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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
-0.18%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$5.34B
AUM Growth
-$237M
Cap. Flow
-$130M
Cap. Flow %
-2.43%
Top 10 Hldgs %
17.36%
Holding
1,615
New
114
Increased
629
Reduced
604
Closed
130

Top Buys

Rank Stock Value
1
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$49.5M
2
GXO icon
GXO Logistics
GXO
+$10.2M
3
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$9.29M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.06M
5
C icon
Citigroup
C
+$6.92M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$17.6M
2
AAPL icon
Apple
AAPL
+$16.6M
3
NVDA icon
NVIDIA
NVDA
+$14.2M
4
IDXX icon
Idexx Laboratories
IDXX
+$13.7M
5
XPO icon
XPO
XPO
+$13.2M

Sector Composition

Rank Sector Weight
1 Technology 18.05%
2 Financials 11.09%
3 Healthcare 10.47%
4 Consumer Discretionary 9.45%
5 Industrials 8.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQH
1201
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
$373M
$319K 0.01%
5,800
-500
-8% -$28.4K
LSXMA
1202
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$318K 0.01%
9,166
-67
-0.7% -$2.34K
BILL icon
1203
BILL Holdings
BILL
$4.52B
$316K 0.01%
1,183
-41
-3% -$9.46K
KEY icon
1204
KeyCorp
KEY
$24.2B
$316K 0.01%
14,585
+888
+6% +$17.9K
JPS
1205
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$315K 0.01%
32,173
+976
+3% +$9.75K
TY icon
1206
TRI-Continental Corp
TY
$1.85B
$314K 0.01%
9,414
+1,086
+13% +$37.2K
AXS icon
1207
AXIS Capital
AXS
$7.67B
$313K 0.01%
6,800
– –
CRUS icon
1208
Cirrus Logic
CRUS
$6.65B
$313K 0.01%
+3,800
New +$316K
HQL
1209
abrdn Life Sciences Investors
HQL
$584M
$313K 0.01%
15,062
+391
+3% +$8.37K
TXT icon
1210
Textron
TXT
$15B
$313K 0.01%
4,489
+738
+20% +$51.8K
AVLR
1211
DELISTED
Avalara, Inc.
AVLR
$313K 0.01%
1,790
+218
+14% +$37.5K
BSCR icon
1212
Invesco BulletShares 2027 Corporate Bond ETF
BSCR
$4.59B
$312K 0.01%
+14,289
New +$314K
CFB
1213
DELISTED
CrossFirst Bankshares, Inc. Common Stock
CFB
$312K 0.01%
24,000
– –
UBS icon
1214
UBS Group
UBS
$175B
$309K 0.01%
19,358
– –
SRC
1215
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$307K 0.01%
6,665
+175
+3% +$8.7K
JMST icon
1216
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.12B
$306K 0.01%
6,000
– –
MFC icon
1217
Manulife Financial
MFC
$74B
$306K 0.01%
15,886
-203
-1% -$3.95K
VDC icon
1218
Vanguard Consumer Staples ETF
VDC
$8B
$306K 0.01%
1,710
+54
+3% +$10K
VIRX
1219
DELISTED
Viracta Therapeutics, Inc. Common Stock
VIRX
$305K 0.01%
+38,037
New +$375K
FUN icon
1220
Cedar Fair
FUN
$1.81B
$304K 0.01%
6,547
-100
-2% -$4.41K
CALY
1221
Callaway Golf Company
CALY
$3.33B
$304K 0.01%
11,000
– –
WST icon
1222
West Pharmaceutical
WST
$23.9B
$304K 0.01%
715
-112
-14% -$47.2K
AIO
1223
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$863M
$301K 0.01%
11,294
-1,500
-12% -$41K
CSWC icon
1224
Capital Southwest
CSWC
$1.47B
$300K 0.01%
11,915
+2,456
+26% +$64K
EAD
1225
Allspring Income Opportunities Fund
EAD
$372M
$300K 0.01%
34,100
+5,000
+17% +$44.6K
47 48
49
50 51

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CCM
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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q3 2021 Portfolio in Review

As of Q3 2021, Oppenheimer & Co held 1,615 positions worth $5.34B, down 4.2% from $5.58B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2021 filing shows 114 new, 629 increased, 604 reduced and 130 closed positions. Its largest new stake was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K. The largest sale was Microsoft, an estimated $17.6M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2021 buy was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K.
  • Oppenheimer & Co added most to Invesco Ultra Short Duration ETF in Q3 2021, an estimated $9.29M increase.
  • Oppenheimer & Co's biggest Q3 2021 reduction was Microsoft, cutting an estimated $17.6M.
  • Oppenheimer & Co fully exited Pricesmart in Q3 2021, selling an estimated $6.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $5.34B portfolio in Q3 2021.
  • Oppenheimer & Co opened 114 new positions and closed 130 in Q3 2021.
  • Oppenheimer & Co's portfolio value fell 4.2% quarter-over-quarter to $5.34B.

Based on Oppenheimer & Co's 13F filing for Q3 2021, filed 12 Nov 2021.