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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+2.6%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$3.34B
AUM Growth
+$209M
Cap. Flow
+$157M
Cap. Flow %
4.72%
Top 10 Hldgs %
12.01%
Holding
1,564
New
189
Increased
576
Reduced
529
Closed
163

Top Buys

Rank Stock Value
1
MON
Monsanto Co
MON
+$30M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$16.2M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$10.6M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$7.95M
5
IBM icon
IBM
IBM
+$5.84M

Top Sells

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$10.2M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$8.32M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$7.79M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$5.38M
5
KMB icon
Kimberly-Clark
KMB
+$5.23M

Sector Composition

Rank Sector Weight
1 Energy 11.94%
2 Healthcare 10.62%
3 Industrials 9.8%
4 Technology 9.43%
5 Financials 9.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYT icon
1076
BlackRock Corporate High Yield Fund
HYT
$1.36B
$274K 0.01%
22,414
-1,948
-8% -$23.8K
NYT icon
1077
New York Times
NYT
$12.1B
$274K 0.01%
16,000
– –
UHAL icon
1078
U-Haul Holding Co
UHAL
$13.7B
$274K 0.01%
11,810
-8,190
-41% -$189K
KYN icon
1079
Kayne Anderson Energy Infrastructure Fund
KYN
$2.46B
$273K 0.01%
+7,443
New +$277K
SGL
1080
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$272K 0.01%
29,630
-16,881
-36% -$153K
MCP
1081
DELISTED
MOLYCORP INC COM STK
MCP
$272K 0.01%
57,950
+37,299
+181% +$192K
KBWD icon
1082
Invesco KBW High Dividend Yield Financial ETF
KBWD
$406M
$270K 0.01%
+10,600
New +$270K
TSI
1083
TCW Strategic Income Fund
TSI
$213M
$270K 0.01%
49,500
+3,000
+6% +$16.2K
UAN icon
1084
CVR Partners
UAN
$1.33B
$269K 0.01%
+1,265
New +$240K
WX
1085
DELISTED
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
$269K 0.01%
7,310
-1,672
-19% -$61.4K
SWX icon
1086
Southwest Gas
SWX
$6.54B
$268K 0.01%
5,007
+12
+0.2% +$644
MAT icon
1087
Mattel
MAT
$4.38B
$267K 0.01%
6,661
+336
+5% +$13.3K
SLCA
1088
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$267K 0.01%
7,004
-11,808
-63% -$380K
JCP
1089
DELISTED
J.C. Penney Company, Inc.
JCP
$267K 0.01%
30,960
-18,950
-38% -$137K
DLR icon
1090
Digital Realty Trust
DLR
$70.5B
$266K 0.01%
5,015
– –
IJS icon
1091
iShares S&P Small-Cap 600 Value ETF
IJS
$8.1B
$265K 0.01%
4,664
-518
-10% -$28.6K
BEE
1092
DELISTED
STRATEGIC HOTELS & RESORTS, INC
BEE
$265K 0.01%
+26,000
New +$253K
SHLD
1093
DELISTED
Sears Holding Corporation
SHLD
$264K 0.01%
+7,318
New +$231K
ARCC icon
1094
Ares Capital
ARCC
$13.5B
$263K 0.01%
14,895
+1,031
+7% +$18.4K
BRSL
1095
Brightstar Lottery PLC
BRSL
$1.83B
$263K 0.01%
18,673
-13,875
-43% -$215K
RNF
1096
DELISTED
RENTECH NITROGEN PARTNERS, L.P. INT
RNF
$263K 0.01%
14,150
-672
-5% -$12.5K
IIF
1097
Morgan Stanley India Investment Fund
IIF
$217M
$262K 0.01%
13,408
-56,880
-81% -$991K
PKX icon
1098
POSCO
PKX
$16.1B
$262K 0.01%
3,775
+596
+19% +$40.9K
AF
1099
DELISTED
Astoria Financial Corporation
AF
$262K 0.01%
19,000
– –
NWE icon
1100
NorthWestern Energy
NWE
$4.25B
$261K 0.01%
5,500
– –
42 43
44
45 46

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WJWM
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WA
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AIM
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GGHC
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Oppenheimer & Co's Q1 2014 Portfolio in Review

As of Q1 2014, Oppenheimer & Co held 1,564 positions worth $3.34B, up 6.7% from $3.13B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co deployed $157M of net new capital in Q1 2014, opening 189 new positions and adding to 576 existing holdings. Its largest new stake was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Vanguard Dividend Appreciation ETF, an estimated $7.79M trimmed.

  • Oppenheimer & Co's largest Q1 2014 buy was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.
  • Oppenheimer & Co added most to Monsanto Co in Q1 2014, an estimated $30M increase.
  • Oppenheimer & Co's biggest Q1 2014 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $7.79M.
  • Oppenheimer & Co fully exited TetraLogic Pharmaceuticals Corporation in Q1 2014, selling an estimated $10.2M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.34B portfolio in Q1 2014.
  • Oppenheimer & Co opened 189 new positions and closed 163 in Q1 2014.
  • Oppenheimer & Co's portfolio value rose 6.7% quarter-over-quarter to $3.34B.

Based on Oppenheimer & Co's 13F filing for Q1 2014, filed 9 May 2014.