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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
-0.18%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$5.34B
AUM Growth
-$237M
Cap. Flow
-$130M
Cap. Flow %
-2.43%
Top 10 Hldgs %
17.36%
Holding
1,615
New
114
Increased
629
Reduced
604
Closed
130

Top Buys

Rank Stock Value
1
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$49.5M
2
GXO icon
GXO Logistics
GXO
+$10.2M
3
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$9.29M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.06M
5
C icon
Citigroup
C
+$6.92M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$17.6M
2
AAPL icon
Apple
AAPL
+$16.6M
3
NVDA icon
NVIDIA
NVDA
+$14.2M
4
IDXX icon
Idexx Laboratories
IDXX
+$13.7M
5
XPO icon
XPO
XPO
+$13.2M

Sector Composition

Rank Sector Weight
1 Technology 18.05%
2 Financials 11.09%
3 Healthcare 10.47%
4 Consumer Discretionary 9.45%
5 Industrials 8.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEVA icon
1051
CEVA Inc
CEVA
$923M
$458K 0.01%
10,737
+270
+3% +$12.2K
BIT icon
1052
BlackRock Multi-Sector Income Trust
BIT
$698M
$457K 0.01%
24,436
+8,825
+57% +$165K
HE icon
1053
Hawaiian Electric Industries
HE
$2.24B
$457K 0.01%
11,204
+1
+0% +$43
AWP
1054
abrdn Global Premier Properties Fund
AWP
$372M
$452K 0.01%
24,863
-401
-2% -$7.91K
MMP
1055
DELISTED
Magellan Midstream Partners, L.P.
MMP
$452K 0.01%
9,918
+813
+9% +$38.7K
PSLV icon
1056
Sprott Physical Silver Trust
PSLV
$11.9B
$451K 0.01%
58,660
-43,959
-43% -$374K
ETR icon
1057
Entergy
ETR
$50.6B
$449K 0.01%
9,042
+1,038
+13% +$55.6K
FXN icon
1058
First Trust Energy AlphaDEX Fund
FXN
$386M
$447K 0.01%
38,954
-76
-0.2% -$804
XLG icon
1059
Invesco S&P 500 Top 50 ETF
XLG
$10.6B
$447K 0.01%
13,530
-20
-0.1% -$677
YUMC icon
1060
Yum China
YUMC
$16.5B
$445K 0.01%
7,657
-10
-0.1% -$615
COMP icon
1061
Compass
COMP
$8.51B
$443K 0.01%
33,428
+19,528
+140% +$281K
WLY icon
1062
John Wiley & Sons Class A
WLY
$2.65B
$443K 0.01%
8,495
– –
ALNY icon
1063
Alnylam Pharmaceuticals
ALNY
$27.3B
$441K 0.01%
2,339
– –
CHI
1064
Calamos Convertible Opportunities and Income Fund
CHI
$1.01B
$441K 0.01%
29,465
+1,003
+4% +$15.4K
WCC
1065
WESCO International
WCC
$16.7B
$441K 0.01%
+3,824
New +$421K
CC icon
1066
Chemours
CC
$2.5B
$439K 0.01%
15,116
+100
+0.7% +$3.24K
FIXD icon
1067
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.22B
$438K 0.01%
8,164
+3
+0% +$162
SPOT icon
1068
Spotify
SPOT
$104B
$437K 0.01%
1,942
-1,184
-38% -$279K
LEGR icon
1069
First Trust Indxx Innovative Transaction & Process ETF
LEGR
$131M
$436K 0.01%
10,325
+2,184
+27% +$93.4K
QS icon
1070
QuantumScape Corp
QS
$3.24B
$436K 0.01%
17,756
+420
+2% +$9.59K
ASGI
1071
abrdn Global Infrastructure Income Fund
ASGI
$754M
$435K 0.01%
21,809
+278
+1% +$5.81K
CEMB icon
1072
iShares JPMorgan EM Corporate Bond ETF
CEMB
$398M
$435K 0.01%
8,380
+2,390
+40% +$125K
EFZ icon
1073
ProShares Trust Short MSCI EAFE
EFZ
$10.3M
$435K 0.01%
11,789
-3,193
-21% -$115K
MHD icon
1074
BlackRock MuniHoldings Fund
MHD
$598M
$434K 0.01%
26,498
-425
-2% -$7.24K
FIVE icon
1075
Five Below
FIVE
$11.9B
$433K 0.01%
2,444
-1,826
-43% -$364K
41 42
43
44 45

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CCM
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CL
Choreo LLC Rockford, Illinois $8.15B AUM 20.12% 1-Year Est. Return
WJWM
Williams Jones Wealth Management New York $8.14B AUM 19.32% 1-Year Est. Return
WA
Whitebox Advisors Minneapolis, Minnesota $8.12B AUM 15.85% 1-Year Est. Return
CCM
Coldstream Capital Management Bellevue, Washington $8.12B AUM 17.95% 1-Year Est. Return
AIM
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GGHC
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Oppenheimer & Co's Q3 2021 Portfolio in Review

As of Q3 2021, Oppenheimer & Co held 1,615 positions worth $5.34B, down 4.2% from $5.58B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2021 filing shows 114 new, 629 increased, 604 reduced and 130 closed positions. Its largest new stake was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K. The largest sale was Microsoft, an estimated $17.6M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2021 buy was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K.
  • Oppenheimer & Co added most to Invesco Ultra Short Duration ETF in Q3 2021, an estimated $9.29M increase.
  • Oppenheimer & Co's biggest Q3 2021 reduction was Microsoft, cutting an estimated $17.6M.
  • Oppenheimer & Co fully exited Pricesmart in Q3 2021, selling an estimated $6.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $5.34B portfolio in Q3 2021.
  • Oppenheimer & Co opened 114 new positions and closed 130 in Q3 2021.
  • Oppenheimer & Co's portfolio value fell 4.2% quarter-over-quarter to $5.34B.

Based on Oppenheimer & Co's 13F filing for Q3 2021, filed 12 Nov 2021.