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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$3.44B
AUM Growth
+$5.13M
Cap. Flow
-$60.9M
Cap. Flow %
-1.77%
Top 10 Hldgs %
13.68%
Holding
1,403
New
134
Increased
468
Reduced
577
Closed
124

Top Buys

Rank Stock Value
1
LUMN icon
Lumen
LUMN
+$7.38M
2
TJX icon
TJX Companies
TJX
+$5.41M
3
TEVA icon
Teva Pharmaceuticals
TEVA
+$4.59M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$4.09M
5
LVS icon
Las Vegas Sands
LVS
+$3.92M

Top Sells

Rank Stock Value
1
BAC icon
Bank of America
BAC
+$7.91M
2
SBUX icon
Starbucks
SBUX
+$6.48M
3
CVS icon
CVS Health
CVS
+$6M
4
MDT icon
Medtronic
MDT
+$5.54M
5
WMT icon
Walmart Inc
WMT
+$5.12M

Sector Composition

Rank Sector Weight
1 Healthcare 12.56%
2 Financials 11.38%
3 Technology 10.34%
4 Industrials 9.82%
5 Consumer Discretionary 8.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NMFC icon
1126
New Mountain Finance
NMFC
$654M
$217K 0.01%
15,410
-1,000
-6% -$13.8K
OGS icon
1127
ONE Gas
OGS
$4.89B
$217K 0.01%
3,399
-7,820
-70% -$475K
CARB
1128
DELISTED
Carbonite Inc
CARB
$217K 0.01%
+13,247
New +$226K
GME icon
1129
GameStop
GME
$9.76B
$216K 0.01%
+34,080
New +$210K
INGR icon
1130
Ingredion
INGR
$6.26B
$216K 0.01%
1,732
+179
+12% +$22.6K
ICPT
1131
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$214K 0.01%
1,974
-1,258
-39% -$150K
FOE
1132
DELISTED
Ferro Corporation
FOE
$214K 0.01%
+14,900
New +$211K
BYM
1133
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$213K 0.01%
+15,350
New +$219K
SONC
1134
DELISTED
Sonic Corp
SONC
$213K 0.01%
8,029
– –
FTHI icon
1135
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.38B
$212K 0.01%
+9,994
New +$207K
GBF icon
1136
iShares Government/Credit Bond ETF
GBF
$133M
$212K 0.01%
1,895
+3
+0.2% +$342
IPG
1137
DELISTED
Interpublic Group of Companies
IPG
$212K 0.01%
+9,070
New +$210K
PEO
1138
Adams Natural Resources Fund
PEO
$736M
$212K 0.01%
+10,949
New +$209K
WCN
1139
Waste Connections
WCN
$42.3B
$212K 0.01%
4,035
-11
-0.3% -$556
SIGI icon
1140
Selective Insurance
SIGI
$5.65B
$211K 0.01%
+4,900
New +$198K
COTY icon
1141
Coty
COTY
$2.37B
$210K 0.01%
+11,469
New +$237K
DGRW icon
1142
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
$210K 0.01%
+6,325
New +$206K
MGU
1143
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$210K 0.01%
+10,627
New +$212K
TLH icon
1144
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
$208K 0.01%
1,561
+6
+0.4% +$823
WTFC icon
1145
Wintrust Financial
WTFC
$10.8B
$208K 0.01%
+2,860
New +$178K
IEFA icon
1146
iShares Core MSCI EAFE ETF
IEFA
$189B
$207K 0.01%
3,851
-35
-0.9% -$1.88K
NGG icon
1147
National Grid
NGG
$80.3B
$207K 0.01%
3,673
-5,276
-59% -$313K
BSJJ
1148
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$207K 0.01%
8,558
-169
-2% -$4.07K
BBN icon
1149
BlackRock Taxable Municipal Bond Trust
BBN
$976M
$206K 0.01%
9,501
-13,371
-58% -$296K
RBA icon
1150
RB Global
RBA
$20.4B
$206K 0.01%
6,059
-441
-7% -$16K
44 45
46
47 48

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CL
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WJWM
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WA
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AIM
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GGHC
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Oppenheimer & Co's Q4 2016 Portfolio in Review

As of Q4 2016, Oppenheimer & Co held 1,403 positions worth $3.44B, up 0.15% from $3.43B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Oppenheimer & Co's Q4 2016 filing shows 134 new, 468 increased, 577 reduced and 124 closed positions. Its largest new stake was Yum China: 126,647 shares worth $3.31M. The largest sale was Bank of America, an estimated $7.91M.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Financials and Technology.

  • Oppenheimer & Co's largest Q4 2016 buy was Yum China: 126,647 shares worth $3.31M.
  • Oppenheimer & Co added most to Lumen in Q4 2016, an estimated $7.38M increase.
  • Oppenheimer & Co's biggest Q4 2016 reduction was Bank of America, cutting an estimated $7.91M.
  • Oppenheimer & Co fully exited iShares MBS ETF in Q4 2016, selling an estimated $3.35M.
  • Oppenheimer & Co's ten largest holdings make up 14% of its $3.44B portfolio in Q4 2016.
  • Oppenheimer & Co opened 134 new positions and closed 124 in Q4 2016.
  • Oppenheimer & Co's portfolio value rose 0.15% quarter-over-quarter to $3.44B.

Based on Oppenheimer & Co's 13F filing for Q4 2016, filed 2 Feb 2017.