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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+7.45%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$4.72B
AUM Growth
+$323M
Cap. Flow
+$92.3M
Cap. Flow %
1.96%
Top 10 Hldgs %
16.89%
Holding
1,475
New
127
Increased
594
Reduced
562
Closed
97

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$18.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.92M
3
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$9.63M
4
CVX icon
Chevron
CVX
+$5.67M
5
MSFT icon
Microsoft
MSFT
+$5.45M

Top Sells

Rank Stock Value
1
OKE icon
Oneok
OKE
+$9.41M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.79M
3
AAPL icon
Apple
AAPL
+$6.29M
4
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$5.21M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.18M

Sector Composition

Rank Sector Weight
1 Technology 17.88%
2 Financials 10.44%
3 Healthcare 10.37%
4 Industrials 8.75%
5 Consumer Discretionary 7.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTAL icon
1026
AGF US Market Neutral Anti-Beta Fund
BTAL
$305M
$398K 0.01%
19,527
-16,392
-46% -$330K
SF
1027
Stifel
SF
$12.6B
$398K 0.01%
10,100
-1,014
-9% -$42.6K
ICE icon
1028
Intercontinental Exchange
ICE
$86.2B
$397K 0.01%
3,804
-3,005
-44% -$313K
DINO icon
1029
HF Sinclair
DINO
$16.3B
$396K 0.01%
8,178
-8,457
-51% -$440K
FTXG icon
1030
First Trust Nasdaq Food & Beverage ETF
FTXG
$24.1M
$395K 0.01%
+14,682
New +$389K
IAT icon
1031
iShares US Regional Banks ETF
IAT
$675M
$392K 0.01%
+10,965
New +$512K
ZD icon
1032
Ziff Davis
ZD
$1.92B
$390K 0.01%
5,000
-25
-0.5% -$2.05K
XAR icon
1033
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.89B
$388K 0.01%
3,315
-67
-2% -$7.79K
NCLH icon
1034
Norwegian Cruise Line
NCLH
$8.49B
$387K 0.01%
28,807
+242
+0.8% +$3.62K
GSG icon
1035
iShares S&P GSCI Commodity-Indexed Trust
GSG
$995M
$387K 0.01%
19,235
+3,230
+20% +$65.7K
CAE icon
1036
CAE Inc. Common Shares
CAE
$8.33B
$387K 0.01%
17,100
– –
STT icon
1037
State Street
STT
$50.7B
$386K 0.01%
5,094
+606
+14% +$51K
NYF icon
1038
iShares New York Muni Bond ETF
NYF
$1.37B
$385K 0.01%
7,200
-25
-0.3% -$1.33K
IHE icon
1039
iShares US Pharmaceuticals ETF
IHE
$1.46B
$385K 0.01%
6,591
– –
EZU icon
1040
iShare MSCI Eurozone ETF
EZU
$9.62B
$385K 0.01%
+8,533
New +$372K
TBF icon
1041
ProShares Short 20+ Year Treasury ETF
TBF
$88M
$384K 0.01%
18,175
-90,110
-83% -$1.95M
RSPD icon
1042
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$316M
$383K 0.01%
+8,988
New +$383K
CIEN icon
1043
Ciena
CIEN
$53.8B
$383K 0.01%
7,290
-500
-6% -$25K
SPH icon
1044
Suburban Propane Partners
SPH
$1.23B
$382K 0.01%
24,928
+2
+0% +$31
NXG
1045
NXG NextGen Infrastructure Income Fund
NXG
$325M
$381K 0.01%
10,384
-14,089
-58% -$549K
EVT icon
1046
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.11B
$380K 0.01%
16,821
-6,027
-26% -$140K
ARE icon
1047
Alexandria Real Estate Equities
ARE
$8.97B
$378K 0.01%
3,013
– –
VALE icon
1048
Vale
VALE
$63.2B
$378K 0.01%
23,979
+7,244
+43% +$123K
EUFN icon
1049
iShares MSCI Europe Financials ETF
EUFN
$4.12B
$378K 0.01%
+20,215
New +$388K
FMB icon
1050
First Trust Managed Municipal ETF
FMB
$2.03B
$377K 0.01%
7,398
-135
-2% -$6.86K
40 41
42
43 44

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CCM
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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q1 2023 Portfolio in Review

As of Q1 2023, Oppenheimer & Co held 1,475 positions worth $4.72B, up 7.3% from $4.39B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q1 2023 filing shows 127 new, 594 increased, 562 reduced and 97 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 306,411 shares worth $9.8M. The largest sale was Oneok, an estimated $9.41M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q1 2023 buy was FT Vest US Equity Deep Buffer ETF December: 306,411 shares worth $9.8M.
  • Oppenheimer & Co added most to iShares Treasury Floating Rate Bond ETF in Q1 2023, an estimated $18.3M increase.
  • Oppenheimer & Co's biggest Q1 2023 reduction was Oneok, cutting an estimated $9.41M.
  • Oppenheimer & Co fully exited State Street SPDR Portfolio S&P 500 Value ETF in Q1 2023, selling an estimated $5.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $4.72B portfolio in Q1 2023.
  • Oppenheimer & Co opened 127 new positions and closed 97 in Q1 2023.
  • Oppenheimer & Co's portfolio value rose 7.3% quarter-over-quarter to $4.72B.

Based on Oppenheimer & Co's 13F filing for Q1 2023, filed 10 May 2023.