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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
+6.79%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$2.84B
AUM Growth
+$258M
Cap. Flow
+$123M
Cap. Flow %
4.33%
Top 10 Hldgs %
11.44%
Holding
1,459
New
194
Increased
553
Reduced
456
Closed
145

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10.3M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$5.05M
3
JPM icon
JPMorgan Chase
JPM
+$4.53M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$4.27M
5
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$4.2M

Top Sells

Rank Stock Value
1
IWN icon
iShares Russell 2000 Value ETF
IWN
+$9.93M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.05M
3
UNH icon
UnitedHealth
UNH
+$8.5M
4
CST
CST Brands, Inc.
CST
+$5.28M
5
ETN icon
Eaton
ETN
+$2.41M

Sector Composition

Rank Sector Weight
1 Energy 12.58%
2 Healthcare 10.39%
3 Financials 9.54%
4 Technology 9.08%
5 Industrials 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BPT
976
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$294K 0.01%
3,397
-684
-17% -$60.3K
ATRS
977
DELISTED
Antares Pharma, Inc.
ATRS
$294K 0.01%
72,404
+32,535
+82% +$142K
CIEN icon
978
Ciena
CIEN
$54.5B
$293K 0.01%
+11,722
New +$264K
EMN icon
979
Eastman Chemical
EMN
$7.94B
$293K 0.01%
+3,756
New +$289K
IAK icon
980
iShares US Insurance ETF
IAK
$509M
$293K 0.01%
+6,821
New +$291K
UHT
981
Universal Health Realty Income Trust
UHT
$603M
$291K 0.01%
6,938
– –
BTO
982
John Hancock Financial Opportunities Fund
BTO
$799M
$290K 0.01%
13,508
+1,932
+17% +$43.7K
JRS icon
983
Nuveen Real Estate Income Fund
JRS
$249M
$290K 0.01%
27,423
+163
+0.6% +$1.81K
FCRD
984
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$290K 0.01%
+18,538
New +$288K
EWG icon
985
iShares MSCI Germany ETF
EWG
$1.6B
$289K 0.01%
10,372
-508
-5% -$13.4K
AVAV icon
986
AeroVironment
AVAV
$7.58B
$288K 0.01%
12,475
– –
BHC icon
987
Bausch Health
BHC
$2.51B
$288K 0.01%
+2,761
New +$269K
DWAS icon
988
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$430M
$288K 0.01%
+7,799
New +$276K
SVVC
989
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$288K 0.01%
+11,764
New +$261K
DPZ icon
990
Domino's
DPZ
$11.6B
$287K 0.01%
4,225
-2,386
-36% -$151K
STON
991
DELISTED
StoneMor Inc.
STON
$287K 0.01%
12,127
-984
-8% -$24.1K
GG
992
DELISTED
Goldcorp Inc
GG
$287K 0.01%
11,031
+2,276
+26% +$62.8K
WX
993
DELISTED
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
$286K 0.01%
+10,440
New +$247K
BWG
994
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$130M
$283K 0.01%
16,888
-1,676
-9% -$28.4K
IRM icon
995
Iron Mountain
IRM
$36.7B
$283K 0.01%
11,316
– –
ROYT
996
DELISTED
PACIFIC COAST OIL TRUST
ROYT
$282K 0.01%
+17,530
New +$310K
HCBK
997
DELISTED
HUDSON CITY BANCORP INC
HCBK
$282K 0.01%
31,154
-94,352
-75% -$890K
WRES
998
DELISTED
WARREN RESOURCES INC
WRES
$282K 0.01%
97,000
+29,000
+43% +$84.2K
LNCO
999
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
$282K 0.01%
9,651
+1,891
+24% +$54.9K
VONG icon
1000
Vanguard Russell 1000 Growth ETF
VONG
$42.7B
$280K 0.01%
14,000
– –
38 39
40
41 42

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CCM
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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q3 2013 Portfolio in Review

As of Q3 2013, Oppenheimer & Co held 1,459 positions worth $2.84B, up 10% from $2.59B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Oppenheimer & Co deployed $123M of net new capital in Q3 2013, opening 194 new positions and adding to 553 existing holdings. Its largest new stake was Perrigo: 25,555 shares worth $3.15M.

By sector, the portfolio is most concentrated in Energy at 13% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Russell 2000 Value ETF, an estimated $9.93M trimmed.

  • Oppenheimer & Co's largest Q3 2013 buy was Perrigo: 25,555 shares worth $3.15M.
  • Oppenheimer & Co added most to State Street SPDR S&P 500 ETF Trust in Q3 2013, an estimated $10.3M increase.
  • Oppenheimer & Co's biggest Q3 2013 reduction was iShares Russell 2000 Value ETF, cutting an estimated $9.93M.
  • Oppenheimer & Co fully exited Reynolds American Inc in Q3 2013, selling an estimated $2.28M.
  • Oppenheimer & Co's ten largest holdings make up 11% of its $2.84B portfolio in Q3 2013.
  • Oppenheimer & Co opened 194 new positions and closed 145 in Q3 2013.
  • Oppenheimer & Co's portfolio value rose 10% quarter-over-quarter to $2.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2013, filed 1 Nov 2013.