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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+6.79%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$2.84B
AUM Growth
+$258M
Cap. Flow
+$123M
Cap. Flow %
4.33%
Top 10 Hldgs %
11.44%
Holding
1,459
New
194
Increased
553
Reduced
456
Closed
145

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10.3M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$5.05M
3
JPM icon
JPMorgan Chase
JPM
+$4.53M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$4.27M
5
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$4.2M

Top Sells

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$9.93M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.05M
3
UNH icon
UnitedHealth
UNH
+$8.5M
4
CST
CST Brands, Inc.
CST
+$5.28M
5
ETN icon
Eaton
ETN
+$2.41M

Sector Composition

Rank Sector Weight
1 Energy 12.58%
2 Healthcare 10.39%
3 Financials 9.54%
4 Technology 9.08%
5 Industrials 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNQ icon
1126
Canadian Natural Resources
CNQ
$98.6B
$215K 0.01%
+14,105
New +$212K
SLAB icon
1127
Silicon Laboratories
SLAB
$7.15B
$214K 0.01%
5,000
– –
EXG icon
1128
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.97B
$213K 0.01%
22,723
-2,273
-9% -$21.6K
NDAQ icon
1129
Nasdaq
NDAQ
$53.2B
$213K 0.01%
19,935
-197,937
-91% -$2.12M
LM
1130
DELISTED
Legg Mason, Inc.
LM
$213K 0.01%
6,376
-1,616
-20% -$54.1K
ATAXZ
1131
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$213K 0.01%
31,100
-21,500
-41% -$147K
IHE icon
1132
iShares US Pharmaceuticals ETF
IHE
$1.48B
$212K 0.01%
+5,964
New +$210K
JCP
1133
DELISTED
J.C. Penney Company, Inc.
JCP
$212K 0.01%
24,000
-50,990
-68% -$727K
SQNM
1134
DELISTED
SEQUENOM INC NEW
SQNM
$212K 0.01%
79,574
-4,845
-6% -$16.3K
IYG icon
1135
iShares US Financial Services ETF
IYG
$2.16B
$211K 0.01%
+8,556
New +$214K
TPL icon
1136
Texas Pacific Land
TPL
$27.2B
$211K 0.01%
22,500
– –
EMD
1137
DELISTED
Western Asset Emerging Markets
EMD
$211K 0.01%
16,794
-285
-2% -$3.56K
BWXT icon
1138
BWX Technologies
BWXT
$15.2B
$210K 0.01%
+8,724
New +$198K
AGC
1139
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$210K 0.01%
30,194
-525
-2% -$3.65K
JTP
1140
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$210K 0.01%
27,834
+69
+0.2% +$536
ACCL
1141
DELISTED
Accelrys Inc
ACCL
$210K 0.01%
21,321
– –
AVK
1142
Advent Convertible and Income Fund
AVK
$543M
$209K 0.01%
12,170
-668
-5% -$11.3K
LEAP
1143
DELISTED
LEAP WIRELESS INTERNATIONAL INC NEW
LEAP
$209K 0.01%
+13,200
New +$197K
ARMH
1144
DELISTED
ARM HOLDINGS PLC ADS
ARMH
$209K 0.01%
+4,353
New +$184K
NFX
1145
DELISTED
Newfield Exploration
NFX
$208K 0.01%
7,636
-9,000
-54% -$226K
PDT
1146
John Hancock Premium Dividend Fund
PDT
$636M
$207K 0.01%
17,315
+2,360
+16% +$29.7K
RAIL icon
1147
FreightCar America
RAIL
$261M
$207K 0.01%
+10,000
New +$185K
RYL
1148
DELISTED
RYLAND GROUP INC
RYL
$207K 0.01%
+5,107
New +$197K
GFA
1149
DELISTED
Gafisa S.A.
GFA
$206K 0.01%
4,755
-138
-3% -$4.92K
LH icon
1150
Labcorp
LH
$25.9B
$205K 0.01%
2,407
-232
-9% -$19.5K
44 45
46
47 48

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CCM
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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Oppenheimer & Co held 1,459 positions worth $2.84B, up 10% from $2.59B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Oppenheimer & Co deployed $123M of net new capital in Q3 2013, opening 194 new positions and adding to 553 existing holdings. Its largest new stake was Perrigo: 25,555 shares worth $3.15M.

By sector, the portfolio is most concentrated in Energy at 13% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Russell 2000 Value ETF, an estimated $9.93M trimmed.

  • Oppenheimer & Co's largest Q3 2013 buy was Perrigo: 25,555 shares worth $3.15M.
  • Oppenheimer & Co added most to State Street SPDR S&P 500 ETF Trust in Q3 2013, an estimated $10.3M increase.
  • Oppenheimer & Co's biggest Q3 2013 reduction was iShares Russell 2000 Value ETF, cutting an estimated $9.93M.
  • Oppenheimer & Co fully exited Reynolds American Inc in Q3 2013, selling an estimated $2.28M.
  • Oppenheimer & Co's ten largest holdings make up 11% of its $2.84B portfolio in Q3 2013.
  • Oppenheimer & Co opened 194 new positions and closed 145 in Q3 2013.
  • Oppenheimer & Co's portfolio value rose 10% quarter-over-quarter to $2.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2013, filed 1 Nov 2013.