM
Coldstream Capital Management Bellevue, Washington $8.12B AUM 17.95% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return
GGHC
Gilder Gagnon Howe & Co New York $8.34B AUM 46.58% 1-Year Est. Return

Oppenheimer & Co's Q1 2023 Portfolio in Review

As of Q1 2023, Oppenheimer & Co held 1,475 positions worth $4.72B, up 7.3% from $4.39B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q1 2023 filing shows 127 new, 594 increased, 562 reduced and 97 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 306,411 shares worth $9.8M. The largest sale was Oneok, an estimated $9.41M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q1 2023 buy was FT Vest US Equity Deep Buffer ETF December: 306,411 shares worth $9.8M.
  • Oppenheimer & Co added most to iShares Treasury Floating Rate Bond ETF in Q1 2023, an estimated $18.3M increase.
  • Oppenheimer & Co's biggest Q1 2023 reduction was Oneok, cutting an estimated $9.41M.
  • Oppenheimer & Co fully exited State Street SPDR Portfolio S&P 500 Value ETF in Q1 2023, selling an estimated $5.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.72B portfolio in Q1 2023.
  • Oppenheimer & Co opened 127 new positions and closed 97 in Q1 2023.
  • Oppenheimer & Co's portfolio value rose 7.3% quarter-over-quarter to $4.72B.

Based on Oppenheimer & Co's 13F filing for Q1 2023, filed 10 May 2023.