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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+7.45%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$4.72B
AUM Growth
+$323M
Cap. Flow
+$92.3M
Cap. Flow %
1.96%
Top 10 Hldgs %
16.89%
Holding
1,475
New
127
Increased
594
Reduced
562
Closed
97

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$18.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.92M
3
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$9.63M
4
CVX icon
Chevron
CVX
+$5.67M
5
MSFT icon
Microsoft
MSFT
+$5.45M

Top Sells

Rank Stock Value
1
OKE icon
Oneok
OKE
+$9.41M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.79M
3
AAPL icon
Apple
AAPL
+$6.29M
4
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$5.21M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.18M

Sector Composition

Rank Sector Weight
1 Technology 17.88%
2 Financials 10.44%
3 Healthcare 10.37%
4 Industrials 8.75%
5 Consumer Discretionary 7.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EOS
1076
Eaton Vance Enhance Equity Income Fund II
EOS
$1.13B
$359K 0.01%
21,891
-708
-3% -$11.7K
NWE icon
1077
NorthWestern Energy
NWE
$4.25B
$359K 0.01%
6,200
– –
RH icon
1078
RH
RH
$3.15B
$357K 0.01%
1,465
-31
-2% -$9K
AMJ
1079
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$357K 0.01%
+16,066
New +$363K
PARAP
1080
DELISTED
Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock
PARAP
$355K 0.01%
11,867
+2,386
+25% +$72.9K
DLY
1081
DoubleLine Yield Opportunities Fund
DLY
$675M
$355K 0.01%
25,350
+5,500
+28% +$77.6K
VONG icon
1082
Vanguard Russell 1000 Growth ETF
VONG
$42.5B
$353K 0.01%
5,612
-104
-2% -$6.16K
LIT icon
1083
Global X Lithium & Battery Tech ETF
LIT
$1.51B
$353K 0.01%
5,552
+294
+6% +$19K
VDC icon
1084
Vanguard Consumer Staples ETF
VDC
$7.99B
$353K 0.01%
1,823
-19
-1% -$3.6K
PRTA icon
1085
Prothena Corp
PRTA
$421M
$352K 0.01%
+7,270
New +$384K
ALLY icon
1086
Ally Financial
ALLY
$13.2B
$351K 0.01%
13,759
-47
-0.3% -$1.35K
DBC icon
1087
Invesco DB Commodity Index Tracking Fund
DBC
$1.69B
$350K 0.01%
14,739
-35,609
-71% -$852K
KBR icon
1088
KBR
KBR
$4.58B
$349K 0.01%
6,335
-1,282
-17% -$67.1K
CACG
1089
DELISTED
Legg Mason ETF Investment Trust ClearBridge All Cap Growth ESG ETF
CACG
$346K 0.01%
9,175
– –
SWN
1090
DELISTED
Southwestern Energy Company
SWN
$345K 0.01%
69,095
-413,385
-86% -$2.19M
EMB icon
1091
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$344K 0.01%
3,984
+174
+5% +$15K
LUCK
1092
Lucky Strike Entertainment
LUCK
$942M
$343K 0.01%
+20,217
New +$300K
FDUS icon
1093
Fidus Investment
FDUS
$747M
$341K 0.01%
17,895
– –
HES
1094
DELISTED
Hess
HES
$340K 0.01%
2,569
+175
+7% +$24.4K
OPY icon
1095
Oppenheimer Holdings
OPY
$1.14B
$339K 0.01%
8,664
+3,070
+55% +$135K
ACM icon
1096
Aecom
ACM
$9.33B
$338K 0.01%
4,011
+198
+5% +$17.1K
IRM icon
1097
Iron Mountain
IRM
$36.7B
$338K 0.01%
6,389
-23
-0.4% -$1.21K
SDHY
1098
PGIM Short Duration High Yield Opportunities Fund
SDHY
$398M
$338K 0.01%
22,800
+452
+2% +$6.9K
PTA icon
1099
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
$1.04B
$338K 0.01%
+18,900
New +$357K
AYI icon
1100
Acuity Brands
AYI
$10B
$335K 0.01%
1,836
-3,312
-64% -$611K
42 43
44
45 46

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CCM
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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q1 2023 Portfolio in Review

As of Q1 2023, Oppenheimer & Co held 1,475 positions worth $4.72B, up 7.3% from $4.39B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q1 2023 filing shows 127 new, 594 increased, 562 reduced and 97 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 306,411 shares worth $9.8M. The largest sale was Oneok, an estimated $9.41M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q1 2023 buy was FT Vest US Equity Deep Buffer ETF December: 306,411 shares worth $9.8M.
  • Oppenheimer & Co added most to iShares Treasury Floating Rate Bond ETF in Q1 2023, an estimated $18.3M increase.
  • Oppenheimer & Co's biggest Q1 2023 reduction was Oneok, cutting an estimated $9.41M.
  • Oppenheimer & Co fully exited State Street SPDR Portfolio S&P 500 Value ETF in Q1 2023, selling an estimated $5.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.72B portfolio in Q1 2023.
  • Oppenheimer & Co opened 127 new positions and closed 97 in Q1 2023.
  • Oppenheimer & Co's portfolio value rose 7.3% quarter-over-quarter to $4.72B.

Based on Oppenheimer & Co's 13F filing for Q1 2023, filed 10 May 2023.