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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
-0.18%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$5.34B
AUM Growth
-$237M
Cap. Flow
-$130M
Cap. Flow %
-2.43%
Top 10 Hldgs %
17.36%
Holding
1,615
New
114
Increased
629
Reduced
604
Closed
130

Top Buys

Rank Stock Value
1
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$49.5M
2
GXO icon
GXO Logistics
GXO
+$10.2M
3
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$9.29M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.06M
5
C icon
Citigroup
C
+$6.92M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$17.6M
2
AAPL icon
Apple
AAPL
+$16.6M
3
NVDA icon
NVIDIA
NVDA
+$14.2M
4
IDXX icon
Idexx Laboratories
IDXX
+$13.7M
5
XPO icon
XPO
XPO
+$13.2M

Sector Composition

Rank Sector Weight
1 Technology 18.05%
2 Financials 11.09%
3 Healthcare 10.47%
4 Consumer Discretionary 9.45%
5 Industrials 8.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNXC icon
976
Concentrix
CNXC
$1.5B
$553K 0.01%
+3,124
New +$518K
FUBO icon
977
FuboTV Inc
FUBO
$261M
$551K 0.01%
1,917
+56
+3% +$18.3K
ALEC icon
978
Alector
ALEC
$168M
$550K 0.01%
24,100
– –
QDEL icon
979
QuidelOrtho
QDEL
$1.14B
$550K 0.01%
3,896
+376
+11% +$50.5K
IEP icon
980
Icahn Enterprises
IEP
$5.24B
$548K 0.01%
10,959
+117
+1% +$6.46K
FAM
981
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$548K 0.01%
54,120
+2,632
+5% +$26.8K
MYJ
982
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
$547K 0.01%
35,250
– –
ARES icon
983
Ares Management
ARES
$28.9B
$546K 0.01%
7,390
-4,377
-37% -$315K
RKT icon
984
Rocket Companies
RKT
$36.5B
$546K 0.01%
34,064
-4,681
-12% -$81.8K
IGPT icon
985
Invesco AI and Next Gen Software ETF
IGPT
$1.15B
$545K 0.01%
11,364
-4,446
-28% -$230K
KALU icon
986
Kaiser Aluminum
KALU
$2.61B
$545K 0.01%
5,000
– –
BLNK icon
987
Blink Charging
BLNK
$74.3M
$542K 0.01%
+18,943
New +$614K
FXF icon
988
Invesco CurrencyShares Swiss Franc Trust
FXF
$414M
$540K 0.01%
5,569
+3,001
+117% +$296K
SON icon
989
Sonoco
SON
$5.57B
$539K 0.01%
9,040
– –
IBP icon
990
Installed Building Products
IBP
$6.01B
$536K 0.01%
5,000
– –
FPX icon
991
First Trust US Equity Opportunities ETF
FPX
$1.47B
$533K 0.01%
4,321
-193
-4% -$24.5K
VIOG icon
992
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.05B
$531K 0.01%
+4,726
New +$537K
CP icon
993
Canadian Pacific Kansas City
CP
$78.1B
$529K 0.01%
8,145
+1,064
+15% +$75.8K
SPB icon
994
Spectrum Brands
SPB
$2.04B
$529K 0.01%
5,527
+945
+21% +$80.3K
ADT icon
995
ADT
ADT
$5.6B
$527K 0.01%
65,150
+4,027
+7% +$37.1K
IDU icon
996
iShares US Utilities ETF
IDU
$1.35B
$527K 0.01%
6,673
+11
+0.2% +$908
AEVA
997
Aeva Technologies
AEVA
$1.2B
$524K 0.01%
13,195
-175
-1% -$8.14K
AG icon
998
First Majestic Silver
AG
$7.41B
$524K 0.01%
+46,363
New +$598K
PFG icon
999
Principal Financial Group
PFG
$24.3B
$524K 0.01%
8,132
-559
-6% -$35.9K
WEX icon
1000
WEX
WEX
$6.37B
$524K 0.01%
2,973
-398
-12% -$72.5K
38 39
40
41 42

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CCM
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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q3 2021 Portfolio in Review

As of Q3 2021, Oppenheimer & Co held 1,615 positions worth $5.34B, down 4.2% from $5.58B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2021 filing shows 114 new, 629 increased, 604 reduced and 130 closed positions. Its largest new stake was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K. The largest sale was Microsoft, an estimated $17.6M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2021 buy was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K.
  • Oppenheimer & Co added most to Invesco Ultra Short Duration ETF in Q3 2021, an estimated $9.29M increase.
  • Oppenheimer & Co's biggest Q3 2021 reduction was Microsoft, cutting an estimated $17.6M.
  • Oppenheimer & Co fully exited Pricesmart in Q3 2021, selling an estimated $6.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $5.34B portfolio in Q3 2021.
  • Oppenheimer & Co opened 114 new positions and closed 130 in Q3 2021.
  • Oppenheimer & Co's portfolio value fell 4.2% quarter-over-quarter to $5.34B.

Based on Oppenheimer & Co's 13F filing for Q3 2021, filed 12 Nov 2021.