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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+7.45%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$4.72B
AUM Growth
+$323M
Cap. Flow
+$92.3M
Cap. Flow %
1.96%
Top 10 Hldgs %
16.89%
Holding
1,475
New
127
Increased
594
Reduced
562
Closed
97

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$18.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.92M
3
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$9.63M
4
CVX icon
Chevron
CVX
+$5.67M
5
MSFT icon
Microsoft
MSFT
+$5.45M

Top Sells

Rank Stock Value
1
OKE icon
Oneok
OKE
+$9.41M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.79M
3
AAPL icon
Apple
AAPL
+$6.29M
4
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$5.21M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.18M

Sector Composition

Rank Sector Weight
1 Technology 17.88%
2 Financials 10.44%
3 Healthcare 10.37%
4 Industrials 8.75%
5 Consumer Discretionary 7.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSD
1051
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$376K 0.01%
33,170
+771
+2% +$8.93K
NUSC icon
1052
Nuveen ESG Small-Cap ETF
NUSC
$1.28B
$376K 0.01%
+10,623
New +$386K
KALU icon
1053
Kaiser Aluminum
KALU
$2.6B
$376K 0.01%
5,034
– –
OPER icon
1054
ClearShares Ultra-Short Maturity ETF
OPER
$110M
$375K 0.01%
3,750
-7,000
-65% -$702K
HE icon
1055
Hawaiian Electric Industries
HE
$2.24B
$374K 0.01%
9,748
-198
-2% -$8.02K
NXST icon
1056
Nexstar Media Group
NXST
$5.84B
$374K 0.01%
2,167
-323
-13% -$59.5K
THQ
1057
abrdn Healthcare Opportunities Fund
THQ
$776M
$374K 0.01%
19,939
+62
+0.3% +$1.19K
VWOB icon
1058
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.14B
$373K 0.01%
+5,986
New +$372K
PXH icon
1059
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.94B
$373K 0.01%
20,300
+2,400
+13% +$44.4K
IBKR icon
1060
Interactive Brokers
IBKR
$39.9B
$371K 0.01%
17,972
+1,260
+8% +$25.6K
MCO icon
1061
Moody's
MCO
$83B
$371K 0.01%
1,212
– –
AXS icon
1062
AXIS Capital
AXS
$7.71B
$371K 0.01%
6,800
– –
INGR icon
1063
Ingredion
INGR
$6.28B
$370K 0.01%
3,641
-23
-0.6% -$2.29K
SMMV icon
1064
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$288M
$369K 0.01%
+10,644
New +$376K
NMFC icon
1065
New Mountain Finance
NMFC
$650M
$368K 0.01%
30,263
-4,770
-14% -$60K
ESTC icon
1066
Elastic
ESTC
$6.77B
$366K 0.01%
6,327
-436
-6% -$24.8K
YUMC icon
1067
Yum China
YUMC
$16.6B
$365K 0.01%
5,754
– –
MYGN icon
1068
Myriad Genetics
MYGN
$280M
$364K 0.01%
+15,680
New +$318K
L icon
1069
Loews
L
$24.1B
$363K 0.01%
6,251
-1
-0% -$59
AI icon
1070
C3.ai
AI
$1.42B
$362K 0.01%
+10,792
New +$221K
NICE icon
1071
Nice
NICE
$5.83B
$362K 0.01%
1,582
+156
+11% +$32.8K
SOXQ icon
1072
Invesco PHLX Semiconductor ETF
SOXQ
$2.29B
$361K 0.01%
+14,193
New +$331K
VTWG icon
1073
Vanguard Russell 2000 Growth ETF
VTWG
$1.47B
$360K 0.01%
2,180
+118
+6% +$19.6K
HLN icon
1074
Haleon
HLN
$43.6B
$360K 0.01%
44,196
-101,864
-70% -$812K
DISH
1075
DELISTED
DISH Network Corp.
DISH
$360K 0.01%
38,554
-1,041
-3% -$13.1K
41 42
43
44 45

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CCM
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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q1 2023 Portfolio in Review

As of Q1 2023, Oppenheimer & Co held 1,475 positions worth $4.72B, up 7.3% from $4.39B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q1 2023 filing shows 127 new, 594 increased, 562 reduced and 97 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 306,411 shares worth $9.8M. The largest sale was Oneok, an estimated $9.41M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q1 2023 buy was FT Vest US Equity Deep Buffer ETF December: 306,411 shares worth $9.8M.
  • Oppenheimer & Co added most to iShares Treasury Floating Rate Bond ETF in Q1 2023, an estimated $18.3M increase.
  • Oppenheimer & Co's biggest Q1 2023 reduction was Oneok, cutting an estimated $9.41M.
  • Oppenheimer & Co fully exited State Street SPDR Portfolio S&P 500 Value ETF in Q1 2023, selling an estimated $5.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.72B portfolio in Q1 2023.
  • Oppenheimer & Co opened 127 new positions and closed 97 in Q1 2023.
  • Oppenheimer & Co's portfolio value rose 7.3% quarter-over-quarter to $4.72B.

Based on Oppenheimer & Co's 13F filing for Q1 2023, filed 10 May 2023.