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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
-0.18%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$5.34B
AUM Growth
-$237M
Cap. Flow
-$130M
Cap. Flow %
-2.43%
Top 10 Hldgs %
17.36%
Holding
1,615
New
114
Increased
629
Reduced
604
Closed
130

Top Buys

Rank Stock Value
1
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$49.5M
2
GXO icon
GXO Logistics
GXO
+$10.2M
3
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$9.29M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.06M
5
C icon
Citigroup
C
+$6.92M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$17.6M
2
AAPL icon
Apple
AAPL
+$16.6M
3
NVDA icon
NVIDIA
NVDA
+$14.2M
4
IDXX icon
Idexx Laboratories
IDXX
+$13.7M
5
XPO icon
XPO
XPO
+$13.2M

Sector Composition

Rank Sector Weight
1 Technology 18.05%
2 Financials 11.09%
3 Healthcare 10.47%
4 Consumer Discretionary 9.45%
5 Industrials 8.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALLO icon
1176
Allogene Therapeutics
ALLO
$656M
$338K 0.01%
13,145
-1,739
-12% -$41.3K
DRIV icon
1177
Global X Autonomous & Electric Vehicles ETF
DRIV
$374M
$338K 0.01%
12,320
– –
XOP icon
1178
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.58B
$338K 0.01%
3,494
-1,639
-32% -$139K
HIFS icon
1179
Hingham Institution for Saving
HIFS
$619M
$337K 0.01%
1,000
– –
RNRG icon
1180
Global X Renewable Energy Producers ETF
RNRG
$26M
$336K 0.01%
7,165
– –
MIN
1181
Aberdeen Intermediate Income Fund
MIN
$274M
$332K 0.01%
91,709
+541
+0.6% +$2K
MDLA
1182
DELISTED
Medallia, Inc.
MDLA
$332K 0.01%
9,792
-1,536
-14% -$51.3K
EA icon
1183
Electronic Arts
EA
$53B
$331K 0.01%
2,327
-1,111
-32% -$156K
LYFT icon
1184
Lyft
LYFT
$5.89B
$331K 0.01%
6,168
-114
-2% -$6.04K
FSLR icon
1185
First Solar
FSLR
$22.3B
$330K 0.01%
3,449
-800
-19% -$74.3K
STT icon
1186
State Street
STT
$50.4B
$328K 0.01%
3,866
+43
+1% +$3.74K
EXPE icon
1187
Expedia Group
EXPE
$35.2B
$327K 0.01%
1,996
+105
+6% +$16.2K
SYNA icon
1188
Synaptics
SYNA
$4.2B
$327K 0.01%
+1,818
New +$306K
ANET icon
1189
Arista Networks
ANET
$222B
$326K 0.01%
15,168
-928
-6% -$21.3K
FTF
1190
Franklin Limited Duration Income Trust
FTF
$232M
$326K 0.01%
35,983
-359
-1% -$3.33K
CLR
1191
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$326K 0.01%
7,067
-1,198
-14% -$45.2K
BIV icon
1192
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$323K 0.01%
3,616
-97,510
-96% -$8.83M
HGLB
1193
Highland Global Allocation Fund
HGLB
$174M
$323K 0.01%
35,500
– –
GOLF icon
1194
Acushnet Holdings
GOLF
$5.85B
$321K 0.01%
+6,881
New +$350K
BTO
1195
John Hancock Financial Opportunities Fund
BTO
$804M
$320K 0.01%
7,535
+50
+0.7% +$2.02K
LYV icon
1196
Live Nation Entertainment
LYV
$40.4B
$320K 0.01%
3,509
+33
+0.9% +$2.78K
STM icon
1197
STMicroelectronics
STM
$46.7B
$320K 0.01%
7,344
+1,489
+25% +$62.8K
BOND icon
1198
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.37B
$319K 0.01%
2,889
-108
-4% -$12K
GEN icon
1199
Gen Digital
GEN
$16.3B
$319K 0.01%
+12,627
New +$329K
OUSA icon
1200
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$743M
$319K 0.01%
7,674
-120
-2% -$5.2K
46 47
48
49 50

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CCM
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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q3 2021 Portfolio in Review

As of Q3 2021, Oppenheimer & Co held 1,615 positions worth $5.34B, down 4.2% from $5.58B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2021 filing shows 114 new, 629 increased, 604 reduced and 130 closed positions. Its largest new stake was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K. The largest sale was Microsoft, an estimated $17.6M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2021 buy was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K.
  • Oppenheimer & Co added most to Invesco Ultra Short Duration ETF in Q3 2021, an estimated $9.29M increase.
  • Oppenheimer & Co's biggest Q3 2021 reduction was Microsoft, cutting an estimated $17.6M.
  • Oppenheimer & Co fully exited Pricesmart in Q3 2021, selling an estimated $6.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $5.34B portfolio in Q3 2021.
  • Oppenheimer & Co opened 114 new positions and closed 130 in Q3 2021.
  • Oppenheimer & Co's portfolio value fell 4.2% quarter-over-quarter to $5.34B.

Based on Oppenheimer & Co's 13F filing for Q3 2021, filed 12 Nov 2021.