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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+6.79%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$2.84B
AUM Growth
+$258M
Cap. Flow
+$123M
Cap. Flow %
4.33%
Top 10 Hldgs %
11.44%
Holding
1,459
New
194
Increased
553
Reduced
456
Closed
145

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10.3M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$5.05M
3
JPM icon
JPMorgan Chase
JPM
+$4.53M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$4.27M
5
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$4.2M

Top Sells

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$9.93M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.05M
3
UNH icon
UnitedHealth
UNH
+$8.5M
4
CST
CST Brands, Inc.
CST
+$5.28M
5
ETN icon
Eaton
ETN
+$2.41M

Sector Composition

Rank Sector Weight
1 Energy 12.58%
2 Healthcare 10.39%
3 Financials 9.54%
4 Technology 9.08%
5 Industrials 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JFR icon
1176
Nuveen Floating Rate Income Fund
JFR
$1.23B
$176K 0.01%
14,700
– –
MAG
1177
DELISTED
MAG Silver
MAG
$175K 0.01%
+29,730
New +$189K
GEQ
1178
DELISTED
Gugnheim Eql Wght Enh Eqty In Fd
GEQ
$174K 0.01%
10,000
– –
S
1179
DELISTED
Sprint Corporation
S
$173K 0.01%
+27,879
New +$184K
FRA icon
1180
BlackRock Floating Rate Income Strategies Fund
FRA
$383M
$171K 0.01%
11,533
– –
BBF
1181
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$171K 0.01%
+13,100
New +$165K
TEI
1182
Templeton Emerging Markets Income Fund
TEI
$314M
$170K 0.01%
11,900
-787
-6% -$11.2K
CLMS
1183
DELISTED
Calamos Asset Management, Inc.
CLMS
$170K 0.01%
+16,990
New +$177K
PCN
1184
PIMCO Corporate & Income Strategy Fund
PCN
$873M
$169K 0.01%
10,110
+42
+0.4% +$688
SMFG icon
1185
Sumitomo Mitsui Financial
SMFG
$164B
$168K 0.01%
17,312
-530
-3% -$5.03K
PHK
1186
PIMCO High Income Fund
PHK
$867M
$167K 0.01%
14,000
-505
-3% -$5.94K
DRYS
1187
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– –
HBAN icon
1188
Huntington Bancshares
HBAN
$34.5B
$166K 0.01%
20,053
-7,155
-26% -$60.4K
ZNGA
1189
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$164K 0.01%
44,685
+1,550
+4% +$4.89K
DEX
1190
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$163K 0.01%
+13,630
New +$160K
GFF icon
1191
Griffon
GFF
$4.03B
$161K 0.01%
12,800
– –
BITA
1192
DELISTED
Bitauto Holdings Limited
BITA
$161K 0.01%
+10,000
New +$139K
AACG
1193
ATA Creativity
AACG
$39.6M
$160K 0.01%
33,328
– –
SBY
1194
DELISTED
Silver Bay Realty Trust Corp.
SBY
$160K 0.01%
+10,247
New +$165K
AOD
1195
abrdn Total Dynamic Dividend Fund
AOD
$1.1B
$159K 0.01%
19,850
-2,900
-13% -$23.2K
FAM
1196
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$158K 0.01%
10,844
-205
-2% -$2.98K
APAGF
1197
DELISTED
APCO OIL AND GAS INTERNATIONAL INC
APAGF
$158K 0.01%
+11,095
New +$158K
TAT
1198
DELISTED
TransAtlantic Petroleum LTD.
TAT
$155K 0.01%
18,556
-1,500
-7% -$12.5K
NPKI
1199
NPK International
NPKI
$1.06B
$154K 0.01%
12,136
+1,159
+11% +$13.6K
LPSN icon
1200
LivePerson
LPSN
$22M
$153K 0.01%
1,078
-187
-15% -$27.3K
46 47
48
49 50

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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Oppenheimer & Co held 1,459 positions worth $2.84B, up 10% from $2.59B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Oppenheimer & Co deployed $123M of net new capital in Q3 2013, opening 194 new positions and adding to 553 existing holdings. Its largest new stake was Perrigo: 25,555 shares worth $3.15M.

By sector, the portfolio is most concentrated in Energy at 13% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Russell 2000 Value ETF, an estimated $9.93M trimmed.

  • Oppenheimer & Co's largest Q3 2013 buy was Perrigo: 25,555 shares worth $3.15M.
  • Oppenheimer & Co added most to State Street SPDR S&P 500 ETF Trust in Q3 2013, an estimated $10.3M increase.
  • Oppenheimer & Co's biggest Q3 2013 reduction was iShares Russell 2000 Value ETF, cutting an estimated $9.93M.
  • Oppenheimer & Co fully exited Reynolds American Inc in Q3 2013, selling an estimated $2.28M.
  • Oppenheimer & Co's ten largest holdings make up 11% of its $2.84B portfolio in Q3 2013.
  • Oppenheimer & Co opened 194 new positions and closed 145 in Q3 2013.
  • Oppenheimer & Co's portfolio value rose 10% quarter-over-quarter to $2.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2013, filed 1 Nov 2013.