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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+2.6%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$3.34B
AUM Growth
+$209M
Cap. Flow
+$157M
Cap. Flow %
4.72%
Top 10 Hldgs %
12.01%
Holding
1,564
New
189
Increased
576
Reduced
529
Closed
163

Top Buys

Rank Stock Value
1
MON
Monsanto Co
MON
+$30M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$16.2M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$10.6M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$7.95M
5
IBM icon
IBM
IBM
+$5.84M

Top Sells

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$10.2M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$8.32M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$7.79M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$5.38M
5
KMB icon
Kimberly-Clark
KMB
+$5.23M

Sector Composition

Rank Sector Weight
1 Energy 11.94%
2 Healthcare 10.62%
3 Industrials 9.8%
4 Technology 9.43%
5 Financials 9.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETV
1051
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.7B
$287K 0.01%
+20,250
New +$284K
PBT
1052
Permian Basin Royalty Trust
PBT
$1.4B
$287K 0.01%
21,707
-25,912
-54% -$336K
QQQX icon
1053
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$287K 0.01%
15,746
+4,623
+42% +$83.2K
VFH icon
1054
Vanguard Financials ETF
VFH
$13.5B
$287K 0.01%
6,300
– –
BKCC
1055
DELISTED
BlackRock Capital Investment Corporation
BKCC
$287K 0.01%
31,300
-32,000
-51% -$300K
KED
1056
DELISTED
Kayne Anderson Energy
KED
$287K 0.01%
9,297
– –
SAP icon
1057
SAP
SAP
$211B
$286K 0.01%
3,525
+795
+29% +$63K
MJN
1058
DELISTED
Mead Johnson Nutrition Company
MJN
$286K 0.01%
3,438
+719
+26% +$58.3K
HME
1059
DELISTED
HOME PROPERTIES, INC
HME
$286K 0.01%
4,760
– –
WLY icon
1060
John Wiley & Sons Class A
WLY
$2.61B
$285K 0.01%
4,950
– –
CHI
1061
Calamos Convertible Opportunities and Income Fund
CHI
$1B
$284K 0.01%
20,501
-1,246
-6% -$17.2K
EXG icon
1062
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.99B
$284K 0.01%
28,139
+4,013
+17% +$40.4K
KALU icon
1063
Kaiser Aluminum
KALU
$2.59B
$283K 0.01%
3,964
-5
-0.1% -$350
PKG icon
1064
Packaging Corp of America
PKG
$21.9B
$281K 0.01%
3,997
-1,176
-23% -$80.3K
DEI icon
1065
Douglas Emmett
DEI
$1.99B
$280K 0.01%
10,300
– –
WCC
1066
WESCO International
WCC
$16.7B
$280K 0.01%
3,361
-1,130
-25% -$96.9K
CVC
1067
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$280K 0.01%
16,615
-700
-4% -$11.7K
SJI
1068
DELISTED
South Jersey Industries, Inc.
SJI
$279K 0.01%
9,950
-1,586
-14% -$43.6K
SBNY
1069
DELISTED
Signature Bank
SBNY
$278K 0.01%
2,211
-8,946
-80% -$1.09M
AIRM
1070
DELISTED
Air Methods Corp
AIRM
$278K 0.01%
5,210
+210
+4% +$11.2K
CHY
1071
Calamos Convertible and High Income Fund
CHY
$1B
$277K 0.01%
20,531
+2,607
+15% +$34.9K
GEN icon
1072
Gen Digital
GEN
$16.4B
$277K 0.01%
+13,882
New +$297K
MGAM
1073
DELISTED
MULTIMEDIA GAMES HOLDING COMPANY INC COM STK (TX)
MGAM
$276K 0.01%
+9,500
New +$299K
S
1074
DELISTED
Sprint Corporation
S
$275K 0.01%
30,019
-23,751
-44% -$209K
HOT
1075
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
$275K 0.01%
3,466
– –
41 42
43
44 45

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CCM
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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q1 2014 Portfolio in Review

As of Q1 2014, Oppenheimer & Co held 1,564 positions worth $3.34B, up 6.7% from $3.13B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co deployed $157M of net new capital in Q1 2014, opening 189 new positions and adding to 576 existing holdings. Its largest new stake was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Vanguard Dividend Appreciation ETF, an estimated $7.79M trimmed.

  • Oppenheimer & Co's largest Q1 2014 buy was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.
  • Oppenheimer & Co added most to Monsanto Co in Q1 2014, an estimated $30M increase.
  • Oppenheimer & Co's biggest Q1 2014 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $7.79M.
  • Oppenheimer & Co fully exited TetraLogic Pharmaceuticals Corporation in Q1 2014, selling an estimated $10.2M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.34B portfolio in Q1 2014.
  • Oppenheimer & Co opened 189 new positions and closed 163 in Q1 2014.
  • Oppenheimer & Co's portfolio value rose 6.7% quarter-over-quarter to $3.34B.

Based on Oppenheimer & Co's 13F filing for Q1 2014, filed 9 May 2014.