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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
-2.62%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$4.84B
AUM Growth
-$154M
Cap. Flow
+$25M
Cap. Flow %
0.52%
Top 10 Hldgs %
18.29%
Holding
1,493
New
82
Increased
580
Reduced
615
Closed
118

Top Buys

Rank Stock Value
1
DAUG icon
FT Vest US Equity Deep Buffer ETF August
DAUG
+$19.1M
2
DFAT icon
Dimensional US Targeted Value ETF
DFAT
+$7.21M
3
KVUE icon
Kenvue
KVUE
+$5.01M
4
COP icon
ConocoPhillips
COP
+$4.53M
5
EOG icon
EOG Resources
EOG
+$4.09M

Top Sells

Rank Stock Value
1
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$15.1M
2
ETRN
Equitrans Midstream Corporation Common Stock
ETRN
+$7.88M
3
MRK icon
Merck
MRK
+$5.65M
4
JNJ icon
Johnson & Johnson
JNJ
+$5.36M
5
ATVI
Activision Blizzard
ATVI
+$3.62M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Financials 10.44%
3 Healthcare 9.35%
4 Industrials 8.91%
5 Consumer Discretionary 7.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEE icon
76
NextEra Energy
NEE
$183B
$13.1M 0.27%
228,000
+9,883
+5% +$684K
ADBE icon
77
Adobe
ADBE
$98.5B
$13M 0.27%
25,530
-29
-0.1% -$15.2K
EOG icon
78
EOG Resources
EOG
$77.5B
$12.1M 0.25%
95,766
+32,169
+51% +$4.09M
ENB icon
79
Enbridge
ENB
$121B
$12.1M 0.25%
364,062
+21,792
+6% +$773K
BMY icon
80
Bristol-Myers Squibb
BMY
$132B
$12M 0.25%
207,584
-24,621
-11% -$1.51M
SOXX icon
81
iShares Semiconductor ETF
SOXX
$41.7B
$11.7M 0.24%
74,418
+114
+0.2% +$19K
CG icon
82
Carlyle Group
CG
$16.3B
$11.7M 0.24%
388,711
+2,744
+0.7% +$88.4K
SCHD icon
83
Schwab US Dividend Equity ETF
SCHD
$103B
$11.7M 0.24%
494,166
+158,481
+47% +$3.89M
MS icon
84
Morgan Stanley
MS
$330B
$11.6M 0.24%
142,064
-28,799
-17% -$2.5M
EMR icon
85
Emerson Electric
EMR
$83.3B
$11.5M 0.24%
119,133
+16,518
+16% +$1.57M
SNPS icon
86
Synopsys
SNPS
$71.3B
$11.3M 0.23%
24,667
+101
+0.4% +$45.2K
NVO
87
Novo Nordisk
NVO
$228B
$11.3M 0.23%
123,958
+4,224
+4% +$372K
STIP icon
88
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$11.2M 0.23%
115,350
-416
-0.4% -$40.4K
EFA icon
89
iShares MSCI EAFE ETF
EFA
$78.5B
$11M 0.23%
159,329
+2,031
+1% +$145K
DOW icon
90
Dow Inc
DOW
$21.7B
$10.9M 0.22%
210,808
-1,369
-0.6% -$73.5K
XLE icon
91
State Street Energy Select Sector SPDR ETF
XLE
$39.2B
$10.9M 0.22%
240,122
+11,412
+5% +$499K
VMI icon
92
Valmont Industries
VMI
$9.2B
$10.8M 0.22%
45,053
+2,878
+7% +$740K
TSM icon
93
TSMC
TSM
$2.09T
$10.8M 0.22%
124,466
-5,688
-4% -$538K
CARR icon
94
Carrier Global
CARR
$50.6B
$10.6M 0.22%
192,344
-10,265
-5% -$565K
NOC icon
95
Northrop Grumman
NOC
$76B
$10.5M 0.22%
23,954
-2,329
-9% -$1.02M
PANW icon
96
Palo Alto Networks
PANW
$265B
$10.5M 0.22%
89,238
+2,724
+3% +$322K
ABT icon
97
Abbott
ABT
$183B
$10.3M 0.21%
106,641
+7,013
+7% +$737K
BA icon
98
Boeing
BA
$175B
$10.3M 0.21%
53,775
-2,573
-5% -$563K
MLM icon
99
Martin Marietta Materials
MLM
$32.4B
$10.3M 0.21%
25,059
-290
-1% -$128K
RTX icon
100
RTX Corp
RTX
$289B
$10.3M 0.21%
142,770
-7,621
-5% -$653K
2 3
4
5 6

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Oppenheimer & Co's Q3 2023 Portfolio in Review

As of Q3 2023, Oppenheimer & Co held 1,493 positions worth $4.84B, down 3.1% from $5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Oppenheimer & Co's Q3 2023 filing shows 82 new, 580 increased, 615 reduced and 118 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M. The largest sale was FT Vest US Equity Deep Buffer ETF December, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2023 buy was FT Vest US Equity Deep Buffer ETF August: 562,231 shares worth $18.6M.
  • Oppenheimer & Co added most to ConocoPhillips in Q3 2023, an estimated $4.53M increase.
  • Oppenheimer & Co's biggest Q3 2023 reduction was Equitrans Midstream Corporation Common Stock, cutting an estimated $7.88M.
  • Oppenheimer & Co fully exited FT Vest US Equity Deep Buffer ETF December in Q3 2023, selling an estimated $15.1M.
  • Oppenheimer & Co's ten largest holdings make up 18% of its $4.84B portfolio in Q3 2023.
  • Oppenheimer & Co opened 82 new positions and closed 118 in Q3 2023.
  • Oppenheimer & Co's portfolio value fell 3.1% quarter-over-quarter to $4.84B.

Based on Oppenheimer & Co's 13F filing for Q3 2023, filed 8 Nov 2023.