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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+6.79%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$2.84B
AUM Growth
+$258M
Cap. Flow
+$123M
Cap. Flow %
4.33%
Top 10 Hldgs %
11.44%
Holding
1,459
New
194
Increased
553
Reduced
456
Closed
145

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10.3M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$5.05M
3
JPM icon
JPMorgan Chase
JPM
+$4.53M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$4.27M
5
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$4.2M

Top Sells

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$9.93M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.05M
3
UNH icon
UnitedHealth
UNH
+$8.5M
4
CST
CST Brands, Inc.
CST
+$5.28M
5
ETN icon
Eaton
ETN
+$2.41M

Sector Composition

Rank Sector Weight
1 Energy 12.58%
2 Healthcare 10.39%
3 Financials 9.54%
4 Technology 9.08%
5 Industrials 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCTY
1051
DELISTED
SolarCity Corporation
SCTY
$253K 0.01%
7,314
-645
-8% -$24.2K
EWY icon
1052
iShares MSCI South Korea ETF
EWY
$22.1B
$252K 0.01%
4,100
-6,848
-63% -$392K
ARAY icon
1053
Accuray
ARAY
$31.7M
$251K 0.01%
+34,000
New +$215K
ACHN
1054
DELISTED
Achillion Pharmaceuticals
ACHN
$251K 0.01%
+83,045
New +$569K
BLOX
1055
DELISTED
Infoblox Inc
BLOX
$251K 0.01%
+6,001
New +$209K
SIAL
1056
DELISTED
SIGMA - ALDRICH CORP
SIAL
$251K 0.01%
+2,949
New +$248K
DO
1057
DELISTED
Diamond Offshore Drilling
DO
$251K 0.01%
4,022
+234
+6% +$15.7K
EWA icon
1058
iShares MSCI Australia ETF
EWA
$1.38B
$250K 0.01%
9,895
+45
+0.5% +$1.08K
CHK.PRD
1059
DELISTED
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
$250K 0.01%
+2,830
New +$254K
SWX icon
1060
Southwest Gas
SWX
$6.51B
$249K 0.01%
4,983
+13
+0.3% +$631
PBT
1061
Permian Basin Royalty Trust
PBT
$1.43B
$248K 0.01%
+17,402
New +$236K
NWE icon
1062
NorthWestern Energy
NWE
$4.25B
$247K 0.01%
5,500
– –
NSH
1063
DELISTED
NuStar GP Holdings LLC
NSH
$247K 0.01%
10,980
-1,743
-14% -$42K
CHRD icon
1064
Chord Energy
CHRD
$7.85B
$246K 0.01%
5,008
-1,413
-22% -$59.4K
IJT icon
1065
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.2B
$246K 0.01%
+4,532
New +$236K
OSIS icon
1066
OSI Systems
OSIS
$3.67B
$244K 0.01%
3,285
-816
-20% -$57.9K
MFA
1067
MFA Financial
MFA
$916M
$242K 0.01%
8,108
+1,250
+18% +$38.3K
MWIV
1068
DELISTED
MWI VETERINARY SUPPLY, INC.
MWIV
$242K 0.01%
1,617
-113
-7% -$16K
RRX icon
1069
Regal Rexnord
RRX
$13.6B
$241K 0.01%
3,549
+295
+9% +$19.6K
PNRA
1070
DELISTED
Panera Bread Co
PNRA
$241K 0.01%
1,519
-2,131
-58% -$370K
PCYC
1071
DELISTED
PHARMACYCLICS INC
PCYC
$241K 0.01%
+1,741
New +$193K
JRO
1072
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$240K 0.01%
19,399
-1,819
-9% -$22.7K
AMG icon
1073
Affiliated Managers Group
AMG
$9.74B
$239K 0.01%
1,312
-44
-3% -$7.81K
TFX icon
1074
Teleflex
TFX
$5.84B
$239K 0.01%
2,903
-627
-18% -$49.3K
USA icon
1075
Liberty All-Star Equity Fund
USA
$1.79B
$239K 0.01%
44,161
-12,365
-22% -$67.9K
41 42
43
44 45

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CCM
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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Oppenheimer & Co held 1,459 positions worth $2.84B, up 10% from $2.59B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Oppenheimer & Co deployed $123M of net new capital in Q3 2013, opening 194 new positions and adding to 553 existing holdings. Its largest new stake was Perrigo: 25,555 shares worth $3.15M.

By sector, the portfolio is most concentrated in Energy at 13% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Russell 2000 Value ETF, an estimated $9.93M trimmed.

  • Oppenheimer & Co's largest Q3 2013 buy was Perrigo: 25,555 shares worth $3.15M.
  • Oppenheimer & Co added most to State Street SPDR S&P 500 ETF Trust in Q3 2013, an estimated $10.3M increase.
  • Oppenheimer & Co's biggest Q3 2013 reduction was iShares Russell 2000 Value ETF, cutting an estimated $9.93M.
  • Oppenheimer & Co fully exited Reynolds American Inc in Q3 2013, selling an estimated $2.28M.
  • Oppenheimer & Co's ten largest holdings make up 11% of its $2.84B portfolio in Q3 2013.
  • Oppenheimer & Co opened 194 new positions and closed 145 in Q3 2013.
  • Oppenheimer & Co's portfolio value rose 10% quarter-over-quarter to $2.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2013, filed 1 Nov 2013.