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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+6.79%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$2.84B
AUM Growth
+$258M
Cap. Flow
+$123M
Cap. Flow %
4.33%
Top 10 Hldgs %
11.44%
Holding
1,459
New
194
Increased
553
Reduced
456
Closed
145

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10.3M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$5.05M
3
JPM icon
JPMorgan Chase
JPM
+$4.53M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$4.27M
5
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$4.2M

Top Sells

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$9.93M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.05M
3
UNH icon
UnitedHealth
UNH
+$8.5M
4
CST
CST Brands, Inc.
CST
+$5.28M
5
ETN icon
Eaton
ETN
+$2.41M

Sector Composition

Rank Sector Weight
1 Energy 12.58%
2 Healthcare 10.39%
3 Financials 9.54%
4 Technology 9.08%
5 Industrials 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WLT
1101
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
$224K 0.01%
15,975
-1,900
-11% -$24.1K
CPRT icon
1102
Copart
CPRT
$27.4B
$223K 0.01%
56,000
– –
AEO icon
1103
American Eagle Outfitters
AEO
$2.9B
$222K 0.01%
15,884
+544
+4% +$9.12K
DVA icon
1104
DaVita
DVA
$15.3B
$222K 0.01%
+3,896
New +$223K
MLI icon
1105
Mueller Industries
MLI
$14.8B
$222K 0.01%
32,000
– –
PRU icon
1106
Prudential Financial
PRU
$42.6B
$222K 0.01%
2,851
-117
-4% -$9.18K
OCSL icon
1107
Oaktree Specialty Lending
OCSL
$1.03B
$221K 0.01%
7,167
-1,000
-12% -$31.8K
TSI
1108
TCW Strategic Income Fund
TSI
$212M
$221K 0.01%
+41,000
New +$220K
TWI icon
1109
Titan International
TWI
$475M
$221K 0.01%
15,015
+4,385
+41% +$72.4K
HYV
1110
DELISTED
BALCKROCK CORP HG YLD FD V INC
HYV
$221K 0.01%
18,218
-491
-3% -$5.85K
CXPO
1111
DELISTED
Crimson Exploration Inc. New Common Stock
CXPO
$221K 0.01%
73,500
+18,500
+34% +$57.6K
LXP icon
1112
LXP Industrial Trust
LXP
$3.58B
$219K 0.01%
3,907
+160
+4% +$9.65K
XCO
1113
DELISTED
Exco Resources
XCO
$219K 0.01%
2,191
-337
-13% -$38.7K
GBDC icon
1114
Golub Capital BDC
GBDC
$3.34B
$218K 0.01%
12,865
– –
RFG icon
1115
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$339M
$218K 0.01%
9,790
-825
-8% -$17.8K
UAA icon
1116
Under Armour
UAA
$2.91B
$218K 0.01%
11,070
-6,180
-36% -$108K
WHR icon
1117
Whirlpool
WHR
$2.47B
$218K 0.01%
+1,485
New +$196K
PNY
1118
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
$218K 0.01%
+6,647
New +$223K
AMBA icon
1119
Ambarella
AMBA
$3.25B
$217K 0.01%
11,122
-24,920
-69% -$424K
DLTR icon
1120
Dollar Tree
DLTR
$24.7B
$217K 0.01%
3,788
-2,766
-42% -$149K
SAN icon
1121
Banco Santander
SAN
$202B
$217K 0.01%
+29,333
New +$195K
RBS.PRT
1122
DELISTED
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
$217K 0.01%
9,200
-2,000
-18% -$46.3K
CSD icon
1123
Invesco S&P Spin-Off ETF
CSD
$221M
$216K 0.01%
+5,251
New +$206K
FCFS icon
1124
FirstCash
FCFS
$8.76B
$216K 0.01%
+3,726
New +$202K
ARQL
1125
DELISTED
Arqule Inc
ARQL
$216K 0.01%
92,800
+21,000
+29% +$52.7K
43 44
45
46 47

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Oppenheimer & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Oppenheimer & Co held 1,459 positions worth $2.84B, up 10% from $2.59B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Oppenheimer & Co deployed $123M of net new capital in Q3 2013, opening 194 new positions and adding to 553 existing holdings. Its largest new stake was Perrigo: 25,555 shares worth $3.15M.

By sector, the portfolio is most concentrated in Energy at 13% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Russell 2000 Value ETF, an estimated $9.93M trimmed.

  • Oppenheimer & Co's largest Q3 2013 buy was Perrigo: 25,555 shares worth $3.15M.
  • Oppenheimer & Co added most to State Street SPDR S&P 500 ETF Trust in Q3 2013, an estimated $10.3M increase.
  • Oppenheimer & Co's biggest Q3 2013 reduction was iShares Russell 2000 Value ETF, cutting an estimated $9.93M.
  • Oppenheimer & Co fully exited Reynolds American Inc in Q3 2013, selling an estimated $2.28M.
  • Oppenheimer & Co's ten largest holdings make up 11% of its $2.84B portfolio in Q3 2013.
  • Oppenheimer & Co opened 194 new positions and closed 145 in Q3 2013.
  • Oppenheimer & Co's portfolio value rose 10% quarter-over-quarter to $2.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2013, filed 1 Nov 2013.