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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
-0.18%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$5.34B
AUM Growth
-$237M
Cap. Flow
-$130M
Cap. Flow %
-2.43%
Top 10 Hldgs %
17.36%
Holding
1,615
New
114
Increased
629
Reduced
604
Closed
130

Top Buys

Rank Stock Value
1
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$49.5M
2
GXO icon
GXO Logistics
GXO
+$10.2M
3
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$9.29M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.06M
5
C icon
Citigroup
C
+$6.92M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$17.6M
2
AAPL icon
Apple
AAPL
+$16.6M
3
NVDA icon
NVIDIA
NVDA
+$14.2M
4
IDXX icon
Idexx Laboratories
IDXX
+$13.7M
5
XPO icon
XPO
XPO
+$13.2M

Sector Composition

Rank Sector Weight
1 Technology 18.05%
2 Financials 11.09%
3 Healthcare 10.47%
4 Consumer Discretionary 9.45%
5 Industrials 8.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GGME icon
1076
Invesco Next Gen Media and Gaming ETF
GGME
$43.8M
$432K 0.01%
8,045
-14
-0.2% -$753
SBH icon
1077
Sally Beauty Holdings
SBH
$1.45B
$432K 0.01%
25,649
+763
+3% +$14.5K
HPQ icon
1078
HP
HPQ
$24.9B
$431K 0.01%
15,722
-4,263
-21% -$122K
ALGN icon
1079
Align Technology
ALGN
$12.2B
$429K 0.01%
+645
New +$438K
CODI icon
1080
Compass Diversified
CODI
$754M
$429K 0.01%
15,258
+211
+1% +$5.78K
NICE icon
1081
Nice
NICE
$5.84B
$429K 0.01%
1,510
+16
+1% +$4.44K
NTNX icon
1082
Nutanix
NTNX
$16B
$429K 0.01%
11,384
-4,746
-29% -$179K
OPEN icon
1083
Opendoor
OPEN
$3.71B
$426K 0.01%
21,423
+6,487
+43% +$105K
REYN icon
1084
Reynolds Consumer Products
REYN
$5.3B
$424K 0.01%
15,513
– –
RKLB icon
1085
Rocket Lab Corp
RKLB
$40.6B
$424K 0.01%
+26,300
New +$316K
UPWK icon
1086
Upwork
UPWK
$1.12B
$423K 0.01%
9,400
– –
VT icon
1087
Vanguard Total World Stock ETF
VT
$77.1B
$423K 0.01%
4,158
– –
OGE icon
1088
OGE Energy
OGE
$9.81B
$422K 0.01%
12,808
– –
ACC
1089
DELISTED
American Campus Communities, Inc.
ACC
$421K 0.01%
8,684
-1,317
-13% -$65.4K
CACG
1090
DELISTED
Legg Mason ETF Investment Trust ClearBridge All Cap Growth ESG ETF
CACG
$420K 0.01%
8,625
-625
-7% -$31.5K
FNDF icon
1091
Schwab Fundamental International Large Company Index ETF
FNDF
$25B
$419K 0.01%
12,758
+184
+1% +$6.1K
INGR icon
1092
Ingredion
INGR
$6.28B
$419K 0.01%
4,710
-170
-3% -$15K
EVV
1093
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$417K 0.01%
31,620
-5,683
-15% -$75.4K
PGR icon
1094
Progressive
PGR
$123B
$417K 0.01%
4,623
-1,015
-18% -$96.7K
TCRR
1095
DELISTED
TCR2 Therapeutics Inc. Common Stock
TCRR
$414K 0.01%
+48,700
New +$688K
FDUS icon
1096
Fidus Investment
FDUS
$750M
$408K 0.01%
23,422
+2,513
+12% +$43.8K
SUSA icon
1097
iShares ESG Optimized MSCI USA ETF
SUSA
$4.02B
$408K 0.01%
+4,250
New +$420K
FXE icon
1098
Invesco CurrencyShares Euro Currency Trust
FXE
$346M
$405K 0.01%
+3,751
New +$413K
PDD icon
1099
Pinduoduo
PDD
$126B
$404K 0.01%
4,450
-1,228
-22% -$119K
PCI
1100
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$404K 0.01%
19,100
+30
+0.2% +$661
42 43
44
45 46

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CCM
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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
Gilder Gagnon Howe & Co New York $8.34B AUM 46.58% 1-Year Est. Return

Oppenheimer & Co's Q3 2021 Portfolio in Review

As of Q3 2021, Oppenheimer & Co held 1,615 positions worth $5.34B, down 4.2% from $5.58B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2021 filing shows 114 new, 629 increased, 604 reduced and 130 closed positions. Its largest new stake was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K. The largest sale was Microsoft, an estimated $17.6M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2021 buy was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K.
  • Oppenheimer & Co added most to Invesco Ultra Short Duration ETF in Q3 2021, an estimated $9.29M increase.
  • Oppenheimer & Co's biggest Q3 2021 reduction was Microsoft, cutting an estimated $17.6M.
  • Oppenheimer & Co fully exited Pricesmart in Q3 2021, selling an estimated $6.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $5.34B portfolio in Q3 2021.
  • Oppenheimer & Co opened 114 new positions and closed 130 in Q3 2021.
  • Oppenheimer & Co's portfolio value fell 4.2% quarter-over-quarter to $5.34B.

Based on Oppenheimer & Co's 13F filing for Q3 2021, filed 12 Nov 2021.