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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+7.45%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$4.72B
AUM Growth
+$323M
Cap. Flow
+$92.3M
Cap. Flow %
1.96%
Top 10 Hldgs %
16.89%
Holding
1,475
New
127
Increased
594
Reduced
562
Closed
97

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$18.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.92M
3
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$9.63M
4
CVX icon
Chevron
CVX
+$5.67M
5
MSFT icon
Microsoft
MSFT
+$5.45M

Top Sells

Rank Stock Value
1
OKE icon
Oneok
OKE
+$9.41M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.79M
3
AAPL icon
Apple
AAPL
+$6.29M
4
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$5.21M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.18M

Sector Composition

Rank Sector Weight
1 Technology 17.88%
2 Financials 10.44%
3 Healthcare 10.37%
4 Industrials 8.75%
5 Consumer Discretionary 7.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VNLA icon
1126
Janus Henderson Short Duration Income ETF
VNLA
$3.34B
$303K 0.01%
6,351
-40
-0.6% -$1.91K
BAX icon
1127
Baxter International
BAX
$13.8B
$302K 0.01%
7,454
+1,786
+32% +$75.7K
CGUS icon
1128
Capital Group Core Equity ETF
CGUS
$11.2B
$299K 0.01%
12,625
+1,125
+10% +$26.2K
WEN icon
1129
Wendy's
WEN
$1.4B
$297K 0.01%
13,632
-1,046
-7% -$23K
HII icon
1130
Huntington Ingalls Industries
HII
$12.6B
$296K 0.01%
1,428
-579
-29% -$125K
UTF icon
1131
Cohen & Steers Infrastructure Fund
UTF
$3.11B
$295K 0.01%
12,110
+445
+4% +$10.9K
RIV
1132
RiverNorth Opportunities Fund
RIV
$310M
$295K 0.01%
25,980
+3,485
+15% +$41.3K
DRIV icon
1133
Global X Autonomous & Electric Vehicles ETF
DRIV
$377M
$295K 0.01%
12,364
+50
+0.4% +$1.15K
SCHO icon
1134
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$293K 0.01%
12,014
-42,726
-78% -$1.03M
TXT icon
1135
Textron
TXT
$15B
$291K 0.01%
4,121
-59
-1% -$4.21K
FLEX icon
1136
Flex
FLEX
$41B
$289K 0.01%
+16,684
New +$289K
NOV icon
1137
NOV
NOV
$6.88B
$287K 0.01%
15,491
– –
AAAU icon
1138
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.5B
$287K 0.01%
+14,655
New +$275K
INDI icon
1139
indie Semiconductor
INDI
$668M
$285K 0.01%
27,000
– –
BMRN icon
1140
BioMarin Pharmaceuticals
BMRN
$11.7B
$285K 0.01%
+2,927
New +$303K
AON icon
1141
Aon
AON
$77.8B
$284K 0.01%
902
+153
+20% +$47.4K
SPYG icon
1142
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$51B
$284K 0.01%
5,125
+656
+15% +$34.7K
VFMO icon
1143
Vanguard US Momentum Factor ETF
VFMO
$1.77B
$284K 0.01%
+2,520
New +$290K
NDMO icon
1144
Nuveen Dynamic Municipal Opportunities Fund
NDMO
$604M
$284K 0.01%
26,822
+270
+1% +$3K
AEE icon
1145
Ameren
AEE
$30.1B
$282K 0.01%
3,267
– –
HLT icon
1146
Hilton Worldwide
HLT
$72.5B
$279K 0.01%
1,983
+241
+14% +$33.9K
TY icon
1147
TRI-Continental Corp
TY
$1.85B
$278K 0.01%
10,479
-1,249
-11% -$33.4K
CSM icon
1148
ProShares Large Cap Core Plus
CSM
$514M
$277K 0.01%
5,818
+235
+4% +$11.1K
SJM icon
1149
J.M. Smucker
SJM
$13.1B
$277K 0.01%
1,760
-275
-14% -$41.8K
RACE icon
1150
Ferrari
RACE
$69.9B
$276K 0.01%
+1,019
New +$260K
44 45
46
47 48

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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q1 2023 Portfolio in Review

As of Q1 2023, Oppenheimer & Co held 1,475 positions worth $4.72B, up 7.3% from $4.39B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q1 2023 filing shows 127 new, 594 increased, 562 reduced and 97 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 306,411 shares worth $9.8M. The largest sale was Oneok, an estimated $9.41M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q1 2023 buy was FT Vest US Equity Deep Buffer ETF December: 306,411 shares worth $9.8M.
  • Oppenheimer & Co added most to iShares Treasury Floating Rate Bond ETF in Q1 2023, an estimated $18.3M increase.
  • Oppenheimer & Co's biggest Q1 2023 reduction was Oneok, cutting an estimated $9.41M.
  • Oppenheimer & Co fully exited State Street SPDR Portfolio S&P 500 Value ETF in Q1 2023, selling an estimated $5.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.72B portfolio in Q1 2023.
  • Oppenheimer & Co opened 127 new positions and closed 97 in Q1 2023.
  • Oppenheimer & Co's portfolio value rose 7.3% quarter-over-quarter to $4.72B.

Based on Oppenheimer & Co's 13F filing for Q1 2023, filed 10 May 2023.