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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+6.79%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$2.84B
AUM Growth
+$258M
Cap. Flow
+$123M
Cap. Flow %
4.33%
Top 10 Hldgs %
11.44%
Holding
1,459
New
194
Increased
553
Reduced
456
Closed
145

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10.3M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$5.05M
3
JPM icon
JPMorgan Chase
JPM
+$4.53M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$4.27M
5
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$4.2M

Top Sells

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$9.93M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.05M
3
UNH icon
UnitedHealth
UNH
+$8.5M
4
CST
CST Brands, Inc.
CST
+$5.28M
5
ETN icon
Eaton
ETN
+$2.41M

Sector Composition

Rank Sector Weight
1 Energy 12.58%
2 Healthcare 10.39%
3 Financials 9.54%
4 Technology 9.08%
5 Industrials 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSLP
1076
DELISTED
NEW SOURCE ENERGY PARTNERS L P COM UNIT REPST LTD
NSLP
$239K 0.01%
+11,838
New +$240K
LSE
1077
DELISTED
CAPLEASE, INC
LSE
$239K 0.01%
+28,100
New +$239K
BTZ icon
1078
BlackRock Credit Allocation Income Trust
BTZ
$935M
$238K 0.01%
18,252
-859
-4% -$10.8K
VVR icon
1079
Invesco Senior Income Trust
VVR
$462M
$238K 0.01%
45,337
+964
+2% +$5.07K
CCX
1080
DELISTED
WISDOMTREE COMMODITY CURRENCY STRATEGY FUND
CCX
$238K 0.01%
11,718
+792
+7% +$15.9K
GT icon
1081
Goodyear
GT
$1.97B
$237K 0.01%
+10,557
New +$202K
NHS
1082
Neuberger High Yield Strategies Fund Inc
NHS
$252M
$237K 0.01%
18,161
+1,500
+9% +$19.3K
PAY
1083
DELISTED
Verifone Systems Inc
PAY
$237K 0.01%
+10,380
New +$207K
DBB icon
1084
Invesco DB Base Metals Fund
DBB
$309M
$236K 0.01%
14,100
– –
WLY icon
1085
John Wiley & Sons Class A
WLY
$2.62B
$236K 0.01%
+4,950
New +$221K
AF
1086
DELISTED
Astoria Financial Corporation
AF
$236K 0.01%
19,000
– –
ISHG icon
1087
iShares 1-3 Year International Treasury Bond ETF
ISHG
$834M
$233K 0.01%
2,451
– –
MDAS
1088
DELISTED
MEDASSETS INC COM STK (DE)
MDAS
$233K 0.01%
9,165
-5,618
-38% -$126K
ESGR
1089
DELISTED
Enstar Group
ESGR
$232K 0.01%
+1,700
New +$238K
NRK icon
1090
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$897M
$231K 0.01%
18,876
– –
VTA
1091
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$231K 0.01%
18,000
+4,000
+29% +$51.1K
CCEP icon
1092
Coca-Cola Europacific Partners
CCEP
$48.4B
$229K 0.01%
5,696
-76
-1% -$2.89K
PNW icon
1093
Pinnacle West Capital
PNW
$12.3B
$229K 0.01%
+4,186
New +$235K
CIVI
1094
DELISTED
Civitas Resources
CIVI
$228K 0.01%
+42
New +$194K
MINT icon
1095
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$228K 0.01%
2,250
-400
-15% -$40.5K
ITA icon
1096
iShares US Aerospace & Defense ETF
ITA
$14B
$227K 0.01%
4,942
-6
-0.1% -$267
BGH
1097
Barings Global Short Duration High Yield Fund
BGH
$284M
$225K 0.01%
9,869
– –
IIF
1098
Morgan Stanley India Investment Fund
IIF
$217M
$225K 0.01%
14,908
– –
MYGN icon
1099
Myriad Genetics
MYGN
$293M
$225K 0.01%
+9,575
New +$272K
ERC
1100
Allspring Multi-Sector Income Fund
ERC
$254M
$224K 0.01%
15,875
-1,531
-9% -$21.7K
42 43
44
45 46

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CCM
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CL
Choreo LLC Rockford, Illinois $8.15B AUM 20.12% 1-Year Est. Return
WJWM
Williams Jones Wealth Management New York $8.14B AUM 19.32% 1-Year Est. Return
WA
Whitebox Advisors Minneapolis, Minnesota $8.12B AUM 15.85% 1-Year Est. Return
CCM
Coldstream Capital Management Bellevue, Washington $8.12B AUM 17.95% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return
GGHC
Gilder Gagnon Howe & Co New York $8.34B AUM 46.58% 1-Year Est. Return

Oppenheimer & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Oppenheimer & Co held 1,459 positions worth $2.84B, up 10% from $2.59B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Oppenheimer & Co deployed $123M of net new capital in Q3 2013, opening 194 new positions and adding to 553 existing holdings. Its largest new stake was Perrigo: 25,555 shares worth $3.15M.

By sector, the portfolio is most concentrated in Energy at 13% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Russell 2000 Value ETF, an estimated $9.93M trimmed.

  • Oppenheimer & Co's largest Q3 2013 buy was Perrigo: 25,555 shares worth $3.15M.
  • Oppenheimer & Co added most to State Street SPDR S&P 500 ETF Trust in Q3 2013, an estimated $10.3M increase.
  • Oppenheimer & Co's biggest Q3 2013 reduction was iShares Russell 2000 Value ETF, cutting an estimated $9.93M.
  • Oppenheimer & Co fully exited Reynolds American Inc in Q3 2013, selling an estimated $2.28M.
  • Oppenheimer & Co's ten largest holdings make up 11% of its $2.84B portfolio in Q3 2013.
  • Oppenheimer & Co opened 194 new positions and closed 145 in Q3 2013.
  • Oppenheimer & Co's portfolio value rose 10% quarter-over-quarter to $2.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2013, filed 1 Nov 2013.