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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
-0.18%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$5.34B
AUM Growth
-$237M
Cap. Flow
-$130M
Cap. Flow %
-2.43%
Top 10 Hldgs %
17.36%
Holding
1,615
New
114
Increased
629
Reduced
604
Closed
130

Top Buys

Rank Stock Value
1
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$49.5M
2
GXO icon
GXO Logistics
GXO
+$10.2M
3
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$9.29M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.06M
5
C icon
Citigroup
C
+$6.92M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$17.6M
2
AAPL icon
Apple
AAPL
+$16.6M
3
NVDA icon
NVIDIA
NVDA
+$14.2M
4
IDXX icon
Idexx Laboratories
IDXX
+$13.7M
5
XPO icon
XPO
XPO
+$13.2M

Sector Composition

Rank Sector Weight
1 Technology 18.05%
2 Financials 11.09%
3 Healthcare 10.47%
4 Consumer Discretionary 9.45%
5 Industrials 8.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMF
1026
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$486K 0.01%
66,762
+25,188
+61% +$183K
INFL icon
1027
Horizon Kinetics Inflation Beneficiaries ETF
INFL
$1.51B
$485K 0.01%
+16,600
New +$496K
MASI
1028
DELISTED
Masimo
MASI
$484K 0.01%
1,787
-120
-6% -$32.5K
NGG icon
1029
National Grid
NGG
$80.4B
$483K 0.01%
9,141
-18,227
-67% -$1.05M
CEA
1030
DELISTED
China Eastern Airlines
CEA
$478K 0.01%
25,000
– –
CSGP icon
1031
CoStar Group
CSGP
$11.7B
$477K 0.01%
5,540
+290
+6% +$25.1K
HTLF
1032
DELISTED
Heartland Financial USA, Inc.
HTLF
$475K 0.01%
9,879
– –
AI icon
1033
C3.ai
AI
$1.43B
$473K 0.01%
10,213
-5,928
-37% -$302K
RGLD icon
1034
Royal Gold
RGLD
$16.8B
$473K 0.01%
+4,957
New +$555K
TBF icon
1035
ProShares Short 20+ Year Treasury ETF
TBF
$88M
$473K 0.01%
+28,363
New +$462K
OEC icon
1036
Orion
OEC
$379M
$471K 0.01%
25,850
+2,800
+12% +$50.1K
ARKW icon
1037
ARK Web x.0 ETF
ARKW
$1.63B
$470K 0.01%
3,386
+108
+3% +$16K
BHK icon
1038
BlackRock Core Bond Trust
BHK
$641M
$468K 0.01%
28,223
+10,201
+57% +$169K
DT icon
1039
Dynatrace
DT
$12.8B
$468K 0.01%
6,597
-5,653
-46% -$371K
SLP icon
1040
Simulations Plus
SLP
$369M
$468K 0.01%
11,846
+84
+0.7% +$3.83K
AZTA icon
1041
Azenta
AZTA
$1.3B
$467K 0.01%
4,566
-7,105
-61% -$637K
IYH icon
1042
iShares US Healthcare ETF
IYH
$3.36B
$467K 0.01%
8,470
-225
-3% -$12.9K
K
1043
DELISTED
Kellanova
K
$465K 0.01%
7,755
+16
+0.2% +$959
LIT icon
1044
Global X Lithium & Battery Tech ETF
LIT
$1.51B
$463K 0.01%
5,649
+881
+18% +$72.2K
ALRM icon
1045
Alarm.com
ALRM
$2.71B
$462K 0.01%
5,908
-8
-0.1% -$662
CNA icon
1046
CNA Financial
CNA
$14.2B
$462K 0.01%
10,999
+767
+7% +$33.5K
BGB
1047
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
$460K 0.01%
33,238
-4,568
-12% -$63.4K
JWN
1048
DELISTED
Nordstrom
JWN
$460K 0.01%
17,396
+3,856
+28% +$123K
IGM icon
1049
iShares Expanded Tech Sector ETF
IGM
$10B
$459K 0.01%
6,828
-150
-2% -$10.4K
LOGC
1050
DELISTED
ContextLogic
LOGC
$459K 0.01%
2,802
-2,012
-42% -$501K
40 41
42
43 44

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LGF
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CCM
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CL
Choreo LLC Rockford, Illinois $8.15B AUM 20.12% 1-Year Est. Return
WJWM
Williams Jones Wealth Management New York $8.14B AUM 19.32% 1-Year Est. Return
WA
Whitebox Advisors Minneapolis, Minnesota $8.12B AUM 15.85% 1-Year Est. Return
CCM
Coldstream Capital Management Bellevue, Washington $8.12B AUM 17.95% 1-Year Est. Return
AIM
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GGHC
Gilder Gagnon Howe & Co New York $8.34B AUM 46.58% 1-Year Est. Return

Oppenheimer & Co's Q3 2021 Portfolio in Review

As of Q3 2021, Oppenheimer & Co held 1,615 positions worth $5.34B, down 4.2% from $5.58B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2021 filing shows 114 new, 629 increased, 604 reduced and 130 closed positions. Its largest new stake was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K. The largest sale was Microsoft, an estimated $17.6M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2021 buy was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K.
  • Oppenheimer & Co added most to Invesco Ultra Short Duration ETF in Q3 2021, an estimated $9.29M increase.
  • Oppenheimer & Co's biggest Q3 2021 reduction was Microsoft, cutting an estimated $17.6M.
  • Oppenheimer & Co fully exited Pricesmart in Q3 2021, selling an estimated $6.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $5.34B portfolio in Q3 2021.
  • Oppenheimer & Co opened 114 new positions and closed 130 in Q3 2021.
  • Oppenheimer & Co's portfolio value fell 4.2% quarter-over-quarter to $5.34B.

Based on Oppenheimer & Co's 13F filing for Q3 2021, filed 12 Nov 2021.