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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+2.6%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$3.34B
AUM Growth
+$209M
Cap. Flow
+$157M
Cap. Flow %
4.72%
Top 10 Hldgs %
12.01%
Holding
1,564
New
189
Increased
576
Reduced
529
Closed
163

Top Buys

Rank Stock Value
1
MON
Monsanto Co
MON
+$30M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$16.2M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$10.6M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$7.95M
5
IBM icon
IBM
IBM
+$5.84M

Top Sells

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$10.2M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$8.32M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$7.79M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$5.38M
5
KMB icon
Kimberly-Clark
KMB
+$5.23M

Sector Composition

Rank Sector Weight
1 Energy 11.94%
2 Healthcare 10.62%
3 Industrials 9.8%
4 Technology 9.43%
5 Financials 9.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLAB icon
1101
Silicon Laboratories
SLAB
$7.16B
$261K 0.01%
5,000
– –
CVSA
1102
Covista Inc
CVSA
$4.22B
$260K 0.01%
6,137
-18,000
-75% -$696K
BMO icon
1103
Bank of Montreal
BMO
$125B
$260K 0.01%
3,875
+25
+0.6% +$1.62K
GIB icon
1104
CGI
GIB
$15.2B
$260K 0.01%
+8,400
New +$265K
CHK.PRD
1105
DELISTED
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
$259K 0.01%
2,830
+500
+21% +$45.7K
NSLP
1106
DELISTED
NEW SOURCE ENERGY PARTNERS L P COM UNIT REPST LTD
NSLP
$259K 0.01%
11,175
-1,062
-9% -$25.1K
DES icon
1107
WisdomTree US SmallCap Dividend Fund
DES
$2.17B
$258K 0.01%
11,334
+1,380
+14% +$30.6K
HUB.B
1108
DELISTED
HUBBELL INC CL-B
HUB.B
$258K 0.01%
2,149
-473
-18% -$55.6K
DHC
1109
Diversified Healthcare Trust
DHC
$2.12B
$257K 0.01%
11,544
-188
-2% -$4.11K
FNF icon
1110
Fidelity National Financial
FNF
$13.9B
$257K 0.01%
14,299
-30,589
-68% -$552K
JACK icon
1111
Jack in the Box
JACK
$310M
$256K 0.01%
4,343
-363
-8% -$19.8K
ROP icon
1112
Roper Technologies
ROP
$38.6B
$256K 0.01%
+1,917
New +$261K
CPRT icon
1113
Copart
CPRT
$26.9B
$255K 0.01%
56,000
-8
-0% -$35
XOP icon
1114
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.59B
$255K 0.01%
+888
New +$241K
ESV
1115
DELISTED
Ensco Rowan plc
ESV
$255K 0.01%
1,205
-146
-11% -$30.5K
CRL icon
1116
Charles River Laboratories
CRL
$11.2B
$254K 0.01%
+4,209
New +$245K
FGD icon
1117
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.53B
$254K 0.01%
+9,112
New +$246K
IYZ icon
1118
iShares US Telecommunications ETF
IYZ
$1.19B
$254K 0.01%
+8,473
New +$247K
MINT icon
1119
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$254K 0.01%
2,507
-900
-26% -$91.2K
RWJ icon
1120
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.04B
$253K 0.01%
+13,863
New +$245K
CSTM icon
1121
Constellium
CSTM
$3.74B
$252K 0.01%
+8,617
New +$226K
JQC icon
1122
Nuveen Credit Strategies Income Fund
JQC
$707M
$252K 0.01%
26,529
-600
-2% -$5.73K
QTS
1123
DELISTED
QTS REALTY TRUST, INC.
QTS
$251K 0.01%
+10,000
New +$244K
MUC icon
1124
BlackRock MuniHoldings California Quality Fund
MUC
$996M
$250K 0.01%
17,956
+217
+1% +$2.98K
ANH
1125
DELISTED
Anworth Mortgage Asset Corporation
ANH
$250K 0.01%
50,315
+15
+0% +$73
43 44
45
46 47

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CL
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WJWM
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WA
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AIM
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GGHC
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Oppenheimer & Co's Q1 2014 Portfolio in Review

As of Q1 2014, Oppenheimer & Co held 1,564 positions worth $3.34B, up 6.7% from $3.13B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co deployed $157M of net new capital in Q1 2014, opening 189 new positions and adding to 576 existing holdings. Its largest new stake was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Vanguard Dividend Appreciation ETF, an estimated $7.79M trimmed.

  • Oppenheimer & Co's largest Q1 2014 buy was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.
  • Oppenheimer & Co added most to Monsanto Co in Q1 2014, an estimated $30M increase.
  • Oppenheimer & Co's biggest Q1 2014 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $7.79M.
  • Oppenheimer & Co fully exited TetraLogic Pharmaceuticals Corporation in Q1 2014, selling an estimated $10.2M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.34B portfolio in Q1 2014.
  • Oppenheimer & Co opened 189 new positions and closed 163 in Q1 2014.
  • Oppenheimer & Co's portfolio value rose 6.7% quarter-over-quarter to $3.34B.

Based on Oppenheimer & Co's 13F filing for Q1 2014, filed 9 May 2014.