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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+2.6%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$3.34B
AUM Growth
+$209M
Cap. Flow
+$157M
Cap. Flow %
4.72%
Top 10 Hldgs %
12.01%
Holding
1,564
New
189
Increased
576
Reduced
529
Closed
163

Top Buys

Rank Stock Value
1
MON
Monsanto Co
MON
+$30M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$16.2M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$10.6M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$7.95M
5
IBM icon
IBM
IBM
+$5.84M

Top Sells

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$10.2M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$8.32M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$7.79M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$5.38M
5
KMB icon
Kimberly-Clark
KMB
+$5.23M

Sector Composition

Rank Sector Weight
1 Energy 11.94%
2 Healthcare 10.62%
3 Industrials 9.8%
4 Technology 9.43%
5 Financials 9.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVGS icon
1151
Navigator Holdings
NVGS
$1.37B
$239K 0.01%
+9,175
New +$226K
TDS icon
1152
Telephone and Data Systems
TDS
$3.82B
$239K 0.01%
9,102
-50
-0.5% -$1.27K
PNRA
1153
DELISTED
Panera Bread Co
PNRA
$239K 0.01%
1,356
-23
-2% -$4.07K
USA icon
1154
Liberty All-Star Equity Fund
USA
$1.79B
$238K 0.01%
40,538
-3,615
-8% -$21.1K
GDO
1155
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.1M
$237K 0.01%
+13,010
New +$236K
HL icon
1156
Hecla Mining
HL
$10B
$237K 0.01%
77,278
+16,317
+27% +$53.6K
TAN icon
1157
Invesco Solar ETF
TAN
$1.43B
$236K 0.01%
+5,329
New +$229K
XPH icon
1158
State Street SPDR S&P Pharmaceuticals ETF
XPH
$488M
$235K 0.01%
5,022
-60
-1% -$2.83K
TTM
1159
DELISTED
Tata Motors Limited
TTM
$235K 0.01%
+6,642
New +$210K
RAI
1160
DELISTED
Reynolds American Inc
RAI
$235K 0.01%
+8,816
New +$222K
ATRS
1161
DELISTED
Antares Pharma, Inc.
ATRS
$234K 0.01%
66,728
-66,141
-50% -$293K
BWP
1162
DELISTED
Boardwalk Pipeline Partners
BWP
$234K 0.01%
17,460
-1,478
-8% -$26.5K
DAN icon
1163
Dana Inc
DAN
$2.91B
$233K 0.01%
10,000
-2,000
-17% -$41.5K
BAB icon
1164
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$232K 0.01%
+8,068
New +$228K
ESGR
1165
DELISTED
Enstar Group
ESGR
$232K 0.01%
1,700
– –
EWG icon
1166
iShares MSCI Germany ETF
EWG
$1.6B
$232K 0.01%
7,403
-6,286
-46% -$194K
RAIL icon
1167
FreightCar America
RAIL
$261M
$232K 0.01%
10,000
– –
KS
1168
DELISTED
KapStone Paper and Pack Corp.
KS
$232K 0.01%
8,046
-954
-11% -$27.8K
HEI icon
1169
HEICO Corp
HEI
$49.5B
$230K 0.01%
+9,324
New +$222K
AD
1170
Array Digital Infrastructure
AD
$3.02B
$230K 0.01%
5,600
– –
BPT
1171
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$228K 0.01%
2,705
+21
+0.8% +$1.69K
CLNE icon
1172
Clean Energy Fuels
CLNE
$425M
$228K 0.01%
25,500
+14,787
+138% +$154K
GFI icon
1173
Gold Fields
GFI
$30B
$228K 0.01%
+61,783
New +$228K
INGR icon
1174
Ingredion
INGR
$6.33B
$227K 0.01%
+3,334
New +$219K
TX icon
1175
Ternium
TX
$9.64B
$227K 0.01%
+7,665
New +$229K
45 46
47
48 49

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WJWM
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WA
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AIM
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GGHC
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Oppenheimer & Co's Q1 2014 Portfolio in Review

As of Q1 2014, Oppenheimer & Co held 1,564 positions worth $3.34B, up 6.7% from $3.13B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co deployed $157M of net new capital in Q1 2014, opening 189 new positions and adding to 576 existing holdings. Its largest new stake was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Vanguard Dividend Appreciation ETF, an estimated $7.79M trimmed.

  • Oppenheimer & Co's largest Q1 2014 buy was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.
  • Oppenheimer & Co added most to Monsanto Co in Q1 2014, an estimated $30M increase.
  • Oppenheimer & Co's biggest Q1 2014 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $7.79M.
  • Oppenheimer & Co fully exited TetraLogic Pharmaceuticals Corporation in Q1 2014, selling an estimated $10.2M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.34B portfolio in Q1 2014.
  • Oppenheimer & Co opened 189 new positions and closed 163 in Q1 2014.
  • Oppenheimer & Co's portfolio value rose 6.7% quarter-over-quarter to $3.34B.

Based on Oppenheimer & Co's 13F filing for Q1 2014, filed 9 May 2014.