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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
-0.18%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$5.34B
AUM Growth
-$237M
Cap. Flow
-$130M
Cap. Flow %
-2.43%
Top 10 Hldgs %
17.36%
Holding
1,615
New
114
Increased
629
Reduced
604
Closed
130

Top Buys

Rank Stock Value
1
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$49.5M
2
GXO icon
GXO Logistics
GXO
+$10.2M
3
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$9.29M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.06M
5
C icon
Citigroup
C
+$6.92M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$17.6M
2
AAPL icon
Apple
AAPL
+$16.6M
3
NVDA icon
NVIDIA
NVDA
+$14.2M
4
IDXX icon
Idexx Laboratories
IDXX
+$13.7M
5
XPO icon
XPO
XPO
+$13.2M

Sector Composition

Rank Sector Weight
1 Technology 18.05%
2 Financials 11.09%
3 Healthcare 10.47%
4 Consumer Discretionary 9.45%
5 Industrials 8.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLL
1151
DELISTED
Piedmont Lithium
PLL
$354K 0.01%
6,500
+3,500
+117% +$203K
AIRR icon
1152
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.1B
$353K 0.01%
8,612
+600
+7% +$24.7K
GRBK icon
1153
Green Brick Partners
GRBK
$3.01B
$353K 0.01%
+17,213
New +$406K
BST icon
1154
BlackRock Science and Technology Trust
BST
$1.6B
$352K 0.01%
6,753
-2,357
-26% -$127K
ARW icon
1155
Arrow Electronics
ARW
$10.9B
$351K 0.01%
+3,122
New +$361K
AYX
1156
DELISTED
Alteryx Inc
AYX
$351K 0.01%
4,804
-760
-14% -$57.2K
KBE icon
1157
State Street SPDR S&P Bank ETF
KBE
$1.63B
$348K 0.01%
6,582
-1,460
-18% -$74.1K
SGI
1158
Somnigroup International
SGI
$14B
$348K 0.01%
7,508
+984
+15% +$43K
IYC icon
1159
iShares US Consumer Discretionary ETF
IYC
$1.17B
$346K 0.01%
4,470
+200
+5% +$15.7K
INCY icon
1160
Incyte
INCY
$24.2B
$345K 0.01%
5,024
-1,258
-20% -$95.6K
CONN
1161
DELISTED
Conn's Inc.
CONN
$345K 0.01%
+15,091
New +$359K
ARKQ icon
1162
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.87B
$344K 0.01%
4,420
-440
-9% -$36K
JACK icon
1163
Jack in the Box
JACK
$309M
$343K 0.01%
3,525
+82
+2% +$8.55K
PRNT icon
1164
The 3D Printing ETF
PRNT
$59.8M
$343K 0.01%
9,625
+19
+0.2% +$724
FCTR icon
1165
First Trust Lunt US Factor Rotation ETF
FCTR
$53.7M
$342K 0.01%
+10,043
New +$355K
NRK icon
1166
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$898M
$342K 0.01%
24,724
– –
REM icon
1167
iShares Mortgage Real Estate ETF
REM
$536M
$342K 0.01%
9,459
– –
SLGN icon
1168
Silgan Holdings
SLGN
$4.22B
$342K 0.01%
8,910
– –
UPST icon
1169
Upstart Holdings
UPST
$2.52B
$341K 0.01%
+1,078
New +$213K
WHR icon
1170
Whirlpool
WHR
$2.42B
$341K 0.01%
1,673
+48
+3% +$10.5K
FSLY icon
1171
Fastly Inc
FSLY
$3.35B
$340K 0.01%
8,414
-8,328
-50% -$384K
GHY
1172
PGIM Global High Yield Fund
GHY
$477M
$340K 0.01%
22,079
+774
+4% +$12.2K
HEDJ icon
1173
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.83B
$339K 0.01%
8,906
+200
+2% +$7.84K
PRTA icon
1174
Prothena Corp
PRTA
$425M
$339K 0.01%
+4,763
New +$296K
PSCT icon
1175
Invesco S&P SmallCap Information Technology ETF
PSCT
$491M
$339K 0.01%
7,281
+2,223
+44% +$105K
45 46
47
48 49

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CCM
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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q3 2021 Portfolio in Review

As of Q3 2021, Oppenheimer & Co held 1,615 positions worth $5.34B, down 4.2% from $5.58B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2021 filing shows 114 new, 629 increased, 604 reduced and 130 closed positions. Its largest new stake was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K. The largest sale was Microsoft, an estimated $17.6M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2021 buy was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K.
  • Oppenheimer & Co added most to Invesco Ultra Short Duration ETF in Q3 2021, an estimated $9.29M increase.
  • Oppenheimer & Co's biggest Q3 2021 reduction was Microsoft, cutting an estimated $17.6M.
  • Oppenheimer & Co fully exited Pricesmart in Q3 2021, selling an estimated $6.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $5.34B portfolio in Q3 2021.
  • Oppenheimer & Co opened 114 new positions and closed 130 in Q3 2021.
  • Oppenheimer & Co's portfolio value fell 4.2% quarter-over-quarter to $5.34B.

Based on Oppenheimer & Co's 13F filing for Q3 2021, filed 12 Nov 2021.