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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$3.44B
AUM Growth
+$5.13M
Cap. Flow
-$60.9M
Cap. Flow %
-1.77%
Top 10 Hldgs %
13.68%
Holding
1,403
New
134
Increased
468
Reduced
577
Closed
124

Top Buys

Rank Stock Value
1
LUMN icon
Lumen
LUMN
+$7.38M
2
TJX icon
TJX Companies
TJX
+$5.41M
3
TEVA icon
Teva Pharmaceuticals
TEVA
+$4.59M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$4.09M
5
LVS icon
Las Vegas Sands
LVS
+$3.92M

Top Sells

Rank Stock Value
1
BAC icon
Bank of America
BAC
+$7.91M
2
SBUX icon
Starbucks
SBUX
+$6.48M
3
CVS icon
CVS Health
CVS
+$6M
4
MDT icon
Medtronic
MDT
+$5.54M
5
WMT icon
Walmart Inc
WMT
+$5.12M

Sector Composition

Rank Sector Weight
1 Healthcare 12.56%
2 Financials 11.38%
3 Technology 10.34%
4 Industrials 9.82%
5 Consumer Discretionary 8.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDHL
1176
Redhill Biopharma
RDHL
$3.84M
$177K 0.01%
17
+4
+31% +$47.9K
ATRS
1177
DELISTED
Antares Pharma, Inc.
ATRS
$177K 0.01%
75,900
-26,000
-26% -$49.5K
FTF
1178
Franklin Limited Duration Income Trust
FTF
$232M
$173K 0.01%
14,400
– –
CIO
1179
DELISTED
City Office REIT
CIO
$172K 0.01%
13,072
-184,668
-93% -$2.31M
FTR
1180
DELISTED
Frontier Communications Corp.
FTR
$171K 0.01%
3,378
-480
-12% -$26.3K
WATT icon
1181
Energous
WATT
$77.2M
$170K ﹤0.01%
17
-2
-11% -$19.1K
NEA icon
1182
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$169K ﹤0.01%
12,651
+1,018
+9% +$13.8K
JQC icon
1183
Nuveen Credit Strategies Income Fund
JQC
$705M
$168K ﹤0.01%
+19,000
New +$162K
CSIQ icon
1184
Canadian Solar
CSIQ
$1B
$167K ﹤0.01%
13,665
-3,077
-18% -$40.2K
OSPN icon
1185
OneSpan
OSPN
$571M
$167K ﹤0.01%
12,250
-250
-2% -$3.76K
PMO
1186
Franklin Municipal Opportunities Trust
PMO
$280M
$167K ﹤0.01%
+13,950
New +$171K
NHS
1187
Neuberger High Yield Strategies Fund Inc
NHS
$252M
$166K ﹤0.01%
14,200
+2,039
+17% +$23.5K
CHI
1188
Calamos Convertible Opportunities and Income Fund
CHI
$999M
$165K ﹤0.01%
16,344
-2,274
-12% -$22.6K
ACTG icon
1189
Acacia Research
ACTG
$426M
$163K ﹤0.01%
25,000
-10,300
-29% -$66.9K
DSU icon
1190
BlackRock Debt Strategies Fund
DSU
$591M
$162K ﹤0.01%
14,266
-3,559
-20% -$38.9K
TCRT icon
1191
Alaunos Therapeutics
TCRT
$4.59M
$160K ﹤0.01%
200
+70
+54% +$63.1K
MDWD icon
1192
MediWound
MDWD
$181M
$159K ﹤0.01%
4,957
+2,814
+131% +$115K
EVF
1193
Eaton Vance Senior Income Trust
EVF
$90.1M
$154K ﹤0.01%
23,000
+5,000
+28% +$32.3K
MUS
1194
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$153K ﹤0.01%
+11,250
New +$152K
BTA
1195
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$152K ﹤0.01%
+13,450
New +$155K
ACSF
1196
DELISTED
American Capital Senior Floating, Ltd.
ACSF
$151K ﹤0.01%
12,669
+100
+0.8% +$1.15K
IGD
1197
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$511M
$150K ﹤0.01%
22,138
-1,000
-4% -$6.97K
ABDC
1198
DELISTED
Alcentra Capital Corp
ABDC
$150K ﹤0.01%
12,548
+100
+0.8% +$1.24K
ATW
1199
DELISTED
Atwood Oceanics
ATW
$150K ﹤0.01%
11,412
-44
-0.4% -$433
NFJ
1200
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$148K ﹤0.01%
11,744
-1,232
-9% -$15.4K
46 47
48
49 50

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CCM
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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q4 2016 Portfolio in Review

As of Q4 2016, Oppenheimer & Co held 1,403 positions worth $3.44B, up 0.15% from $3.43B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Oppenheimer & Co's Q4 2016 filing shows 134 new, 468 increased, 577 reduced and 124 closed positions. Its largest new stake was Yum China: 126,647 shares worth $3.31M. The largest sale was Bank of America, an estimated $7.91M.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Financials and Technology.

  • Oppenheimer & Co's largest Q4 2016 buy was Yum China: 126,647 shares worth $3.31M.
  • Oppenheimer & Co added most to Lumen in Q4 2016, an estimated $7.38M increase.
  • Oppenheimer & Co's biggest Q4 2016 reduction was Bank of America, cutting an estimated $7.91M.
  • Oppenheimer & Co fully exited iShares MBS ETF in Q4 2016, selling an estimated $3.35M.
  • Oppenheimer & Co's ten largest holdings make up 14% of its $3.44B portfolio in Q4 2016.
  • Oppenheimer & Co opened 134 new positions and closed 124 in Q4 2016.
  • Oppenheimer & Co's portfolio value rose 0.15% quarter-over-quarter to $3.44B.

Based on Oppenheimer & Co's 13F filing for Q4 2016, filed 2 Feb 2017.