We are live on ! Find out more
OC

Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
-8.32%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$3.29B
AUM Growth
-$303M
Cap. Flow
+$76.4M
Cap. Flow %
2.32%
Top 10 Hldgs %
14.37%
Holding
1,576
New
105
Increased
568
Reduced
547
Closed
231

Top Buys

Rank Stock Value
1
GILD icon
Gilead Sciences
GILD
+$15.9M
2
KMX icon
CarMax
KMX
+$10.9M
3
NFLX icon
Netflix
NFLX
+$7.39M
4
UAL icon
United Airlines
UAL
+$6.3M
5
AMZN icon
Amazon
AMZN
+$5.34M

Top Sells

Rank Stock Value
1
COP icon
ConocoPhillips
COP
+$6.94M
2
QCOM icon
Qualcomm
QCOM
+$6.76M
3
BHC icon
Bausch Health
BHC
+$5.37M
4
KMI icon
Kinder Morgan
KMI
+$5.15M
5
PLL
PALL CORP
PLL
+$5.04M

Sector Composition

Rank Sector Weight
1 Healthcare 15.4%
2 Financials 10.61%
3 Consumer Discretionary 9.72%
4 Industrials 9.63%
5 Technology 9.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCM icon
1101
Stellus Capital Investment Corp
SCM
$217M
$233K 0.01%
23,127
-6,895
-23% -$74.2K
VXX
1102
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$233K 0.01%
570
-135
-19% -$44.9K
TRP icon
1103
TC Energy
TRP
$70.2B
$232K 0.01%
7,321
-1,889
-21% -$67.8K
TBF icon
1104
ProShares Short 20+ Year Treasury ETF
TBF
$87.9M
$229K 0.01%
9,320
-60,184
-87% -$1.51M
NDP
1105
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$229K 0.01%
2,291
+939
+69% +$115K
EIM
1106
Eaton Vance Municipal Bond Fund
EIM
$494M
$228K 0.01%
18,212
-1,280
-7% -$15.8K
IRBT
1107
DELISTED
iRobot
IRBT
$228K 0.01%
7,792
-2,560
-25% -$77.9K
STM icon
1108
STMicroelectronics
STM
$46.7B
$228K 0.01%
33,500
-900
-3% -$6.66K
ADBE icon
1109
Adobe
ADBE
$99.5B
$227K 0.01%
+2,755
New +$223K
WHR icon
1110
Whirlpool
WHR
$2.43B
$227K 0.01%
+1,544
New +$261K
STON
1111
DELISTED
StoneMor Inc.
STON
$227K 0.01%
+8,313
New +$235K
XRX icon
1112
Xerox
XRX
$387M
$226K 0.01%
8,799
-42,963
-83% -$1.19M
CAJ
1113
DELISTED
Canon, Inc.
CAJ
$226K 0.01%
7,786
-4,032
-34% -$126K
AIG.WS
1114
DELISTED
American International Group, Inc.
AIG.WS
$226K 0.01%
9,980
-2
-0% -$54
BF.A icon
1115
Brown-Forman Class A
BF.A
$13.4B
$225K 0.01%
5,250
– –
CAF
1116
Morgan Stanley China A Share Fund
CAF
$322M
$225K 0.01%
10,045
+3,445
+52% +$93.6K
LRFC
1117
DELISTED
Logan Ridge Finance Corp
LRFC
$225K 0.01%
2,896
-504
-15% -$44.4K
NICE icon
1118
Nice
NICE
$5.79B
$225K 0.01%
4,000
+376
+10% +$23.5K
CTXS
1119
DELISTED
Citrix Systems Inc
CTXS
$224K 0.01%
4,050
+432
+12% +$24.6K
IYK icon
1120
iShares US Consumer Staples ETF
IYK
$1.4B
$223K 0.01%
6,516
+21
+0.3% +$738
FGD icon
1121
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.54B
$222K 0.01%
10,297
+323
+3% +$7.52K
RDVY icon
1122
First Trust Rising Dividend Achievers ETF
RDVY
$24.7B
$222K 0.01%
10,898
+598
+6% +$12.9K
SMM
1123
DELISTED
Salient Midstream & MLP Fund
SMM
$222K 0.01%
15,850
-7,166
-31% -$123K
GPOR
1124
DELISTED
Gulfport Energy Corp.
GPOR
$221K 0.01%
7,430
– –
Y
1125
DELISTED
Alleghany Corp
Y
$220K 0.01%
469
– –
43 44
45
46 47

Similar funds

LGF
LGT Group Foundation Vaduz, Liechtenstein $8.19B AUM 27.7% 1-Year Est. Return
CCM
Causeway Capital Management Los Angeles, California $8.15B AUM 29.28% 1-Year Est. Return
CL
Choreo LLC Rockford, Illinois $8.15B AUM 20.12% 1-Year Est. Return
WJWM
Williams Jones Wealth Management New York $8.14B AUM 19.32% 1-Year Est. Return
WA
Whitebox Advisors Minneapolis, Minnesota $8.12B AUM 15.85% 1-Year Est. Return
CCM
Coldstream Capital Management Bellevue, Washington $8.12B AUM 17.95% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return
GGHC
Gilder Gagnon Howe & Co New York $8.34B AUM 46.58% 1-Year Est. Return

Oppenheimer & Co's Q3 2015 Portfolio in Review

As of Q3 2015, Oppenheimer & Co held 1,576 positions worth $3.29B, down 8.4% from $3.59B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Oppenheimer & Co's Q3 2015 filing shows 105 new, 568 increased, 547 reduced and 231 closed positions. Its largest new stake was PayPal: 112,571 shares worth $3.49M. The largest sale was ConocoPhillips, an estimated $6.94M.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Oppenheimer & Co's largest Q3 2015 buy was PayPal: 112,571 shares worth $3.49M.
  • Oppenheimer & Co added most to Gilead Sciences in Q3 2015, an estimated $15.9M increase.
  • Oppenheimer & Co's biggest Q3 2015 reduction was ConocoPhillips, cutting an estimated $6.94M.
  • Oppenheimer & Co fully exited PALL CORP in Q3 2015, selling an estimated $5.04M.
  • Oppenheimer & Co's ten largest holdings make up 14% of its $3.29B portfolio in Q3 2015.
  • Oppenheimer & Co opened 105 new positions and closed 231 in Q3 2015.
  • Oppenheimer & Co's portfolio value fell 8.4% quarter-over-quarter to $3.29B.

Based on Oppenheimer & Co's 13F filing for Q3 2015, filed 13 Nov 2015.