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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+2.6%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$3.34B
AUM Growth
+$209M
Cap. Flow
+$157M
Cap. Flow %
4.72%
Top 10 Hldgs %
12.01%
Holding
1,564
New
189
Increased
576
Reduced
529
Closed
163

Top Buys

Rank Stock Value
1
MON
Monsanto Co
MON
+$30M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$16.2M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$10.6M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$7.95M
5
IBM icon
IBM
IBM
+$5.84M

Top Sells

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$10.2M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$8.32M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$7.79M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$5.38M
5
KMB icon
Kimberly-Clark
KMB
+$5.23M

Sector Composition

Rank Sector Weight
1 Energy 11.94%
2 Healthcare 10.62%
3 Industrials 9.8%
4 Technology 9.43%
5 Financials 9.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NGLS
1001
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$329K 0.01%
5,836
-1,345
-19% -$71.1K
INVA icon
1002
Innoviva
INVA
$1.54B
$328K 0.01%
13,135
-372
-3% -$10.9K
TER icon
1003
Teradyne
TER
$59.4B
$328K 0.01%
16,500
– –
FIO
1004
DELISTED
FUSION-IO INC COM
FIO
$328K 0.01%
31,224
+11,562
+59% +$122K
THOR
1005
DELISTED
THORATEC CORPORATION
THOR
$327K 0.01%
9,136
-16,123
-64% -$578K
ALL icon
1006
Allstate
ALL
$68.3B
$326K 0.01%
5,767
-457
-7% -$24.5K
PRU icon
1007
Prudential Financial
PRU
$42.6B
$326K 0.01%
3,847
+1,061
+38% +$91.3K
PRE
1008
DELISTED
PARTNERRE LTD
PRE
$326K 0.01%
+3,152
New +$315K
CPWR
1009
DELISTED
COMPUWARE CORP
CPWR
$326K 0.01%
32,305
+8,328
+35% +$84.2K
MNDT
1010
DELISTED
Mandiant, Inc. Common Stock
MNDT
$324K 0.01%
5,274
+79
+2% +$5.6K
TGP
1011
DELISTED
Teekay LNG Partners L.P.
TGP
$323K 0.01%
7,807
-118
-1% -$4.83K
VDE icon
1012
Vanguard Energy ETF
VDE
$10B
$322K 0.01%
2,505
-170
-6% -$21K
NML
1013
Neuberger Energy Infrastructure and Income Fund Inc
NML
$585M
$321K 0.01%
17,793
-50,568
-74% -$934K
SPB icon
1014
Spectrum Brands
SPB
$2.05B
$321K 0.01%
+4,031
New +$302K
UNM icon
1015
Unum
UNM
$13.6B
$321K 0.01%
9,100
– –
CLMT icon
1016
Calumet Specialty Products
CLMT
$3.77B
$320K 0.01%
12,371
+40
+0.3% +$1.09K
TMUS icon
1017
T-Mobile US
TMUS
$183B
$317K 0.01%
9,599
-3,386
-26% -$107K
ANF icon
1018
Abercrombie & Fitch
ANF
$4.46B
$316K 0.01%
8,215
-460
-5% -$16.8K
SCM icon
1019
Stellus Capital Investment Corp
SCM
$214M
$316K 0.01%
21,927
+760
+4% +$11.1K
NBIS
1020
Nebius Group N.V.
NBIS
$48.1B
$314K 0.01%
10,408
-7,592
-42% -$280K
MCEP
1021
DELISTED
Mid-Con Energy Partners, LP
MCEP
$314K 0.01%
726
+75
+12% +$34.4K
RVBD
1022
DELISTED
RIVERBED TECHNOLOGY, INC COM
RVBD
$313K 0.01%
+15,846
New +$317K
GRT
1023
DELISTED
GLIMCHER REALTY TRUST
GRT
$313K 0.01%
+31,225
New +$295K
TEI
1024
Templeton Emerging Markets Income Fund
TEI
$315M
$309K 0.01%
22,032
+3,360
+18% +$46.2K
AVG
1025
DELISTED
AVG Technologies N.V.
AVG
$309K 0.01%
+14,700
New +$269K
39 40
41
42 43

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Oppenheimer & Co's Q1 2014 Portfolio in Review

As of Q1 2014, Oppenheimer & Co held 1,564 positions worth $3.34B, up 6.7% from $3.13B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co deployed $157M of net new capital in Q1 2014, opening 189 new positions and adding to 576 existing holdings. Its largest new stake was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Vanguard Dividend Appreciation ETF, an estimated $7.79M trimmed.

  • Oppenheimer & Co's largest Q1 2014 buy was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.
  • Oppenheimer & Co added most to Monsanto Co in Q1 2014, an estimated $30M increase.
  • Oppenheimer & Co's biggest Q1 2014 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $7.79M.
  • Oppenheimer & Co fully exited TetraLogic Pharmaceuticals Corporation in Q1 2014, selling an estimated $10.2M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.34B portfolio in Q1 2014.
  • Oppenheimer & Co opened 189 new positions and closed 163 in Q1 2014.
  • Oppenheimer & Co's portfolio value rose 6.7% quarter-over-quarter to $3.34B.

Based on Oppenheimer & Co's 13F filing for Q1 2014, filed 9 May 2014.