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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
-2.62%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+514.19%
AUM
$4.84B
AUM Growth
-$154M
Cap. Flow
+$25M
Cap. Flow %
0.52%
Top 10 Hldgs %
18.29%
Holding
1,493
New
82
Increased
580
Reduced
615
Closed
118

Top Buys

Rank Stock Value
1
DAUG icon
FT Vest US Equity Deep Buffer ETF August
DAUG
+$19.1M
2
DFAT icon
Dimensional US Targeted Value ETF
DFAT
+$7.21M
3
KVUE icon
Kenvue
KVUE
+$5.01M
4
COP icon
ConocoPhillips
COP
+$4.53M
5
EOG icon
EOG Resources
EOG
+$4.09M

Top Sells

Rank Stock Value
1
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$15.1M
2
ETRN
Equitrans Midstream Corporation Common Stock
ETRN
+$7.88M
3
MRK icon
Merck
MRK
+$5.65M
4
JNJ icon
Johnson & Johnson
JNJ
+$5.36M
5
ATVI
Activision Blizzard
ATVI
+$3.62M

Sector Composition

Rank Sector Weight
1 Miscellaneous 24.07%
2 Technology 18.65%
3 Financials 10.44%
4 Healthcare 9.35%
5 Industrials 8.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VNLA icon
1101
Janus Henderson Short Duration Income ETF
VNLA
$3.43B
$326K 0.01%
6,800
-36
-0.5% -$1.72K
VMRK
1102
Vivmark Residential
VMRK
$48.7B
$323K 0.01%
5,495
-2,193
-29% -$142K
NOV icon
1103
NOV
NOV
$7.33B
$322K 0.01%
15,400
– –
IAT icon
1104
iShares US Regional Banks ETF
IAT
$623M
$320K 0.01%
9,524
-465
-5% -$16.7K
DXJ icon
1105
WisdomTree Japan Hedged Equity Fund
DXJ
$7.09B
$320K 0.01%
3,624
+34
+0.9% +$2.9K
GGN
1106
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$842M
$320K 0.01%
87,300
– –
YUMC icon
1107
Yum China
YUMC
$14B
$319K 0.01%
5,734
-176
-3% -$9.85K
BBH icon
1108
VanEck Biotech ETF
BBH
$464M
$319K 0.01%
2,050
-500
-20% -$79.9K
SJNK icon
1109
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.71B
$318K 0.01%
13,021
-3,761
-22% -$92.6K
NDAQ icon
1110
Nasdaq
NDAQ
$49.6B
$317K 0.01%
6,532
+119
+2% +$6.03K
OPY icon
1111
Oppenheimer Holdings
OPY
$1.21B
$317K 0.01%
8,264
-400
-5% -$15.6K
GLPI icon
1112
Gaming and Leisure Properties
GLPI
$11.7B
$316K 0.01%
+6,942
New +$331K
VMC icon
1113
Vulcan Materials
VMC
$31.7B
$316K 0.01%
1,563
+3
+0.2% +$653
ACM icon
1114
Aecom
ACM
$8.08B
$316K 0.01%
3,800
-19
-0.5% -$1.64K
FDUS icon
1115
Fidus Investment
FDUS
$731M
$314K 0.01%
16,346
+248
+2% +$4.88K
PINS icon
1116
Pinterest
PINS
$10.6B
$313K 0.01%
11,590
-8,118
-41% -$222K
VLRS
1117
Controladora Vuela Compania de Aviacion
VLRS
$725M
$313K 0.01%
46,050
-55
-0.1% -$594
FAX
1118
abrdn Asia-Pacific Income Fund
FAX
$571M
$310K 0.01%
21,083
– –
CSIQ icon
1119
Canadian Solar
CSIQ
$771M
$310K 0.01%
+12,588
New +$398K
VNO icon
1120
Vornado Realty Trust
VNO
$6.51B
$309K 0.01%
+13,615
New +$301K
NICE icon
1121
Nice
NICE
$6.18B
$308K 0.01%
1,814
+246
+16% +$48.9K
BCAT icon
1122
BlackRock Capital Allocation Term Trust
BCAT
$1.5B
$308K 0.01%
21,223
-2,019
-9% -$30.2K
MSA icon
1123
Mine Safety
MSA
$6.94B
$307K 0.01%
1,950
– –
IPGP icon
1124
IPG Photonics
IPGP
$3.28B
$305K 0.01%
3,000
+450
+18% +$50.8K
TXT icon
1125
Textron
TXT
$13.9B
$304K 0.01%
3,896
-182
-4% -$13.6K
43 44
45
46 47

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OAM
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AAMU
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SIMG
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VA
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CF
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MU
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ACM
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Oppenheimer & Co's Q3 2023 Portfolio in Review

As of Q3 2023, Oppenheimer & Co held 1,493 positions worth $4.84B, down 3.1% from $5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Oppenheimer & Co's Q3 2023 filing shows 82 new, 580 increased, 615 reduced and 118 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M. The largest sale was FT Vest US Equity Deep Buffer ETF December, an estimated $15.1M.

By sector, the portfolio is most concentrated in Miscellaneous at 24% of assets, up from 23% a quarter earlier, followed by Technology and Financials.

  • Oppenheimer & Co's largest Q3 2023 buy was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M.
  • Oppenheimer & Co added most to ConocoPhillips in Q3 2023, an estimated $4.53M increase.
  • Oppenheimer & Co's biggest Q3 2023 reduction was Equitrans Midstream Corporation Common Stock, cutting an estimated $7.88M.
  • Oppenheimer & Co fully exited FT Vest US Equity Deep Buffer ETF December in Q3 2023, selling an estimated $15.1M.
  • Oppenheimer & Co's ten largest holdings make up 18% of its $4.84B portfolio in Q3 2023.
  • Oppenheimer & Co opened 82 new positions and closed 118 in Q3 2023.
  • Oppenheimer & Co's portfolio value fell 3.1% quarter-over-quarter to $4.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2023, filed 8 Nov 2023.