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Oppenheimer & Co Portfolio holdings

AUM $8.21B
1-Year Est. Return 28.81%
This Fund
S&P 500
This Quarter Est. Return
-0.18%
1 Year Est. Return
+28.81%
3 Year Est. Return
+92.54%
5 Year Est. Return
+114.67%
10 Year Est. Return
+429.8%
AUM
$5.34B
AUM Growth
-$237M
Cap. Flow
-$130M
Cap. Flow %
-2.43%
Top 10 Hldgs %
17.36%
Holding
1,615
New
114
Increased
629
Reduced
604
Closed
130

Top Buys

Rank Stock Value
1
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$49.5M
2
GXO icon
GXO Logistics
GXO
+$10.2M
3
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$9.29M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.06M
5
C icon
Citigroup
C
+$6.92M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$17.6M
2
AAPL icon
Apple
AAPL
+$16.6M
3
NVDA icon
NVIDIA
NVDA
+$14.2M
4
IDXX icon
Idexx Laboratories
IDXX
+$13.7M
5
XPO icon
XPO
XPO
+$13.2M

Sector Composition

Rank Sector Weight
1 Technology 18.05%
2 Financials 11.09%
3 Healthcare 10.47%
4 Consumer Discretionary 9.45%
5 Industrials 8.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLNO
951
DELISTED
Soleno Therapeutics
SLNO
$591K 0.01%
42,609
+371
+0.9% +$5.17K
CFR icon
952
Cullen/Frost Bankers
CFR
$10.4B
$590K 0.01%
4,974
– –
MT icon
953
ArcelorMittal
MT
$52.9B
$590K 0.01%
19,547
-19,125
-49% -$625K
MKL icon
954
Markel Group
MKL
$23.3B
$578K 0.01%
484
-4
-0.8% -$4.93K
VIRT icon
955
Virtu Financial
VIRT
$5.11B
$578K 0.01%
+23,656
New +$601K
PAWZ icon
956
ProShares Pet Care ETF
PAWZ
$34M
$576K 0.01%
7,416
+424
+6% +$34.7K
REGL icon
957
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.75B
$574K 0.01%
8,477
-569
-6% -$40.3K
SUI icon
958
Sun Communities
SUI
$15.2B
$574K 0.01%
3,100
– –
ATR icon
959
AptarGroup
ATR
$8.55B
$573K 0.01%
4,797
+386
+9% +$50.8K
BAB icon
960
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$573K 0.01%
17,422
+253
+1% +$8.48K
EFG icon
961
iShares MSCI EAFE Growth ETF
EFG
$16.6B
$572K 0.01%
5,372
-2
-0% -$220
EXG icon
962
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.99B
$570K 0.01%
56,997
-8,606
-13% -$89.7K
ONLN icon
963
ProShares Online Retail ETF
ONLN
$66.6M
$569K 0.01%
8,676
-30,821
-78% -$2.25M
AWF
964
AllianceBernstein Global High Income Fund
AWF
$870M
$568K 0.01%
46,326
+332
+0.7% +$4.1K
LDOS icon
965
Leidos
LDOS
$14.5B
$568K 0.01%
5,913
+330
+6% +$32.7K
ELAN icon
966
Elanco Animal Health
ELAN
$13.2B
$563K 0.01%
17,655
– –
KOF icon
967
Coca-Cola Femsa
KOF
$22.7B
$563K 0.01%
10,000
-1,265
-11% -$70.8K
IMO icon
968
Imperial Oil
IMO
$62.7B
$562K 0.01%
17,803
+6,968
+64% +$193K
NBIX icon
969
Neurocrine Biosciences
NBIX
$16.8B
$562K 0.01%
5,863
+183
+3% +$17.3K
L icon
970
Loews
L
$23.9B
$560K 0.01%
10,387
+1,488
+17% +$80.8K
PWV icon
971
Invesco Large Cap Value ETF
PWV
$1.68B
$559K 0.01%
12,581
– –
ARRY icon
972
Array Technologies
ARRY
$803M
$557K 0.01%
30,050
+12,300
+69% +$204K
UMC icon
973
United Microelectronic
UMC
$47.7B
$557K 0.01%
48,757
-602
-1% -$6.46K
RGR icon
974
Sturm, Ruger & Co
RGR
$594M
$556K 0.01%
+7,539
New +$586K
BETZ icon
975
Roundhill Sports Betting & iGaming ETF
BETZ
$49.7M
$555K 0.01%
18,464
+4,311
+30% +$128K
37 38
39
40 41

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CCM
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CL
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WJWM
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WA
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CCM
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AIM
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GGHC
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Oppenheimer & Co's Q3 2021 Portfolio in Review

As of Q3 2021, Oppenheimer & Co held 1,615 positions worth $5.34B, down 4.2% from $5.58B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Oppenheimer & Co's Q3 2021 filing shows 114 new, 629 increased, 604 reduced and 130 closed positions. Its largest new stake was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K. The largest sale was Microsoft, an estimated $17.6M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

  • Oppenheimer & Co's largest Q3 2021 buy was Global X S&P 500 Covered Call ETF: 1,004,600 shares worth $488K.
  • Oppenheimer & Co added most to Invesco Ultra Short Duration ETF in Q3 2021, an estimated $9.29M increase.
  • Oppenheimer & Co's biggest Q3 2021 reduction was Microsoft, cutting an estimated $17.6M.
  • Oppenheimer & Co fully exited Pricesmart in Q3 2021, selling an estimated $6.18M.
  • Oppenheimer & Co's ten largest holdings make up 17% of its $5.34B portfolio in Q3 2021.
  • Oppenheimer & Co opened 114 new positions and closed 130 in Q3 2021.
  • Oppenheimer & Co's portfolio value fell 4.2% quarter-over-quarter to $5.34B.

Based on Oppenheimer & Co's 13F filing for Q3 2021, filed 12 Nov 2021.