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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+2.6%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$3.34B
AUM Growth
+$209M
Cap. Flow
+$157M
Cap. Flow %
4.72%
Top 10 Hldgs %
12.01%
Holding
1,564
New
189
Increased
576
Reduced
529
Closed
163

Top Buys

Rank Stock Value
1
MON
Monsanto Co
MON
+$30M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$16.2M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$10.6M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$7.95M
5
IBM icon
IBM
IBM
+$5.84M

Top Sells

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$10.2M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$8.32M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$7.79M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$5.38M
5
KMB icon
Kimberly-Clark
KMB
+$5.23M

Sector Composition

Rank Sector Weight
1 Energy 11.94%
2 Healthcare 10.62%
3 Industrials 9.8%
4 Technology 9.43%
5 Financials 9.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GME icon
976
GameStop
GME
$9.75B
$352K 0.01%
34,252
-18,152
-35% -$174K
CAM
977
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$352K 0.01%
5,700
+1,555
+38% +$94.3K
AJG icon
978
Arthur J. Gallagher & Co
AJG
$64.1B
$350K 0.01%
7,354
+943
+15% +$44K
CVBF icon
979
CVB Financial
CVBF
$3.94B
$350K 0.01%
+21,982
New +$347K
HMH
980
DELISTED
HELIOS MULTI-SECTOR HIGH INCOME FD, INC
HMH
$350K 0.01%
51,344
-6,896
-12% -$43.9K
AIV
981
Aimco
AIV
$387M
$349K 0.01%
86,681
-142,216
-62% -$546K
NNN icon
982
NNN REIT
NNN
$9.04B
$349K 0.01%
10,175
-15
-0.1% -$500
FHY
983
DELISTED
First Trust Strategic High
FHY
$347K 0.01%
21,788
+428
+2% +$6.75K
QCLN icon
984
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$603M
$345K 0.01%
17,010
-5,530
-25% -$108K
SQBG
985
DELISTED
Sequential Brands Group, Inc.
SQBG
$343K 0.01%
1,072
-5,043
-82% -$1.28M
TGI
986
DELISTED
Triumph Group
TGI
$342K 0.01%
+5,289
New +$362K
HCBK
987
DELISTED
HUDSON CITY BANCORP INC
HCBK
$341K 0.01%
34,606
-27,507
-44% -$258K
AWF
988
AllianceBernstein Global High Income Fund
AWF
$870M
$340K 0.01%
23,000
+700
+3% +$10.3K
IYM icon
989
iShares US Basic Materials ETF
IYM
$1.12B
$340K 0.01%
4,092
+9
+0.2% +$728
HTS
990
DELISTED
HATTERAS FINANCIAL CORP
HTS
$339K 0.01%
18,000
-4,500
-20% -$83.9K
ATAXZ
991
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$339K 0.01%
56,140
+13,040
+30% +$78.7K
JFR icon
992
Nuveen Floating Rate Income Fund
JFR
$1.24B
$338K 0.01%
28,193
+82
+0.3% +$988
KMR
993
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
$337K 0.01%
4,945
-3,696
-43% -$257K
WPM icon
994
Wheaton Precious Metals
WPM
$49.5B
$336K 0.01%
14,768
-752
-5% -$17.7K
NGG icon
995
National Grid
NGG
$80.4B
$335K 0.01%
5,052
-517
-9% -$33.3K
OPK icon
996
Opko Health
OPK
$985M
$335K 0.01%
36,055
-156,886
-81% -$1.38M
PXJ icon
997
Invesco Oil & Gas Services ETF
PXJ
$65.9M
$335K 0.01%
2,486
-66
-3% -$8.37K
MHFI
998
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
$335K 0.01%
4,392
-301
-6% -$23.6K
CAKE icon
999
Cheesecake Factory
CAKE
$5.04B
$331K 0.01%
6,941
-141
-2% -$6.58K
ACI
1000
DELISTED
ARCH COAL, INC.
ACI
$331K 0.01%
6,873
-937
-12% -$40.2K
38 39
40
41 42

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CCM
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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q1 2014 Portfolio in Review

As of Q1 2014, Oppenheimer & Co held 1,564 positions worth $3.34B, up 6.7% from $3.13B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co deployed $157M of net new capital in Q1 2014, opening 189 new positions and adding to 576 existing holdings. Its largest new stake was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Vanguard Dividend Appreciation ETF, an estimated $7.79M trimmed.

  • Oppenheimer & Co's largest Q1 2014 buy was Vanguard Morningstar Total Stock Market ETF: 169,083 shares worth $16.5M.
  • Oppenheimer & Co added most to Monsanto Co in Q1 2014, an estimated $30M increase.
  • Oppenheimer & Co's biggest Q1 2014 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $7.79M.
  • Oppenheimer & Co fully exited TetraLogic Pharmaceuticals Corporation in Q1 2014, selling an estimated $10.2M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.34B portfolio in Q1 2014.
  • Oppenheimer & Co opened 189 new positions and closed 163 in Q1 2014.
  • Oppenheimer & Co's portfolio value rose 6.7% quarter-over-quarter to $3.34B.

Based on Oppenheimer & Co's 13F filing for Q1 2014, filed 9 May 2014.