We are live on ! Find out more
OC

Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+6.79%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$2.84B
AUM Growth
+$258M
Cap. Flow
+$123M
Cap. Flow %
4.33%
Top 10 Hldgs %
11.44%
Holding
1,459
New
194
Increased
553
Reduced
456
Closed
145

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10.3M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$5.05M
3
JPM icon
JPMorgan Chase
JPM
+$4.53M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$4.27M
5
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$4.2M

Top Sells

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$9.93M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.05M
3
UNH icon
UnitedHealth
UNH
+$8.5M
4
CST
CST Brands, Inc.
CST
+$5.28M
5
ETN icon
Eaton
ETN
+$2.41M

Sector Composition

Rank Sector Weight
1 Energy 12.58%
2 Healthcare 10.39%
3 Financials 9.54%
4 Technology 9.08%
5 Industrials 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BOND icon
1001
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.36B
$279K 0.01%
2,637
-996
-27% -$105K
MCEP
1002
DELISTED
Mid-Con Energy Partners, LP
MCEP
$279K 0.01%
+597
New +$280K
MDCO
1003
DELISTED
Medicines Co
MDCO
$279K 0.01%
8,309
-26,601
-76% -$847K
STI
1004
DELISTED
SunTrust Banks, Inc.
STI
$279K 0.01%
8,622
-6,299
-42% -$213K
JQC icon
1005
Nuveen Credit Strategies Income Fund
JQC
$707M
$277K 0.01%
29,639
+1,147
+4% +$11.2K
UNM icon
1006
Unum
UNM
$13.6B
$277K 0.01%
9,100
– –
PSLV icon
1007
Sprott Physical Silver Trust
PSLV
$11.8B
$276K 0.01%
31,700
+8,400
+36% +$71.8K
AJG icon
1008
Arthur J. Gallagher & Co
AJG
$65.1B
$275K 0.01%
6,303
+539
+9% +$23.7K
SJM icon
1009
J.M. Smucker
SJM
$12.9B
$275K 0.01%
2,609
-35
-1% -$3.79K
HUB.B
1010
DELISTED
HUBBELL INC CL-B
HUB.B
$275K 0.01%
2,623
-91
-3% -$9.57K
NGG icon
1011
National Grid
NGG
$80.6B
$274K 0.01%
4,799
+259
+6% +$14.6K
AMD icon
1012
Advanced Micro Devices
AMD
$796B
$273K 0.01%
71,760
+11,000
+18% +$41.9K
MAT icon
1013
Mattel
MAT
$4.38B
$273K 0.01%
6,500
-6,602
-50% -$282K
XLB icon
1014
State Street Materials Select Sector SPDR ETF
XLB
$8.5B
$273K 0.01%
12,998
+2,494
+24% +$51K
MTB icon
1015
M&T Bank
MTB
$35.9B
$272K 0.01%
2,435
-6,358
-72% -$736K
VSH icon
1016
Vishay Intertechnology
VSH
$5.23B
$272K 0.01%
21,100
+2,000
+10% +$27.3K
BMO icon
1017
Bank of Montreal
BMO
$126B
$271K 0.01%
+4,050
New +$254K
CNC icon
1018
Centene
CNC
$30.6B
$271K 0.01%
+16,920
New +$244K
BG icon
1019
Bunge Global
BG
$20.3B
$269K 0.01%
3,560
+100
+3% +$7.57K
BEAV
1020
DELISTED
B/E Aerospace Inc
BEAV
$269K 0.01%
5,042
+141
+3% +$7.17K
PAYX icon
1021
Paychex
PAYX
$41.5B
$268K 0.01%
6,615
-5,082
-43% -$201K
GDO
1022
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.1M
$267K 0.01%
+15,032
New +$267K
IJS icon
1023
iShares S&P Small-Cap 600 Value ETF
IJS
$8.1B
$267K 0.01%
5,216
+508
+11% +$25.3K
TFCFA
1024
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$266K 0.01%
+7,935
New +$250K
SFE
1025
DELISTED
Safeguard Scientifics, Inc.
SFE
$265K 0.01%
16,915
+2,500
+17% +$38.5K
39 40
41
42 43

Similar funds

LGF
LGT Group Foundation Vaduz, Liechtenstein $8.19B AUM 27.7% 1-Year Est. Return
CCM
Causeway Capital Management Los Angeles, California $8.15B AUM 29.28% 1-Year Est. Return
CL
Choreo LLC Rockford, Illinois $8.15B AUM 20.12% 1-Year Est. Return
WJWM
Williams Jones Wealth Management New York $8.14B AUM 19.32% 1-Year Est. Return
WA
Whitebox Advisors Minneapolis, Minnesota $8.12B AUM 15.85% 1-Year Est. Return
CCM
Coldstream Capital Management Bellevue, Washington $8.12B AUM 17.95% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return
GGHC
Gilder Gagnon Howe & Co New York $8.34B AUM 46.58% 1-Year Est. Return

Oppenheimer & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Oppenheimer & Co held 1,459 positions worth $2.84B, up 10% from $2.59B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Oppenheimer & Co deployed $123M of net new capital in Q3 2013, opening 194 new positions and adding to 553 existing holdings. Its largest new stake was Perrigo: 25,555 shares worth $3.15M.

By sector, the portfolio is most concentrated in Energy at 13% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Russell 2000 Value ETF, an estimated $9.93M trimmed.

  • Oppenheimer & Co's largest Q3 2013 buy was Perrigo: 25,555 shares worth $3.15M.
  • Oppenheimer & Co added most to State Street SPDR S&P 500 ETF Trust in Q3 2013, an estimated $10.3M increase.
  • Oppenheimer & Co's biggest Q3 2013 reduction was iShares Russell 2000 Value ETF, cutting an estimated $9.93M.
  • Oppenheimer & Co fully exited Reynolds American Inc in Q3 2013, selling an estimated $2.28M.
  • Oppenheimer & Co's ten largest holdings make up 11% of its $2.84B portfolio in Q3 2013.
  • Oppenheimer & Co opened 194 new positions and closed 145 in Q3 2013.
  • Oppenheimer & Co's portfolio value rose 10% quarter-over-quarter to $2.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2013, filed 1 Nov 2013.