We are live on ! Find out more
OC

Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+6.79%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$2.84B
AUM Growth
+$258M
Cap. Flow
+$123M
Cap. Flow %
4.33%
Top 10 Hldgs %
11.44%
Holding
1,459
New
194
Increased
553
Reduced
456
Closed
145

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10.3M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$5.05M
3
JPM icon
JPMorgan Chase
JPM
+$4.53M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$4.27M
5
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$4.2M

Top Sells

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$9.93M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.05M
3
UNH icon
UnitedHealth
UNH
+$8.5M
4
CST
CST Brands, Inc.
CST
+$5.28M
5
ETN icon
Eaton
ETN
+$2.41M

Sector Composition

Rank Sector Weight
1 Energy 12.58%
2 Healthcare 10.39%
3 Financials 9.54%
4 Technology 9.08%
5 Industrials 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FGP
1151
DELISTED
Ferrellgas Partners, L.P.
FGP
$205K 0.01%
9,200
-5,000
-35% -$112K
PHI icon
1152
PLDT
PHI
$4.26B
$204K 0.01%
3,000
– –
SCM icon
1153
Stellus Capital Investment Corp
SCM
$216M
$204K 0.01%
13,661
-9,222
-40% -$138K
PENN icon
1154
PENN Entertainment
PENN
$2.75B
$203K 0.01%
+16,250
New +$196K
MJN
1155
DELISTED
Mead Johnson Nutrition Company
MJN
$202K 0.01%
2,719
– –
ALU
1156
DELISTED
Alcatel-Lucent
ALU
$202K 0.01%
59,426
+18
+0% +$46
JASO
1157
DELISTED
JA Solar Holdings, Co., Ltd
JASO
$201K 0.01%
+19,750
New +$167K
JGG
1158
DELISTED
NUVEEN GLOBAL INCOME OPPORTUNITIES FUND
JGG
$201K 0.01%
17,134
-2,668
-13% -$31.9K
SOIL
1159
DELISTED
Global X Fertilizers/Potash ETF
SOIL
$201K 0.01%
17,376
-251
-1% -$2.9K
VIVS
1160
VivoSim Labs
VIVS
$1.35M
$194K 0.01%
+140
New +$196K
AMCC
1161
DELISTED
Applied Micro Circuits Corporation New
AMCC
$194K 0.01%
+15,050
New +$171K
AIF
1162
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$192K 0.01%
+11,500
New +$198K
OIG
1163
DELISTED
Orbital Infrastructure Group, Inc. Common Stock
OIG
$192K 0.01%
833
– –
ASP
1164
DELISTED
AMERN STRATEGIC INCOME PORTFOL
ASP
$192K 0.01%
+19,700
New +$193K
ETG
1165
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.74B
$190K 0.01%
12,166
– –
UAN icon
1166
CVR Partners
UAN
$1.35B
$190K 0.01%
1,071
-302
-22% -$61.2K
VIAV icon
1167
Viavi Solutions
VIAV
$8.65B
$188K 0.01%
+22,478
New +$185K
QRE
1168
DELISTED
QR ENERGY LP UNIT LTD PARTNERSHIP INT (DE)
QRE
$188K 0.01%
11,600
-800
-6% -$13.4K
HYT icon
1169
BlackRock Corporate High Yield Fund
HYT
$1.36B
$185K 0.01%
15,770
-2,500
-14% -$29.1K
KEF
1170
DELISTED
Korea Equity Fund
KEF
$183K 0.01%
21,084
-1,900
-8% -$15.6K
ALSK
1171
DELISTED
Alaska Communications Systems
ALSK
$182K 0.01%
+71,000
New +$193K
KOS icon
1172
Kosmos Energy
KOS
$1.52B
$180K 0.01%
17,500
– –
XRA
1173
DELISTED
Exeter Resources Corporation
XRA
$180K 0.01%
228,325
-181,625
-44% -$152K
CLNE icon
1174
Clean Energy Fuels
CLNE
$425M
$178K 0.01%
13,906
+3,200
+30% +$41.1K
HTY
1175
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$177K 0.01%
15,350
– –
45 46
47
48 49

Similar funds

LGF
LGT Group Foundation Vaduz, Liechtenstein $8.19B AUM 27.7% 1-Year Est. Return
CCM
Causeway Capital Management Los Angeles, California $8.15B AUM 29.28% 1-Year Est. Return
CL
Choreo LLC Rockford, Illinois $8.15B AUM 20.12% 1-Year Est. Return
WJWM
Williams Jones Wealth Management New York $8.14B AUM 19.32% 1-Year Est. Return
WA
Whitebox Advisors Minneapolis, Minnesota $8.12B AUM 15.85% 1-Year Est. Return
CCM
Coldstream Capital Management Bellevue, Washington $8.12B AUM 17.95% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return
GGHC
Gilder Gagnon Howe & Co New York $8.34B AUM 46.58% 1-Year Est. Return

Oppenheimer & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Oppenheimer & Co held 1,459 positions worth $2.84B, up 10% from $2.59B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Oppenheimer & Co deployed $123M of net new capital in Q3 2013, opening 194 new positions and adding to 553 existing holdings. Its largest new stake was Perrigo: 25,555 shares worth $3.15M.

By sector, the portfolio is most concentrated in Energy at 13% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Russell 2000 Value ETF, an estimated $9.93M trimmed.

  • Oppenheimer & Co's largest Q3 2013 buy was Perrigo: 25,555 shares worth $3.15M.
  • Oppenheimer & Co added most to State Street SPDR S&P 500 ETF Trust in Q3 2013, an estimated $10.3M increase.
  • Oppenheimer & Co's biggest Q3 2013 reduction was iShares Russell 2000 Value ETF, cutting an estimated $9.93M.
  • Oppenheimer & Co fully exited Reynolds American Inc in Q3 2013, selling an estimated $2.28M.
  • Oppenheimer & Co's ten largest holdings make up 11% of its $2.84B portfolio in Q3 2013.
  • Oppenheimer & Co opened 194 new positions and closed 145 in Q3 2013.
  • Oppenheimer & Co's portfolio value rose 10% quarter-over-quarter to $2.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2013, filed 1 Nov 2013.